Gene E.K. Pratter

Adams Harkness Small Growth - Retirement “ss — None

DFA US Small Cap Value - Retirement 45 — Int/Div

DFA US Large Cap Value - Retirement #5 — Int/Div

Federated US Gov't Ultrashort - Retirement Ws — Int/Div

First Eagle Overseas - Retirement #5 — Int/Div

Janus Fund - Retirement #5 — Int/Div

Janus Overseas - Retirement £5 — Int/Div

Schwab Money Market - Retirement #5 — Int/Div

Westcore MIDCO Growth - Retirement #5 — Int/Div

William Blair Int'l Small Growth Retirement #5 — Int/Div

Federated Gov't Ultrashort - Retirement 26 — Int/Div — Buy (add'l)

Baron Growth - Retirement #6 — Int/Div

First Eagle Overseas - Retirement #6 — Int/Div

Royce Opportunity -Retirement £6 — Int/Div

Schwab Money Market - Retirement #6 — Int/Div

Janus Overseas - Retirement 26 — Int/Div

Janus Fund - Retirement #6 — Int/Div

Sound Shore - Retirement 26 — None — Sold

Third Avenue Int'l Value - Retirement £6 — Int/Div

Baron Growth - Retirement #7 — Int/Div

DFA US Micro Cap - Retirement #7 — Int/Div — Buy (add'l)

DFA Emerging Markets Core Equity Retirement #7 — Int/Div

DFA International Small Value - Retirement yl — Int/Div

DFA International Value - Retirement £7 — Int/Div

DFA One Year Fixed - Retirement £7 — Int/Div — Buy (add'l)

DFA One Year Fixed - Retirement 27 — None — Buy (add'l)

DFA US Small Cap Value - Retirement 47 — Int/Div — Sold (part)

DFA US Large Cap Value - Retirement #7 — Int/Div — Sold (part)

Dodge & Cox Stock - Retirement 27 — Int/Div — Sold (part)

Federated Gov't Ultrashort - Retirement £7 — Int/Div — Buy (add'l)

Federated Gov't Ultrashort - Retirement #7 — None — Buy (add'l)

First Eagle Overseas - Retirement #7 — Int/Div

Hotchkis & Wiley Mid Cap Value Retirement #7 — Int/Div — Sold (part)

Hotchkis & Wiley Mid Cap Value Retirement #7 — None — Sold (part)

Hotchkis & Wiley Mid Cap Value Retirement #7 — None — Sold (part)

Morgan Stanley International Equity Retirement #7 — Int/Div — Sold (part)

Morgan Stanley International Equity Retirement #7 — None — Sold (part)

Morgan Stanley Emerging Markets Retirement #7 — Int/Div

Royce Micro Cap - Retirement #7 — Int/Div — Sold

Royce Opportunity - Retirement #7 — Int/Div — Buy (add'l)

Schwab Money Market - Retirement #7 — Int/Div

Waestcore Intl Small Cap - Retirement £7 — Int/Div — Sold (part)

Westcore Mid Cap Value - Retirement £7 — Int/Div — Sold (part)

Westcore MIDCO Growth - Retirement 27 — Int/Div — Sold (part)

William Blair International Growth Retirement #7 — Int/Div — Sold (part)

Janus Fund - Retirement #7 — Int/Div — Sold (part)

Janus Fund - Retirement #7 — None — Sold (part)

Janus Fund - Retirement #7 — None — Sold (part)

Janus Overseas - Retirement #7 — Int/Div

Hotchkis & Wiley Large Cap Value Retirement #7 — Int/Div — Sold (part)

Hotchkis & Wiley Large Cap Value Retirement #7 — None — Sold (part)

Rovce Value Plus - Retirement #7 — None — Sold

Third Avenue International Value Retirement #7 — Int/Div

Tumer Large Growth - Retirement #7 — Int/Div — Sold (part)

Tumer Large Growth - Retirement 27 — None — Sold (part)

William Blair Large Growth - Retirement #7 — None — Sold (part)

Adams Harkness Small Growth - Retirement yl — None — Sold (part)

Adams Harkness Small Growth - Retirement a7 — None — Sold (part)

William Blair Int'l Small Growth Retirement #7 — Int/Div

Metropolitan West Total Return Retirement #7 — Int/Div — Buy (add'l)

BlackRock Low Duration - Retirement #7 — Int/Div — Buy (add'l)

BlackRock Low Duration - Retirement #7 — None — Buy (add'l)

Thomburg International Value - Retirement 27 — Int/Div

Ivy Mid Cap Growth - Retirement #7 — Int/Div — Sold (part)

Ivy Mid Cap Growth - Retirement #7 — None — Sold (part)

