John George Koeltl

JOHNSON & JOHNSON «< (COMMON) — Int/Div — Sold (part)

PFIZER INC. « (COMMON) — Int/Div

ROYAL DUTCH SHELL PLC (COMMON) — Int/Div

FEDERATED KAUFMANN LARGE CAP FUND CL C - MUTUAL FUND — Int/Div — Buy

FRANKLIN INCOME FUND CL ( MUTUAL FUND — Int/Div — Buy (add'l)

OPPENHEIMER DEV, MARKETS FUND CLC -MUTUAL FUND — Int/Div

DAIMLER A (COMMON) -(X) — None

CGM ADVISOR TARGETED EQUITY FUND CL C - MUTUAL FUND — None — Sold

TEMPLETON GLOBAL BOND FUND CL C-MUTUAL FUND — Int/Div

MERRILL LYNCH FIA MONEY FUND NY.ANY. — Interest — Sold (part) — Decrease To MM Fund

N.Y. STATE ENGY RESH BOND 5.5% DUE OL/01/21 — Interest

N.Y. STATE MTG ACGY REV BOND £05% DUE 10/01/17 — Interest — Redeemed

N.Y STATE SER C BOND 4.4% DUE 04/1521 — Interest — Redeemed

N.Y. STATE NY SER F BOND 5.3% DUE 01/1526 — Interest — Sold (part)

N.Y. STATE NY SER F BOND 5.3% DUE 01/1526 — Redeemed

NY NY CY TRANSTNL FIN ATRV BOND 5% DUE 02/01/33 — Interest — Redeemed

SUFFOLK CTY BOND 4.125% DUE 11/0121 — Interest

DUTCHESS CTY BOND 4.5% DUE 08/0126 — Interest

NY ST DORM AT RV ST BOND 5% DUE 02/1524 — Interest — Sold (part)

NY ST DORM AT RV ST BOND 5% DUE 021527 — Interest

NEW YORK ST HFA PERS INC BOND S90 DUE 09/15/30 — Interest

NEW YORK NY SUBSER SER C-1 BOND 4.5% DUE 10/01/23 — Interest

N.Y. STATE DORM. AUTH. REV MEM SLOAN BOND 53% DUE 070126 — Interest

TRIBOR. BRIDGE & TUNNEL BOND 4.759% DUE 1 1/1530 — Interest

NEW YORK NY SUBSER J-1 BOND 5% DUE 05/15/31 — Interest

TRIBOR. BRIDGE & TUNNEL BOND 5% DUE 11/15/32 — Interest — Sold (part)

TRIBOR. BRIDGE & TUNNEL BOND 5% DUE 11/15/32 — Redeemed

N.Y. CITY MUN WTR BOND 5% DUE 06/15/34 — Interest — Sold

N.Y. CITY MUN WTR BOND 4.75% DUE 06/15/36 — Interest

N.Y. CITY MUN WTR BOND 4.75% DUE 06/1537 — Interest

TRIBOR. BRIDGE & TUNNEL BOND 5% DUE 11/1537 — Interest

N.Y. CITY MUN WTR BOND 5% DUE 06/15/38 — Interest

N.Y. STATE HSG FIN AGY BOND 4.9% DUE 1101/38 — Interest

N.Y. CITY MUN ATR BOND 4.5% DUE 06/1539 — Interest

LONG ISLAND PWR AUTH NY BOND 4.25% DUE 05/01/33 — Interest

THOMPSON NY PUB IMPT BOND 4.125% DUE 09/0129 — Interest

N.Y. STATE CLN-DRNKNG WTR BOND SL DUE 06/15/36 — Interest

NEW YORK ST SER E OID BOND 4% DUE 12/15/37 — Interest

HUDSON YDS INFRA NY BOND 5% DUE 02/1547 — Interest

HAVERSTRAW NY IMPT BOND 3.50% DUE 06/15/34 — Interest

CITIBANK CHECKING ACCOUNT N.Y.NY. — None

MERRILL LYNCH (IRA ACCOUNT) CGM ADVISOR EQUITY FUND CL C — None — Sold

MERRILL LYNCH (IRA ROLLOVER) ML BANK CASH ACCOUNT — Interest — Sold (part) — Decrease to MM Fund

MERRILL LYNCH (IRA ROLLOVER) ALGER CAP. APPREC. FUNDCL A — Int/Div — Buy (add'l)

MERRILL LYNCH (IRA ROLLOVER) MFS VALUE FUNDCL C — Int/Div

MERRILL LYNCH(IRA ROLLOVER)- MAINSTAY LARGE CAP FUND CLC — Int/Div — Buy (add'l)

MERRILL LYNCH{IRA ROLLOVER) ALGER CAP APPREC FUNDCLC — Int/Div — Buy (add'l)

MERRILL LYNCH{IRA ROLLOVER)- LOOMIS SAYLES INVBOND FD CLC — Int/Div

MERRILL LYNCH(IRA ROLLOVER)- PIMCO COMM RR STRATEGY FD (C1. ¢ — Int/Div

MERRILL LYNCH(IRA ROLLOVER)- BLACKROCK GLOBAL ALLOC FUND CC — Int/Div — Sold (part)

