Kevin Gross

State of Israel 7th Dev Reg Savings Amended Bond [mmm — Interest

State of Israel Sth Infr & Absp Issue Bond [1 — None — Redeemed

State of Israel Sth Infr & Absp Issue Bone — Interest

State of Israel Sth Infr & Absp Issue Bond [ — Interest

Newberger Berman Brokerage Account #1

Dreyfus Treas Prime Cash Mgmt Inv Shs money market fund — None

Schlumberger Ltd common stock — Int/Div

Neuberger Berman Genesis FD Institutional Class mutual fund — Int/Div — Sold (part)

Neuberger Berman Genesis FD Institutional Class mutual fund — Distribution — Sold (part)

Sociedad Quimica Minera De Chile SA Apon ADR Ser B com stk — Int/Div — Sold (part)

Sociedad Quimica Minera De Chile SA Apon ADR Ser B com stk — Sold

SPDR Gold Tr Gold Shs common stock — None — Sold (part)

SPDR Gold Tr Gold Shs common stock — Sold

Range Resources Corp common stock — Int/Div — Sold

EMC Corp - Mass common stock — Int/Div

Potash Corp of Saskatchewan Inc CA Listed common stock — Int/Div — Sold

Google Inc Cl A common stock — None

Kubota Corporation ADR common stock — Int/Div — Sold (part)

Kubota Corporation ADR common stock — Sold

Cenovus Energy Inc common stock — Int/Div

Sanofi Aventis Spon ADR common stock — Int/Div

Valmont Industries Inc common stock — Int/Div

Crescent Point Energy Corp common stock — Int/Div — Sold

Occidental Pete Corp common stock — Int/Div

Treasury Wine Estates common stock — Int/Div — Sold

Boeing Co common stock — Int/Div — Sold

Linear Technology Corp common stock — None — Sold

Honeywell Intl Inc common stock — Int/Div — Sold (part)

Linear Technology Corp common stock — None — Sold

Neuberger Berman Eq FDS GBL Thematic Opp FD Inst! mutual fd — Int/Div — Sold (part)

Neuberger Berman Eq FDS GBL Thematic Opp FD Inst! mutual fd — Sold (part)

Unilever N V New York Shs New ADR — Int/Div

Weverhaeuser Co common stock — Distribution — Sold

Intel Corp common stock — None — Sold

Novartis AG American Depository Shrs — Int/Div

Southwestern Energy Co common stock — None — Sold

American International Group Inc New common stock — Int/Div — Buy

Motorola Solutiions Inc common stock — Int/Div — Buy

Motorola Solutiions Inc common stock — Sold

Cisco Systems common stock — Int/Div — Buy

General Dynamics Corp common stock — Int/Div — Buy

General Dynamics Corp common stock — Buy (add'l)

Deere & Co common stock — Int/Div — Buy

Koninklijke Philips N V common stock — None — Buy

Foot Locker common stock — Int/Div — Buy

Bed Bath & Beyond common stock — None — Buy

Express Scripts Holding Company common stock — None — Buy

Gap Inc common stock — None — Buy

Coming Inc comon stock — Int/Div — Buy

Antero Resources Corp common stock — None — Buy

General Motors Company common stock — None — Buy

Sandisk Corp common stock — None — Buy

M&T Bank checking account — Interest

IRA #1

Guardian Fund Investor Class mutual fund — Interest

IRA #2

Guardian Fund Investor Class mutual fund — Interest

MetLife-whole life — Int/Div

MetLife-whole life — Int/Div

1/3 interest in Trisis-oil & gas royalty interest & land in

Scurry, Tyler & Wood Counties, TX — Rovalty

IRA Rollover Acct #1

Dreyfus Treas Prime Cash Mgmt Inv shs money mkt fd — None

Sociedad Quimica Minera de Chile SA Spon ADR Ser B common — Int/Div — Sold (part)

Sociedad Quimica Minera de Chile SA Spon ADR Ser B common — Sold

Neuberger Berman Genesis FD Institutional Class mutual fund — Int/Div — Buy (add'l)

Neuberger Berman Genesis FD Institutional Class mutual fund — Distribution — Buy (add'l)

Neuberger Berman Genesis FD Institutional Class mutual fund — Buy (add'l)

Philip Morris International common stock — Int/Div — Buy (add'l)

Philip Morris International common stock — Sold

Ishares TR NASDAQ Biotechnology Index Fd common stock — Int/Div — Sold

EMC Corp-Mass common stock — None — Sold

SPDR Gold Tr Gold Shs common stock — None — Sold (part)

SPDR Gold Tr Gold Shs common stock — Sold

Schlumberger Ltd common stock — Int/Div — Sold

Southwestern Energy Co common stock — None — Sold

Range Resources Corp common stock — Int/Div

Potash Corp of Saskatchewan Inc CA Listed common stock — Int/Div — Buy (add'l)