William Blair Mid Cap Growth - Retirement ®7 — Int/Div — Sold (part)

William Blair Mid Cap Growth - Retirement 27 — None — Sold (part)

DFA Global Real Estate - Retirement #7 — Int/Div

RS Global Natural Resources - Retirement yl — Int/Div — Buy

RS Global Natural Resources - Retirement yl — None — Buy (add'l)

Ell Global Property - Retirement £7 — Int/Div — Buy

MainGate MLP - Retirement £7 — None — Buy

Schwab Money Market - Trust #1 — Int/Div

Dodge & Cox Stock - Trust #) — Int/Div — Sold (part)

Baron Growth « Trust #1 — Int/Div — Sold (part)

Federated Short Term Mum - Trust #1 — Int/Div

First Eagle Overseas - Trust #1 — Int/Div

Hotchkis & Wiley Large Cap Value - Trust #1 — Int/Div — Sold (part)

Hotchkis & Wiley Mid Cap Value - Trust #1 — Int/Div — Sold (part)

Hotchkis & Wiley Mid Cap Value - Trust #1 — None — Sold (part)

Janus Fund - Trust #1 — Int/Div — Sold (part)

Janus Overseas - Trust 21 — Int/Div — Buy (add'l)

Morgan Stanley International Equity - Trust #1 — Int/Div

Morgan Stanley Emerging Markets - Trust wl — Int/Div

Royce Opportunity - Trust #1 — Int/Div

Tumer Large Growth - Trust 2] — Int/Div — Sold (part)

Westcore Mid Cap Value - Trust 1 — Int/Div — Sold (part)

Westcore MIDCO Growth - Trust #1 — Int/Div — Sold (part)

DFA Tax Managed Marketwide Value Trust #1 — Int/Div

DFA US Micro Cap - Trust #1 — Int/Div

Third Avenue International Value - Trust #1 — Int/Div

Westcore Intl Small Cap - Trust £1 — Int/Div

DFA Int'l Value - Trust #1 — Int/Div

DFA US Small Value - Trust #1 — Int/Div

William Blair Mid Growth - Trust # — Int/Div — Sold (part)

DFA Short Term Muni « Trust #1] — Int/Div

Metropolitan West Total Return - Trust #1 — Int/Div

Thomburg Intemational Value - Trust #1 — Int/Div — Buy (add'l)

William Blair Small Cap Growth « Trust #1 — Int/Div — Sold (part)

DFA Global Real Estate - Trust #1 — Int/Div

Ell Global Property - Trust £1 — Int/Div — Buy

MainGate MLP - Trust #1 — None — Buy

RS Global Resources - Trust #1 — Int/Div — Buy

RS Global Resources - Trust #1 — None — Buy (add'l)

Baron Growth - Brokerage #1 — Int/Div — Sold (part)

DFA Tax Mgd US Marketwide Value Brokerage #1 — Int/Div — Sold (part)

DFA Tax Mgd US Marketwide Value Brokerage #1 — None — Sold (part)

DFA US Small Value - Brokerage #1 — Int/Div — Sold (part)

DFA US Small Value - Brokerage #1 — None — Sold (part)

DFA Emerging Markets Core Equity Brokerage #1 — Int/Div — Sold (part)

DFA Emerging Markets Core Equity Brokerage #1 — None — Sold (part)

DFA Tax Mgd International Value Brokerage #1 — Int/Div — Sold (part)

East River Bank Stock - Brokerage #1 — None

Federated Short Term Muni - Brokerage #1 — Int/Div — Sold (part)

First Eagle Overseas - Brokerage #1 — Int/Div

Janus Fund - Brokerage #1 — Int/Div — Sold (part)

Janus Fund - Brokerage #1 — None — Sold (part)

Janus Fund - Brokerage #1 — None — Sold (part)

Janus Overseas - Brokerage #1 — Int/Div — Sold (part)

Morgan Stanley International Equity Brokerage #1 — Int/Div — Sold (part)

Morgan Stanley International Equity Brokerage #1 — None — Sold (part)

Morgan Stanley International Equity Brokerage #1 — None — Sold (part)

Schwab Money Market - Brokerage #1 — Int/Div

Sound Shore - Brokerage #1 — None — Sold

Westcore MIDCO Growth - Brokerage £1 — Int/Div — Sold (part)

Hotchkis & Wiley Large Cap Value Brokerage #1 — Int/Div — Sold (part)

Hotchkis & Wiley Large Cap Value Brokerage #1 — None — Sold (part)

Hotchkis & Wiley Mid Cap Value Brokerage #1 — Int/Div — Sold (part)