MERRILL LYNCH(IRA ROLLOVER)- OPPENHEIMER DEV. MKTS FUND CL C — Int/Div — Buy

MERRILL LYNCH(IRA ROLLOVER)- FED. KAUFMAN LRG CAP FUND CL C — Int/Div — Buy (add'l)

MERRILL LYNCH(IRA ROLLOVER)- FED. KAUFMAN LRG CAP FUND CL C — Buy (add'l)

MERRILL LYNCH(IRA ROLLOVER)- FED. KAUFMAN LRG CAP FUND CL C — Buy (add'l)

MERRILL LYNCH(IRA ROLLOVER)- FED. KAUFMAN LRG CAP FUND CL C — Buy (add'l)

MERRILL LYNCH(IRA ROLLOVER)- FED. KAUFMAN LRG CAP FUND CL C — Buy (add'l)

MERRILL LYNCH(IRA ROLLOVER)- FED. KAUFMAN LRG CAP FUND CL C — Buy (add'l)

MERRILL LYNCH(IRA ROLLOVER)- FED. KAUFMAN LRG CAP FUND CL C — Buy (add'l)

MERRILL LYNCH(IRA ROLLOVER)- OPPENHEIMER RISING DIVFIND CLC — Int/Div — Sold (part)

MERRILL LYNCH(IRA ROLLOVER)- OPPENHEIMER RISING DIVFIND CLC — Buy (add'l)

MERRILL LYNCH(IRA ROLLOVER)- OPPENHEIMER RISING DIVFIND CLC — Buy (add'l)

MERRILL LYNCH(IRA ROLLOVER)- OPPENHEIMER RISING DIVFIND CLC — Buy (add'l)

MERRILL LYNCH(IRA ROLLOVER)- BLACKROCK EQUITY DIVFUNDCL A — Int/Div — Sold

MERRILL LYNCH(IRA ROLLOVER)- BLACKROCK EQUITY DIV.FUNDCLC — Int/Div — Sold

MERRILL LYNCH{IRA ROLLOVER): ISHARES RUSSELL 1000 FUND — Int/Div — Buy

MERRILL LYNCH{IRA ROLLOVER): ISHARES RUSSELL 1000 FUND — Buy (add'l)

MERRILL LYNCH{IRA ROLLOVER): ISHARES RUSSELL 1000 FUND — Buy (add'l)

MERRILL LYNCH{IRA ROLLOVER): ISHARES RUSSELL 1000 FUND — Buy (add'l)

MERRILL LYNCH{IRA ROLLOVER): ISHARES RUSSELL 1000 FUND — Buy (add'l)

MERRILL LYNCH{IRA ROLLOVER): ISHARES RUSSELL 1000 FUND — Buy (add'l)

MERRILL LYNCH{IRA ROLLOVER): ISHARES RUSSELL 1000 FUND — Buy (add'l)

MICHAEL NAYLOR. PERSONAL LOAN — None — Buy (add'l) — personal loan

MICHAEL NAYLOR. PERSONAL LOAN — Closed — loans repaid

ESTATE — Int/Div — Closed — note in Part VII

MERRILL LYNCH MONEY MARKET ACCOUNTS (MONEY MARKET FUNDS)

NEW YORK NY SER P BOND 4.25% DUE 080128

TRIBOR BRIDGE & TUNNEL BOND 5% DUE 11/15/32 — Redeemed

ALTRIA GROUP INC { COMMON)

AMN ELEC POWER CO. (COMMON)

AT&T (COMMON) — Sold (part)

BP PLC SPON ADR (COMMON) — Sold (part)

CHEVRON CORP (COMMON)

CONSOLIDATED EDISON INC (COMMON)

DE MASTERS BLENDERS (COMMON)

DAIMLER A (COMMON)

DIEBOLD INC. (COMMON)

DOMINION RESOURCES INC (COMMON)

DUKE ENERGY CORP. (COMMON)

EDISON INT'L CALIF (COMMON)

SEXELON CORP. (COMMON)

EXXON MOBIL CORP. (COMMON)

GENERAL ELECTRIC (COMMON)

HERSHEY CO. (COMMON)

HESS CORP. (COMMON)

HILLSHIRE BRANDS CO. (COMMON)

HONEYWELL INTL INC (COMMON)

KRAFI1 FOODS INC. (COMMON) — Sold (part)

LSI CORP. (COMMON) — Sold

MARATHON OIL CORP. (COMMON)

MONDELEZ INTERNATIONAL INC (COMMON) — Sold (part)

NORTHEAST LTILITIES (COMMON)

OCCIDENTAL PETROLEUM CORP CAL(COMMON)

PEPCO HOLDINGS INC, (COMMON) — Sold (part)

PHILIP MORRIS INT'L INC. (COMMON)

PUBLIC SERVICE ENTERPRISE GROUP (COMMON)

