Vincent F. Papalia

What was filed

437
investments
2
positions
0
gifts
2
agreements
1
debts
0
reimbursements
3
income
1
spouse income

Named parties

Mendham Lakes Estates Homeowners Association, Inc. (Nonprofit Homeowners Association). Resigned October 2014.
Sather LLC
PNC
Satber L.L.C. - Return of Capital (Pursuant to Membership Agreement)
Saber L.L.C. « Return of Benefit (Pursuant to Membership Agreement)
Saber LLC. - Annual Income
County College of Mors - salary

As filed

BROKERAGE ACCT <J (H)

FIDELITY PRIME FUND CAPITAL RESERVES — Int/Div — Open

FPA CRESCENT FUND — Int/Div — Buy

FPA CRESCENT FUND — Buy (add'l)

LORD ABBET1 MULTI ASSET INCOME FUND F — Int/Div — Buy

LORD ABBET1 MULTI ASSET INCOME FUND F — Buy (add'l)

BLACKROCK MULTI ASSET INCOME PORT A — Int/Div — Buy

BLACKROCK MULTI ASSET INCOME PORT A — Buy (add'l)

IRA ROLLOVER BROKERAGE ACCT (Hy

FIDELITY PRIME FUND CAPITAL RESERVES — Int/Div — Buy

FPA CRESCENT FUND — Int/Div — Buy

LORD ABBETT CALIBRAT MID CAP VALUE F — Int/Div — Buy

LORD ABBETT GROWTH LEADERS FUNDF — Int/Div — Buy

LORD ABBETT GROWTH LEADERS FUNDF — Buy (add'l)

VANGUARD BALANCED INDEX INVESTOR — Int/Div — Buy

BLACKROCK HIGH YIELD BOND A — Int/Div — Buy

BLACKROCK HIGH YIELD BOND A — Buy (add'l)

BLACKROCK HIGH YIELD BOND A — Sold

AMFUNDS AMERICAN BALANCED F1 — Int/Div — Buy

AMFUNDS AMERICAN BALANCED F1 — Buy (add'l)

INDIV TOD BROKERAGE ACCT -S(H)

FIDELITY PRIME FUND CAPITAL RESERVES — Int/Div — Buy

DEUTSCHE GLOBAL INFRASTRUCTURE A — Int/Div — Buy

DEUTSCHE GLOBAL INFRASTRUCTURE A — Buy (add'l)

FPA CRESCENT FUND — Int/Div — Buy

FPA CRESCENT FUND — Buy (add'l)

BLACKROCK MULTI ASSET INCOME PORT A — Int/Div — Buy

PIMCO INOCME FUND A — Int./hv — Buy

AT&T — Int/Div — Buy

ZALTRIA GROUP — Int/Div — Sold

BRISTOL MYERS SOULIBB — Int/Div

CHEMOURS CO — Int/Div — Sold (part)

CHEMOURS CO — Buy

DOW CHEMICAL CO — Int/Div

DU PONT — Int/Div

EXXON MOBIL — Int/Div

HOME DEPOT — Int/Div

INTEL CORP — Int/Div

MERCK & CO — Int/Div

PHILIP MORRIS — Int/Div

PROCTOR & GAMBLE — Int/Div

SUBRUBAN PROPAN — Int/Div

TRANSOCEANLTD — Int/Div — Buy

VALLEY NATIONAL — Int/Div

WEIGHT WATCHERS — Int/Div — Sold

BANK ACCOUNT - SANTANDER -S — Interest

IRA -PNC(H)

AMERICAN BALANCED A — Int/Div — Buy

IRA - PNC -S(H)

AMERICAN BALANCED A — Int/Div — Buy

529 PLAN - FRANKLIN TEMPLETON (Hy

GROWTH ALLOCATION C — Int/Div — Sold (part)

GROWTH ALLOCATION C — Sold

GROWTH ALLOCATION C — Buy (add'l)

TIAA CREF g (H)

MONEY MARKET — Int/Div — Open

IRA - REGAL (H)