Hotchkis & Wiley Mid Cap Value Brokerage #1 — None — Sold (part)

Royce Value Plus - Brokerage #1 — None — Sold (part)

Royce Value Plus - Brokerage #1 — None — Sold

Third Avenue International Value Brokerage #1 — Int/Div — Sold (part)

Thomburg Int'l Value - Brokerage #1 — Int/Div

William Blair Int'l Small Growth Brokerage #1 — Int/Div — Sold (part)

William Blair Large Growth - Brokerage # — None — Sold (part)

William Blair Large Growth - Brokerage #1 — None — Sold (part)

William Blair Mid Cap Growth - Brokerage #1 — Int/Div — Sold (part)

William Blair Small Cap Growth Brokerage #1 — Int/Div — Sold (part)

Westcore Mid Cap Value - Brokerage #1 — Int/Div — Sold (part)

Westcore Mid Cap Value - Brokerage #1 — None — Sold (part)

DFA Intl Small Value - Brokerage #1 — Int/Div — Sold (part)

DFA Short Term Muni - Brokerage #1 — Int/Div — Sold (part)

DFA Short Term Muni - Brokerage #1 — None — Sold (part)

Metropolitan West Total Return - Brokerage #1 — Int/Div — Sold (part)

Royce Micro Cap - Brokerage #1 — Int/Div — Sold (part)

Royce Micro Cap - Brokerage #1 — None — Sold (part)

Royce Micro Cap - Brokerage #1 — None — Sold

William Blair Int'l Growth - Brokerage #1 — Int/Div — Sold (part)

Thomburg Limited Term Municipal Brokerage #1 — Int/Div

DFA Global Real Estate - Brokerage #1 — Int/Div — Buy (add'l)

DFA Global Real Estate - Brokerage #1 — None — Sold (part)

Dodge & Cox Stock - Brokerage #1 — Int/Div — Buy

MainGate MLP - Brokerage #1 — None — Buy

RS Global Resources - Brokerage #1 — Int/Div — Buy

Royce Opportunity - Brokerage #1 — Int/Div — Buy

DFA US Micro Cap - Brokerage #1 — None — Buy

Baron Growth - Brokerage #2 — Int/Div — Sold (part)

DFA US Micro Cap - Brokerage #2 — Int/Div

DFA Tax Mgd Marketwide Value Brokerage #2 — Int/Div — Sold (part)

DFA US Small Value - Brokerage #2 — Int/Div

DFA Tax Mgd Int'l Value - Brokerage #2 — Int/Div

Dodge & Cox Stock - Brokerage #2 — Int/Div — Sold (part)

Federated Short Term Muni - Brokerage #2 — Int/Div — Buy (add'l)

First Eagle Overseas - Brokerage #2 — Int/Div

Hotchkis & Wiley Large Cap Value Brokerage #2 — Int/Div

Hotchkis & Wiley Mid Cap Value Brokerage #2 — Int/Div — Sold (part)

Janus Fund - Brokerage #2 — Int/Div — Sold (part)

Janus Fund - Brokerage #2 — None — Sold (part)

Janus Overseas - Brokerage #2 — Int/Div

Morgan Stanley International Equity Brokerage #2 — Int/Div — Sold (part)

Morgan Stanley Emerging Markets Brokerage #2 — Int/Div

Royce Opportunity - Brokerage #2 — Int/Div — Sold (part)

Schwab Money Market - Brokerage #2 — Int/Div

Third Avenue International Value Brokerage #2 — Int/Div

Tumer Large Growth - Brokerage #2 — Int/Div — Sold (part)

Westcore Mid Cap Value - Brokerage #2 — Int/Div — Sold (part)

Westcore Mid Cap Value - Brokerage #2 — None — Sold (part)

Westcore MIDCO Growth - Brokerage #2 — Int/Div — Sold (part)

Westcore MIDCO Growth - Brokerage #2 — None — Sold (part)

Westcore International Small Cap Brokerage #2 — Int/Div — Sold (part)

Metropolitan West Total Return - Brokerage 0 — Int/Div

Thomburg Int'l Value - Brokerage #2 — Int/Div

DFA Short Term Muni - Brokerage #2 — Int/Div

DFA Global Real Estate - Brokerage #2 — Int/Div — Buy (add'l)

MainGate MLP - Brokerage #2 — None — Buy

RS Global Resources - Brokerage #2 — Int/Div — Buy

DFA One Year Fixed - Retirement #8 — Int/Div — Buy (add'l)

DFA One Year Fixed - Retirement #8 — None — Buy (add'l)

Federated Gov't Ultrashort - Retirement 28 — Int/Div — Buy (add'l)