ROCKWELL AUTOMATION INC (COMMON)

ROCKWELL COLLINS INC (COMMON)

SOUTHERN COMPANY (COMMON)

SPECTRA ENERGY CORP. (COMMON)

VERIZON COMM. (COMMON) — Sold (part)

VODAPHONE GROUP PLC (COMMON)

DWS NEW YORK TAX FREE INCOME FUNDCL A (MUTUAL FUND)

FEDERATED FUND FOR US. GOV'T SECURITIES CL A (MUTUAL FUND)

FEDERATED MUNICIPAL SECURITIES FUND CL A (MUTUAL FUND)

FRANKLIN US. GOV'T SECURITIES FUND CL C(MUTUAL FUND)

FRANKLIN US. GOV'T SECURTIES FUND CL A (MUTUAL FUND)

WESTERN ASSET HIGH INCOME FUND II (MUTUAL FUND)

NEW YORK NY SER P BOND 4.25% DUE ORO125 (XD) — Interest

ALTRIA GROUP INC ( COMMON) -(X) — Int/Div

AMN ELEC POWER CO. (COMMON) (xX) — Int/Div

AT&T (COMMON) -(X) — Int/Div

BP PLC SPON ADR (COMMON) = (X) — Int/Div

CHEVRON CORP (COMMON) <(X) — Int/Div

CONSOLIDATED EDISON INC (COMMON) - (X) — Int/Div

DE MASTERS BLENDERS (COMMON) (xX) — None

DIEBOLD INC. (COMMON) -(X) — Int/Div

DOMINION RESOURCES INC (COMMON) - (X) — Int/Div

DUKE ENERGY CORP. (COMMON) - (X) — Int/Div

EDISON INT'L CALIF (COMMON) - (X) — Int/Div

EXELON CORP. (COMMON) -(X) — Int/Div

EXXON MOBIL CORP. (COMMON) -(X) — Int/Div

GENERAL ELECTRIC (COMMON) « (X) — Int/Div

HERSHEY CO (COMMON) -(X) — Int/Div — Buy (add'l)

HESS CORP (COMMON) « (X) — Int/Div — Buy (add'l)

HILLSHIRE BRANDS CO. (COMMON) XxX) — Int/Div

HONEYWELL INT'L INC. {COMMON) xX) — Int/Div

KRAFT FOODS INC (COMMON) -(X) — Int/Div

MARATHON OIL CORP. (COMMON) xX) — Int/Div

MONDELEZ INTERNATIONAL INC (COMMON) - 1X) — Int/Div

NORTHEAST UTILITIES (COMMON) 1X) — Int/Div

OCCIDENTAL PETROLEUM CORP. CAL (COMMON) -(X) — Int/Div — Buy (add'l)

PEPCO HOLDINGS INC. (COMMON) (xX) — Int/Div

PHILIP MORRIS INT'L INC. {COMMON) «-(X) — Int/Div

PUBLIC SERVICE ENTERPRISE GROUP (COMMON) - (X) — Int/Div

ROCKWELL AUTOMATION INC (COMMON) - (X) — Int/Div

ROCKWELL COLLINS INC. (COMMON) «(X) — Int/Div

SOUTHERN COMPANY (COMMON) xX) — Int/Div

SPECTRA ENERGY CORP. (COMMON) «-(X) — Int/Div — Buy (add'l)

VERIZON COMM. (COMMON) -(X) — Int/Div — Buy (add'l)

VODAPHONE GROUP PLC (COMMON) «(X) — Int/Div — Buy (add'l)

DWS NEW YORK TAX FREE INCOME FUND CL A MUTUAL FUND) -(X) — Int/Div

FEDERATED MUNICIPAL SECURITIES FUND CL A (MUTUAL FUND) -(X) — Int/Div

FRANKLIN U.S. GOV'T SECURITIES FUND CL C (MUTUAL FUND) «(X) — Int/Div

FRANKLIN U.S. GOV'T SECURTIES FUND CL AMUTLAL FUND) -(X) — Int/Div

WESTERN ASSET HIGH INCOME FUND HMUTUAL FUND) <(X) — Int/Div

DATE ESTATE CLOSED UPON FINAL DISTRIBUTION OF ASSETS TO BENEFICIARIES -PART VIII NOTE

Reimbursement — American Bar Association — April 25.2013 - April 25.2013 — Chicago, IL — ABA Conference — Meals and travel

Reimbursement — American Bar Association — June 14,2013 - June 15.2013 — Newport, RI — ABA Conference — Lodging, meals and travel

Income — 2013 — NEW YORK UNIVERSITY - TEACHING — $26,955.00

Estate assets reported in aggregate summary form on line 76 (with corresponding detail of seperate asset holdings reported on lines 77 - 120) relate to the estate of

a [00 member for which I was a co-executor and one of the remainderman beneficiaries. The estate closed on April 30, 2013, when distribution of estate assets

were made to the individual beneficiaries. My allocable share of the estate assets distributed to me have been reported on lines 121 - 162 and are denoted with a

parenthetical (X).