MONEY MARKET — Int/Div

LEVEL 3 COMM — Int/Div

NEONODE — Int/Div

IRA - REGAL S(H)

MONEY MARKET — Int/Div

VICAL INC — Int/Div

401K) SAIBER (H)

BLACKROCK GLOBAL SMALLCAP A — Int/Div — Buy (add'l)

BLACKROCK GLOBAL SMALLCAP A — Buy (add'l)

BLACKROCK GLOBAL SMALLCAP A — Distnbuted

HARBOR BOND INST — Int/Div — Distnbuted

HARBOR CAP APPRECIATION INV — Inv — Buy (add'l)

HARBOR CAP APPRECIATION INV — Buy (add'l)

HARBOR CAP APPRECIATION INV — Distnbuted

MORLEY STABLE VALUE — Int/Div — Distributed

PIMCO REAL RETURND — hy — Buy (add'l)

PIMCO REAL RETURND — Buy (add'l)

PIMCO REAL RETURND — Distnbuted

T.ROWE PRICE RTMT 2020 — Int/Div — Buy (add'l)

T.ROWE PRICE RTMT 2020 — Buy (add'l)

T.ROWE PRICE RTMT 2020 — Distributed

VANGUARD INT-TERM TREASURY ADM — Int/Div — Distnbuted

PNC BANK ACCOUNT «J — Interest

Deutsche X Trackers MSC (Common) {Symbol - DBEL) — None — Buy

Deutsche X Trackers MSC (Common) {Symbol - DBEL) — Int/Div — Buy

Deutsche X Trackers MSCI EAFE (Common) (Symbol « DBEF) — None — Buy

Deutsche X Trackers MSCI EAFE (Common) (Symbol « DBEF) — Int/Div — Buy

First Trust Preferred (Common) (Symbol FPE)Y — Int/Div — Buy

First Trust Preferred (Common) (Symbol FPE)Y — Int/Div — Sold

Guggenheim S&P 500 (Common) (Symbol RYT) — Int/Div — Buy

Shares (Common) (Symbol EEMA) — None — Buy

Shares (Common) (Symbol EEMA) — Int/Div — Sold

IShares to 3 Treasury (Common) (Symbol SHY) — Int/Div — Buy

IShares to 3 Treasury (Common) (Symbol SHY) — Int/Div — Sold

IShares 3 to 7 Treasury (Common) (Symbol ED — Int/Div — Buy

IShares 3 to 7 Treasury (Common) (Symbol ED — Int/Div — Sold

IShares Core S&P S00 ETF (Common) (Symbol Vy) — Int/Div — Buy

IShares Core S&P MidCap (Common) (Symbol UH) — Int/Div — Buy

Shares 1Boxx $ High Yield (Common) (Symbol HYG) — Int/Div — Buy

IShares IBoxx § Investment (Common) (Symbol LOD) — Int/Div — Buy

IShares IBoxx § Investment (Common) (Symbol LOD) — Int/Div — Sold

IShares IBoxx § Investment (Common) (Symbol LOD) — Buy

IShares International (Common) (Symbol DV) — Int/Div — Buy

IShares International (Common) (Symbol DV) — Int/Div — Sold

Shares JP Morgan USD (Common) (Symbol EMB) — Int/Div — Buy

Shares JP Morgan USD (Common) (Symbol EMB) — Int/Div — Sold

Shares JP Morgan USD (Common) (Symbol EMB) — Buy

Shares US Financial Sves (Common) (Symbol IYG) — Int/Div — Buy

Shares US Financial Sves (Common) (Symbol IYG) — Int/Div — Sold

IShares Core S&P (Symbol LIR) — None — Buy

Shares Core {Symbol GOVT) — None — Buy

Power Shares Exchange Symbol PBS — None — Buy

Vanguard Sector SPDR FD (Common) (Symbol XLG) — Int/Div — Buy

Vanguard Sector SPDR FD (Common) (Symbol XLG) — Int/Div — Sold

Vanguard FTSE Developed (Common) (Symbol VEA) — Int/Div — Buy

Vanguard FTSE Developed (Common) (Symbol VEA) — Buy

Vanguard FTSE Emerging (Symbol VWO) — None — Buy

Vanguard Short Term Symbol VOCSH — Int/Div — Buy

Vanguard Total International ETF (Symbol BNDX) — Int/Div — Buy

Vanguard Total International ETF (Symbol BNDX) — Buy

RBC Branch Sweep Program — None — Buy

Bank of Montreal (Common) (Symbol BMO) — Int/Div — Buy

Bank of Montreal (Common) (Symbol BMO) — Buy (add'l)

