Colin H. Lindsay

Alliance Bernstein CollegeBoundfund 529 — None — Redeemed

Alliance Bernstein CollegeBoundfund 529 — None

American Funds Capital Income Builders Fund — Int/Div — Buy (add'l)

American Funds Capital Income Builders Fund — Buy (add'l)

American Funds Capital Income Builders Fund — Sold (part)

American Funds Capital Income Builders Fund — Buy (add'l)

American Funds New World Fund — Int/Div — Sold (part)

American Funds The Growth Fund of America — Int/Div — Buy (add'l)

American Funds The Growth Fund of America — Sold (part)

AQR Managed Funds Strategy Funds — Int/Div — Sold (part)

AQR Managed Funds Strategy Funds — Sold (part)

Calamos Growth & Income Fund — Int/Div — Sold (part)

Calamos Growth & Income Fund — Sold (part)

Charles Schwab Money Market Account — Interest

Calvert Global Energy Fund — Int/Div — Sold (part)

Cohen & Steers Realty Fund — Int/Div — Sold (part)

Cohen & Steers Realty Fund — Sold (part)

Davis New York Venture Fund — Int/Div — Buy (add'l)

Deleware Diversified Income Fund — Int/Div — Sold (part)

Deleware Diversified Income Fund — Buy (add'l)

Diamond Hill Long Short Fund — Int/Div

Eaton Vance Floating Rate Fund — Int/Div — Buy (add'l)

Fidelity Advisor Materials Fund — Int/Div — Buy (add'l)

Fidelity Advisor Materials Fund — Sold (part)

First Eagle Overseas Fund — Int/Div — Sold (part)

First Eagle Overseas Fund — Sold (part)

Franklin Uthites Fund — Int/Div — Buy (add'l)

Franklin Uthites Fund — Sold (part)

IShares Convertible Bond (X) — Int/Div — Buy

Oppenheimer Developing Markets Fund — Int/Div — Buy (add'l)

Oppenheimer Developing Markets Fund — Sold (part)

Oppenheimer Developing Markets Fund — Sold (part)

PIMCO Commodity Real Return Strategy Fund — Int/Div — Buy (add'l)

PIMCO Commodity Real Return Strategy Fund — Buy (add'l)

PIMCO Commodity Real Return Strategy Fund — Buy (add'l)

ROYCE Opportunity Fund — Int/Div — Buy (add'l)

ROYCE Opportunity Fund — Sold (part)

ROYCE Opportunity Fund — Buy (add'l)

SCOUT Intemational Fund — None — Sold

Templeton Global Bond Fund (FKA Franklin Templeton Global Bond Fund) — Int/Div — Sold (part)

Templeton Global Bond Fund (FKA Franklin Templeton Global Bond Fund) — Buy (add'l)

Templeton Global Bond Fund (FKA Franklin Templeton Global Bond Fund) — Buy (add'l)

Templeton Global Bond Fund (FKA Franklin Templeton Global Bond Fund) — Sold (part)

Vaguard Developing Markets Fund(X) — Int/Div — Buy

Vaguard Developing Markets Fund(X) — Sold (part)

Vaguard Developing Markets Fund(X) — Buy (add'l)

Vanguard Mid Cap ETF — Int/Div — Buy (add'l)

S10. — Sold (part)

S10. — Buy (add'l)

S10. — Buy (add'l)

VOYA International Real Estate Fund (FKA ING International RE Fund) — Int/Div — Sold (part)

Wasatch Small Cap Growth Fund — Int/Div — Buy (add'l)

Wasatch Small Cap Growth Fund — Sold (part)

Wasatch Small Cap Growth Fund — Sold (part)

Westcore Plus Bond Fund (X) — Int/Div — Buy

American Funds Capital Income Builder — Int/Div

Amencan Funds New World Fund — Int/Div

American Funds The Growth Fund of Amenca — Int/Div

AQR Managed Future Strategy Fund — Int/Div

Calamos Growth and Income Fund — Int/Div

Calvert Global Energy Fund — Int/Div

Charles Schwab Money Market Account — Interest

Cohen & Steers Realty Fund — Int/Div

Davis New York Ventre Fund — Int/Div

Deleware Diversified Income Fund — Int/Div

Diamond Hill Long Short Fund — Int/Div

Eaton Vance Floating Rate Fund — Int/Div

First Eagle Overseas Fund — Int/Div

Franklin Utilities Fund — Int/Div

Oppenheimer Developing Markets Fund — Int/Div

PIMCO Commodity Real Return Strategy Fund — Int/Div

ROYCE Opportunity Fund — Int/Div

SCOUT International Fund — Int/Div — Sold

Templeton Global Bond Fund (FKA Franklin Templeton Global Bond Fund) — Int/Div

Vanguard Developing Markets Fund (X) — Int/Div — Buy

Vanguard Midcap ETF — Int/Div

VOYA Intemational Real Estate Fund (FKA ING Real Estate Fund) — Int/Div

Wasatch Small Cap Growth Fund — Int/Div

Delegate to the American Bar Association House of Delegates, Lowsville Bar Association

Agreement — 12/302014 — Return of capital and mterest in former firm (Dmsmore & Shohl) commencing 12/31/2015 and ending 12/31/2017

Liability — American Express — Credit Card

Reimbursement — American Bar Association — 262015-2/10/2015 — Houston, TX — Attend ABA Midyear Meeting — Aartare

Reimbursement — Louisville Bar Association — 2/6/2015-2/10072015 — Houston, TX — Attend ABA Midyear Meeting — Lodging, Meals, Local Transportation

Income — 121022015 — Dinsmore & Shohl LLP; return of capital — S23.005.00

Income — 2015 — Dinsmore & Shohl LLP: return of mterest m firm — S13.450.00

Spouse's income — 2016 — Salary: Louisville Bar Association

Part VII. Investments and Trusts-Spouse’s account is small and most transactions were not above the $1000.00 threshold.

Part VIL. Investments and Trusts-Templeton Global Bond Fund was FKA Franklin Templeton Global Bond Fund.

Part VIL Investments and Trusts-Per Amendment Request: Lines 16 & 65 (Listed us lines 14 & 62 in the admendment request) Charles Schwab Money Markets

are indeed accurate on the initial report. The interest generated on these two accounts is a very nominal amount(less than $5.00 in each account) The amount in

these accounts is less than $15,000,

Part VII. Investments and Trusts-Per Admendment Request: Line 47 (2015 Admended) report listed "Dreyfus Mideap Index Fund" but it was not listed in the 2016

report. This asset was listed as Sold on the 2015 report. It had a "sold" date of 8/17/2015