Adams Harkness Small Growth - Retirement us — None — Sold (part)

Baron Growth - Retirement #8 — Int/Div

DFA Emerging Markets Core Equity Retirement #8 — Int/Div

DFA International Value - Retirement #8 — Int/Div

DFA US Large Value - Retirement #8 — Int/Div — Sold (part)

DFA US Large Value - Retirement #8 — None — Sold (part)

DFA US Small Value - Retirement #8 — Int/Div — Sold (part)

DFA US Micro Cap - Retirement #8 — Int/Div — Sold (part)

DFA US Micro Cap - Retirement #8 — None — Sold (part)

Dodge & Cox Stock - Retirement 28 — Int/Div — Sold (part)

DFA Int'l Small Cap Value - Retirement #8 — Int/Div

First Eagle Overseas - Retirement #8 — Int/Div

Hotchkis & Wiley Large Cap Value Retirement #8 — Int/Div — Sold (part)

Hotchkis & Wiley Mid Cap Value Retirement #8 — Int/Div — Sold (part)

Hotchkis & Wiley Mid Cap Value Retirement #8 — None — Sold (part)

Janus Fund - Retirement #8 — Int/Div — Sold (part)

Janus Fund - Retirement #8 — None — Sold (part)

Janus Fund - Retirement 48 — None — Sold (part)

Janus Overseas - Retirement #8 — Int/Div

Morgan Stanley Emerging Markets Retirement #8 — Int/Div

Morgan Stanley International Equity Retirement #8 — Int/Div — Sold (part)

Royce Opportunity - Retirement #8 — Int/Div — Buy (add'l)

Rovce Value Plus - Retirement #8 — None — Sold

Schwab Money Market - Retirement #8 — Int/Div

Third Avenue International Value Retirement #8 — Int/Div

Tumer Large Growth - Retirement £8 — Int/Div

Wesicore lutl Small Cap - Retirement #8 — Int/Div — Sold (part)

Wesicore lutl Small Cap - Retirement #8 — None — Sold (part)

Westcore Mad Cap Value - Retirement £8 — Int/Div — Sold (part)

Westcore MIDCO Growth - Retirement 28 — Int/Div — prt)

Westcore MIDCO Growth - Retirement #8 — None — Sold (part)

William Blair International Growth Retirement #8 — Int/Div

William Blair Large Cap Growth Retirement #8 — None — Sold (part)

William Blair Large Cap Growth Retirement #8 — None — Sold (part)

William Blair Intl Small Growth Retirement #8 — Int/Div

BlackRock Low Duration - Retirement #8 — Int/Div — Buy (add'l)

BlackRock Low Duration - Retirement #8 — None — Buy (add'l)

Metropolitan West Total Return Retirement #8 — Int/Div — Buy (add'l)

Thomburg Int'l Value - Retirement #8 — Int/Div

William Blair Small Growth - Retirement 48 — Int/Div — Sold (part)

William Blair Mid Growth - Retirement 48 — Int/Div — Sold (part)

William Blair Mid Growth - Retirement #8 — None — Sold (part)

Ivy Mid Growth - Retirement £8 — Int/Div — Sold (part)

Ivy Mid Growth - Retirement 48 — None — Sold (part)

DFA Global Real Estate - Retirement £8 — Int/Div

Ell Global Property - Retirement £8 — Int/Div — Buy

MamGate MLP - Retirement #8 — None — Buy

MamGate MLP - Retirement #8 — None — Buy (add'l)

RS Global Resources - Retirement #8 — Int/Div — Buy

Equitable Variable Life - Alliance Common Stock — None — Buy (add'l)

Equitable Variable Life - Alliance Common Stock — None — Buy (add'l)

Equitable Variable Life - Alliance Common Stock — None — Buy (add'l)

Equitable Variable Life - Alliance Common Stock — None — Buy (add'l)

Equitable Variable Life - Alliance International — None — Buy (add'l)

Equitable Variable Life - Alliance International — None — Buy (add'l)

Equitable Variable Life - Alliance International — None — Buy (add'l)

Equitable Variable Life - Alliance International — None — Buy (add'l)

Carlyle Real Estate LLP — Int/Div

Wheeler Terrace LTD — Int/Div

PNC Bank Accounts — Int/Div

Nantucket Bank Account — Int/Div

Wescott Nova LP — None

Rental Property #1, Philadelphia, PA (2010 $760,000) — Rent — Sold — Perrine & P Pratter

Co-Trustee, Trust #1

Liability — Bank of America — Credit Card

Income — 2012 — University of Pennsylvama Law School (Adjunct Professor) — S10.000.00

Spouse's income — 2012 — Duane Morns LLC (Attorney)