Bank of Montreal (Common) (Symbol BMO) — Sold

Bank of Nova Scotia (Common) (Symbol BNS) — Int/Div — Buy

Bank of Nova Scotia (Common) (Symbol BNS) — Buy (add'l)

Bank of Nova Scotia (Common) (Symbol BNS) — Int/Div — Sold

Baytex Energy (Common) {Symbol BTE) — None — Buy

Baytex Energy (Common) {Symbol BTE) — Sold

BCE Inc. (Common) (Symbol BCE) — Int/Div — Buy

BCE Inc. (Common) (Symbol BCE) — Buy (add'l)

BCE Inc. (Common) (Symbol BCE) — Int/Div — Sold

GlaxoSmithKline PLC (Common) (Symbol GSK) — None — Buy

GlaxoSmithKline PLC (Common) (Symbol GSK) — Buy (add'l)

GlaxoSmithKline PLC (Common) (Symbol GSK) — Int/Div — Sold

HSBC Holdings PLC (Common) (Symbol HSBC) — None — Buy

HSBC Holdings PLC (Common) (Symbol HSBC) — Buy (add'l)

HSBC Holdings PLC (Common) (Symbol HSBC) — Int/Div — Sold

Royal Dutch Shell PLC (Common) (Symbol RDSB) — Int/Div — Buy

Royal Dutch Shell PLC (Common) (Symbol RDSB) — Buy (add'l)

Royal Dutch Shell PLC (Common) (Symbol RDSB) — Int/Div — Sold

Toronto Dominion Bank (Common) {Symbol TD) — Int/Div — Buy

Toronto Dominion Bank (Common) {Symbol TD) — Buy (add'l)

Toronto Dominion Bank (Common) {Symbol TD) — Int/Div — Sold

Delaware Pooled Trust Diversified Income FD CIA (Symbol DPDFX) — Int/Div — Buy

Delaware Pooled Trust Diversified Income FD CIA (Symbol DPDFX) — Buy (add'l)

Delaware Pooled Trust Diversified Income FD CIA (Symbol DPDFX) — None — Buy

Delaware Pooled Trust Diversified Income FD CIA (Symbol DPDFX) — None — Sold

Delaware Pooled Trust Diversified Income FD CIA (Symbol DPDFX) — Int/Div — Sold

Fidelity Advisor Strategic Income Fund CL 1 (Symbol - FSRIX) — Int/Div — Buy

Fidelity Advisor Strategic Income Fund CL 1 (Symbol - FSRIX) — Buy (add'l)

Fidelity Advisor Strategic Income Fund CL 1 (Symbol - FSRIX) — None — Sold

Fidelity Advisor Strategic Income Fund CL 1 (Symbol - FSRIX) — Int/Div — Sold

Invesco Balanced Risk Alloc Y (Symbol ABRYX) — None — Buy

Invesco Balanced Risk Alloc Y (Symbol ABRYX) — Buy (add'l)

Invesco Balanced Risk Alloc Y (Symbol ABRYX) — None — Sold

Invesco Balanced Risk Alloc Y (Symbol ABRYX) — Sold

Oppenheimer Intl BD FD Class Y (Symbol OIBYX) — Int/Div — Buy

Oppenheimer Intl BD FD Class Y (Symbol OIBYX) — Buy (add'l)

Oppenheimer Intl BD FD Class Y (Symbol OIBYX) — None — Sold

Oppenheimer Intl BD FD Class Y (Symbol OIBYX) — Int/Div — Sold

Thombure Strategic Income FD CL 1 SHS (Symbol - TS11X) — Int/Div — Buy

Thombure Strategic Income FD CL 1 SHS (Symbol - TS11X) — Buy (add'l)