Potash Corp of Saskatchewan Inc CA Listed common stock — Sold

Google Inc common stock — None

Unilever N V New York Shs New ADR common stock — Int/Div

Kubota Corporation common stock — Int/Div — Sold (part)

Kubota Corporation common stock — Sold

Cenovus Energy Inc common stock — Int/Div

Sanofi Aventis Spon ADR common stock — Int/Div — Sold (part)

Valmont Industries Inc common stock — Int/Div

Crescent Point Energy Corp common stock — Int/Div — Sold

Centurylink Inc common stock — Int/Div — Sold

Microchip Technology Inc common stock — None — Sold

Neuberger Berman Eq FDS GBL Thematic Opp Fd Inst mutual fun — Int/Div — Buy (add'l)

Neuberger Berman Eq FDS GBL Thematic Opp Fd Inst mutual fun — Buy (add'l)

Neuberger Berman Eq FDS GBL Thematic Opp Fd Inst mutual fun — Buy (add'l)

Treasury Wine Estates US listed common stock — Int/Div — Sold

Honeywell Intl Inc common stock — Int/Div

Boeing Co common stock — Int/Div — Sold (part)

Novartis AG American depository shares — Int/Div

Roche Holding LTD Spon ADR REPSTG ORD — Int/Div

Occidental Pete Corp common stock — Int/Div

Weverhaeuser Co common stock — Distribution — Sold

Intel Corp common stock — None — Sold

Newmont Mining Corp Holding Co common stock — Int/Div — Sold

Cisco Systems Inc common stock — Int/Div

Deere & Co common stock — Int/Div — Buy (add'l)

Allstate Corp common stock — Int/Div — Buy

Allstate Corp common stock — Sold

Motorola Solutions Inc common stock — Int/Div — Buy

Motorola Solutions Inc common stock — Sold

American International Group Inc New common stock — Int/Div — Buy

Statoil ASA Sponsored ADR common stock — Int/Div — Buy

Statoil ASA Sponsored ADR common stock — Sold

Neuberger & Berman Equity FDS Equity Income FD Inst] mutual fund — Int/Div — Buy

Neuberger & Berman Equity FDS Equity Income FD Inst] mutual fund — Distribution — Buy (add'l)

Neuberger & Berman Equity FDS Equity Income FD Inst] mutual fund — Buy (add'l)

Bed Bath & Beyond Inc common stock — None — Buy

Bed Bath & Beyond Inc common stock — Buy (add'l)

Norfolk Southern Corp common stock — Int/Div — Buy

General Dynamics Corp common stock — Int/Div — Buy

General Dynamics Corp common stock — Buy (add'l)

Koninkluke Philips NV common stock — None — Buy

C R Bard Inc common stock — Int/Div — Buy

Exxon Mobil Corp common stock — Int/Div — Buy

Foot Locker Inc common stock — Int/Div — Buy

Foot Locker Inc common stock — Buy (add'l)

Express Scripts Holding Company common stock — None — Buy

Express Scripts Holding Company common stock — Buy (add'l)

Gap Inc common stock — None — Buy

Coming Inc common stock — Int/Div — Buy

Antero Resources Corp common stock — None — Buy

Lennar Corp Cl A common stock — None — Buy

General Motors common stock — None — Buy

Sandisk Corp common stock — Buy

IRA #3-Wells Fargo Bank N.A — Interest

IRA #4-Wells Fargo Bank N.A — Interest

Morgan Stanley Smith Bamey brokerage account #1

Morgan Stanley Bank NA — Interest

Citizens Util Co bond — Interest — Sold

Remsurance Grp of America Co Bond — Interest — Sold

Llovds TSB Group PLC REGS bond — Int/Div — Buy

Llovds TSB Group PLC REGS bond — Sold

Assured GTY US Hldgs bond — Interest — Buy

Assured GTY US Hldgs bond — Sold

Resource Capital Corp preferred stock — Int/Div — Buy

Resource Capital Corp preferred stock — Sold

Goodrich Petroleum Co preferred stock — None — Buy

Goodrich Petroleum Co preferred stock — Sold

Colony Finl Inc preferred stock — None — Buy

Colony Finl Inc preferred stock — Sold

American Capital Agency preferred stock — None — Buy

American Capital Agency preferred stock — Sold

Reimbursement — American Bankruptcy Institute — 10/11/2013 — New York, NY — ABI Mid Level Conference — travel & parking

Part VII, line 65: The mutual fund was mistakenly identified as Investor Class in prior reports. The name was corrected to Institutional Class in this report. All

other items of income and gain were reported correctly in the past.