Daniel R. Dominguez

2012Annual

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Parts of this filing are redacted in the source. Gaps below are the filing's, not ours.

What was filed

  • 9

    investments

  • 0

    positions

  • 0

    gifts

  • 0

    agreements

  • 0

    debts

  • 0

    reimbursements

  • 0

    income

  • 0

    spouse income

As filed

UBS Resource Management Account-See Part VIII — Int/Div

UBS Portfolio - See Part VIII

PRGNMAPL — Interest — Redeemed

PRMTGBCKD & US GOVT SECS — Int/Div

PRGNMA & US GOVT TARGET MAT FD — Int/Div

UBS IRA - See Part VII — Int/Div

Puerto Rico AAA Portfolio Bond Fund

Puerto Rico Investors Bond Fund

UBS Portfolio - See Part VII

Part VII is hereby clarified and AMENDED as follows:

The UBS Resource Management Account provides unlimited check writing along with free debt and credit cards with rewards. The "traditional bank account”

feature is available to me because | have a UBS Portfolio, listed in Part VII - Line 2, and a UBS IRA, listed in Part VII - Line 3. There are no other assets in this

account. All my assests are listed either under UBS Portfolio or UBS IRA.

The PR GNMA P

was redeemed by UBS on December 17, 2012 with a $25,000.00 redemption. The redeemed monies were reinvested on

PUERTO RICO AAA PORTFOLIO BOND FUND INC. on 01/04/13, Hence, this investment will be reported in the FDR 2013,

In my FDR for the year 2011, which was subject to revision by the Commission with the assistance of an agent of the Commission, there was a typing error in

the Gross Value of my UBS Resource Management Account investment, Part VII, Line |. By mistake my investment was valued as "K". All of my previous

reports show that my investments have been reported at a Gross Value of "0", that is, from $500,000.00 to $1,000,000.00. The agent of the Commission prepared

4 suggested report for my signature, which the undersigned did not notice that the Gross Value of my investments was incorrectly expressed. A review of my

reports filed in the last ten years reveals that my investments have been consistently valued between $500,000.00 to $1,000,000.00.

The UBS Portfolio consists of

PR GNMA Pool Units, and Municipal Securities, listed as follows:

Asset backed securities:

PR GNMA POOL

PR GNMA POOL

PR GNMA POOL

PR GNMA POOL

PR GNMA POOL

PR GNMA POOL

PR GNMA POOL

PR GNMA POOL

PR GNMA POOL

PR GNMA POOL

PR GNMA POOL

PR GNMA POOL

PR GNMA POOL

PR GNMA POOL

Lach of the assets listed above are valued at "K" and the interest is valued at *T".

Municipal securities:

PR SALES TAX FING CORP §

cusp

The totality of the Municipal Securities is vilued at "M" and the dividends earned are valued at "T", Asset PR SALES TAX FING CORP S was purchased in the

year 2009. 1 have remained with this asset since then. The auditor who assisted me did not include this asset in the revision dated 01/03/2013. Notwithstanding,

these assets are included in the UBS Portfolio as to total value, which has not changed in any way since the years 2009 until 2012. Please refer to the FDR dated

05/11/2010, and the detailed explanation provided therein as to the assets sold and purchased during the year 2009 and the reason for the changes.

The UBS IRA consists of:

Puerto Rico AAA Portfolio Bond Fund

Puerto Rico Investors Bond Fund

There is no change as to the UBS IRA from the information reported in the years 2011 and 2012. The assets remain the same, and are managed and purchased at

the exclusive determination of UBS.

The assets listed above and at Part VII under UBS Portfolio and UBS IRA constitute a list of all my assets, as of December 31, 2012, which are managed solely by

UBS. As to the UBS Portfolio, the undersigned has the final word as to the purchase of an asset that may substitute a redeemed asset or the purchase of an asset in

exchange of another asset,

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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Daniel R. Dominguez | Frix