Thombure Strategic Income FD CL 1 SHS (Symbol - TS11X) — None — Sold

Thombure Strategic Income FD CL 1 SHS (Symbol - TS11X) — Int/Div — Sold

IM Company (Common) {Symbol MMM) — Int/Div — Buy

IM Company (Common) {Symbol MMM) — Buy (add'l)

IM Company (Common) {Symbol MMM) — Int/Div — Sold

Altria Group Inc. (Common) {Symbol MO) — Int/Div — Buy

Altria Group Inc. (Common) {Symbol MO) — Buy (add'l)

Altria Group Inc. (Common) {Symbol MO) — Int/Div — Sold

American Electric Power Co. (Common) (Symbol AEP) — Int/Div — Buy

American Electric Power Co. (Common) (Symbol AEP) — Buy (add'l)

American Electric Power Co. (Common) (Symbol AEP) — Int/Div — Sold

AT&T Inc. (Common) (Symbol T) — Int/Div — Buy (add'l)

AT&T Inc. (Common) (Symbol T) — Buy (add'l)

AT&T Inc. (Common) (Symbol T) — Sold

Automatic Data Processing (Common) (Symbol ADP) — Int/Div — Buy

Automatic Data Processing (Common) (Symbol ADP) — Buy (add'l)

Automatic Data Processing (Common) (Symbol ADP) — None — Sold

Automatic Data Processing (Common) (Symbol ADP) — Int/Div — Sold

Chevron Corporation (Common) {Symbol OVX) — Int/Div — Buy

Chevron Corporation (Common) {Symbol OVX) — Buy (add'l)

bad) — Buy (add'l)

bad) — Int/Div — Sold

Coca Cola Company (Common) (Symbol KO) — Int/Div — Buy

Coca Cola Company (Common) (Symbol KO) — Buy (add'l)

Coca Cola Company (Common) (Symbol KO) — Int/Div — Sold

Dow Chemical Co. (Common) (Symbol DOW .N) — Int/Div — Buy

Dow Chemical Co. (Common) (Symbol DOW .N) — Buy (add'l)

Dow Chemical Co. (Common) (Symbol DOW .N) — a

Dow Chemical Co. (Common) (Symbol DOW .N) — Buy (add'l)

Dow Chemical Co. (Common) (Symbol DOW .N) — Int/Div — Sold

Eli Lilly & Co. (Common) (Symbol LLY) — Int/Div — Buy

Eli Lilly & Co. (Common) (Symbol LLY) — Buy (add'l)

Eli Lilly & Co. (Common) (Symbol LLY) — Int/Div — Sold

Energy Transfer Partners LP (Common) Symbol ETP) — None — Buy

Energy Transfer Partners LP (Common) Symbol ETP) — Buy (add'l)

Energy Transfer Partners LP (Common) Symbol ETP) — Sold

Enbridge Energy Partners LP (Common) {Symbol EEP) — None — Buy

Enbridge Energy Partners LP (Common) {Symbol EEP) — Buy (add'l)

Enbridge Energy Partners LP (Common) {Symbol EEP) — Sold

Enterprise Products Partners (Common) (Symbol EPD) — None — Buy

Enterprise Products Partners (Common) (Symbol EPD) — Buy (add'l)

Enterprise Products Partners (Common) (Symbol EPD) — Sold

Exxon Mobile Corp. (Common) {Symbol XOM) — Int/Div — Buy

Exxon Mobile Corp. (Common) {Symbol XOM) — Buy (add'l)

Exxon Mobile Corp. (Common) {Symbol XOM) — Int/Div — Sold

General Electric Co. (Common) (Symbol GE) — None — Buy

General Electric Co. (Common) (Symbol GE) — Buy (add'l)

General Electric Co. (Common) (Symbol GE) — None — Sold

General Electric Co. (Common) (Symbol GE) — Int/Div — Sold

Health Care Reit Inc. (Common) (Symbol HON) — Int/Div — Buy

Health Care Reit Inc. (Common) (Symbol HON) — Buy (add'l)

Health Care Reit Inc. (Common) (Symbol HON) — Sold

Johnson & Johnson (Symbol JNJ) — Int/Div — Buy

Johnson & Johnson (Symbol JNJ) — Buy (add'l)

Johnson & Johnson (Symbol JNJ) — Int/Div — Sold

Kinder Morgan Inc. (Common) (Symbol KMD — Int/Div — Buy

Kinder Morgan Inc. (Common) (Symbol KMD — Buy (add'l)

Kinder Morgan Inc. (Common) (Symbol KMD — Sold

Lockheed Martin Corp. (Common) (Symbol LMT) — None — Buy

Lockheed Martin Corp. (Common) (Symbol LMT) — Buy (add'l)

Lockheed Martin Corp. (Common) (Symbol LMT) — Int/Div — Sold

Lorillard Inc. (Common) {Symbol LO) — None — Buy

Lorillard Inc. (Common) {Symbol LO) — Sold

McDonalds Corp. (Common) (Symbol MCD) — Int/Div — Buy

McDonalds Corp. (Common) (Symbol MCD) — Buy (add'l)

McDonalds Corp. (Common) (Symbol MCD) — Int/Div — Sold

Merck & Co. Inc. (Common) (Symbol MRK) — Int/Div — Buy

Merck & Co. Inc. (Common) (Symbol MRK) — Buy (add'l)

Merck & Co. Inc. (Common) (Symbol MRK) — None — Sold

Adb6 — Int/Div — Sold

Microchip Technology Inc. (Common) (Symbol MCHP) — Int/Div — Buy

RETH — Buy (add'l)

RETH — Int/Div — Sold

RBC Branch Sweep Program — None — Buy

Natl Retail Prop. Inc. (Common) Symbol NNN} — Int/Div — Buy

Natl Retail Prop. Inc. (Common) Symbol NNN} — Buy (add'l)

Natl Retail Prop. Inc. (Common) Symbol NNN} — Sold

Nextera Energy Inc. (Common) (Symbol NEF) — Int/Div — Buy

Nextera Energy Inc. (Common) (Symbol NEF) — Buy (add'l)

Nextera Energy Inc. (Common) (Symbol NEF) — Int/Div — Sold

Philip Morris International (Common) {Symbol PM) — Int/Div — Buy

Philip Morris International (Common) {Symbol PM) — Buy (add'l)

Philip Morris International (Common) {Symbol PM) — Int/Div — Sold

Plains All American Pipeline (Common) (Symbol PAA) — None — Buy

Plains All American Pipeline (Common) (Symbol PAA) — Buy (add'l)

Plains All American Pipeline (Common) (Symbol PAA) — Sold

Plum Creek Timber Co. Inc. (Common) (Symbol PCL) — Int/Div — Buy

Plum Creek Timber Co. Inc. (Common) (Symbol PCL) — None — Sold

Plum Creek Timber Co. Inc. (Common) (Symbol PCL) — Buy

Plum Creek Timber Co. Inc. (Common) (Symbol PCL) — Buy (add'l)

Plum Creek Timber Co. Inc. (Common) (Symbol PCL) — Sold

Proctor & Gamble Co. (Common) (Symbol PG) — Int/Div — Buy

ARO. — Buy (add'l)

assy — Sold

Qualcomm Ine (Common) {Symbol QCom) — Int/Div — Buy

Qualcomm Ine (Common) {Symbol QCom) — None — Sold

Qualcomm Ine (Common) {Symbol QCom) — Buy

Qualcomm Ine (Common) {Symbol QCom) — Buy (add'l)

Qualcomm Ine (Common) {Symbol QCom) — Int/Div — Sold

Reynolds American Inc. (Common) (Symbol RAI — None — Buy

Reynolds American Inc. (Common) (Symbol RAI — Buy (add'l)

Reynolds American Inc. (Common) (Symbol RAI — Int/Div — Sold

Simon Property Group Inc. (Common) (Symbol SPG) — Int/Div — Buy

Simon Property Group Inc. (Common) (Symbol SPG) — Buy (add'l)

Simon Property Group Inc. (Common) (Symbol SPG) — Sold

SPDR (Symbol INK) — None — Buy

United Parcel Sve. Inc. (Common) (Symbol LPS) — Int/Div — Buy

United Parcel Sve. Inc. (Common) (Symbol LPS) — Buy (add'l)

United Parcel Sve. Inc. (Common) (Symbol LPS) — Int/Div — Sold

United Health Group Inc. (Common) (Symbol UNH) — Int/Div — Buy

United Health Group Inc. (Common) (Symbol UNH) — Buy (add'l)

United Health Group Inc. (Common) (Symbol UNH) — Int/Div — Sold

Ventas Inc. (Common) (Symbol VTR) — None — Buy

Ventas Inc. (Common) (Symbol VTR) — Buy (add'l)

VF Corporation (Common) {Symbol VFC) — Int/Div — Buy

VF Corporation (Common) {Symbol VFC) — Buy (add'l)

VF Corporation (Common) {Symbol VFC) — Int/Div — Sold

Wells Fargo & Co. (Common) (Symbol WFCy — Int/Div — Buy

Wells Fargo & Co. (Common) (Symbol WFCy — Buy (add'l)

Wells Fargo & Co. (Common) (Symbol WFCy — Int/Div — Sold

CO-EXECUTOR OF ESTATE NO. 1 (H)

MORGAN STANLEY ACCOUNT

Public Service Enterprise Group — Int/Div

Eversource Energy Com — Int/Div

Five Star Quality Care — None

Penn West Pete Lud, — Int/Div

Senior Housing Property Trust — Int/Div

Apollo Investment Corp. — Int/Div

Ares Capital Corp. — Int/Div

Royal Globe Trust, Inc — Int/Div

Roval Value Trust, Inc — Int/Div

Cash — None

DREYFUS GNMA FUND — Int/Div

TD BANK ESTATE ACCOUNT — Int/Div

Vac/Rent. Prpt., Seaside Park, NJ (Purchase dd. 3/05; price-S590,000) — Rent

Trustee, Mendham Lakes Estates Homeowners Association, Inc. (Nonprofit Homeowners Association). Resigned October 2014.

Equity Partner (Withdrew 12/28/14), Sather LLC

Agreement — 112015 — Saiber LLC « Retum of Capital - Bi-Weekly payments over 2 years, no control

Agreement — 21112015 — Saiber LLC - Retirement Benefit - Bi-Weekly payments over S years, no control

Liability — PNC — Summer House Mortgage (1/2 ownership and liability)

Income — 1/12015 — Satber L.L.C. - Return of Capital (Pursuant to Membership Agreement) — S66.443.00

Income — 21712008 — Saber L.L.C. « Return of Benefit (Pursuant to Membership Agreement) — $27.664 00

Income — 12/3122013 — Saber LLC. - Annual Income — $357,000.00

Spouse's income — 2014 — County College of Mors - salary

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Positions:

Line 1. Twas the Trustee of my Homeowners Assocation with respect to my residence. There are no trust assets, and there is no real trust. The Homeowners

Association is charged with maintaining the common areas of the Association, in which each property owner owns an undivided common interest.

Line 2. Tam also co-executor of Estate No, 1. The assets in the estate are reported in Section VIL

VIL

Liabilities and VIL. Investments and Trusts:

Vacation/rental property in Seaside Park is jointly and equally owned (50-50) by [IN and

I This property was purchased in March 2005 for $590,000. We rent the property about 5-6 weeks a year. Also, property-related expenses (including

mortgage, insurance, taxes, etc.) are shared equally.

VIL Investments and Trusts (Column D): Because this is my initial report, I understand | am exempt from completing section VII (Column D). However, my

financial advisor assisting me with preparing this report indicated that it would be helpful to complete that section at this time so as to make it easier to complete

next year's Disclosure Report.