Daniel R. Dominguez
2012Annual
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What was filed
9
investments
0
positions
0
gifts
0
agreements
0
debts
0
reimbursements
0
income
0
spouse income
As filed
UBS Resource Management Account-See Part VIII — Int/Div
UBS Portfolio - See Part VIII
PRGNMAPL — Interest — Redeemed
PRMTGBCKD & US GOVT SECS — Int/Div
PRGNMA & US GOVT TARGET MAT FD — Int/Div
UBS IRA - See Part VII — Int/Div
Puerto Rico AAA Portfolio Bond Fund
Puerto Rico Investors Bond Fund
UBS Portfolio - See Part VII
Part VII is hereby clarified and AMENDED as follows:
The UBS Resource Management Account provides unlimited check writing along with free debt and credit cards with rewards. The "traditional bank account”
feature is available to me because | have a UBS Portfolio, listed in Part VII - Line 2, and a UBS IRA, listed in Part VII - Line 3. There are no other assets in this
account. All my assests are listed either under UBS Portfolio or UBS IRA.
The PR GNMA P
was redeemed by UBS on December 17, 2012 with a $25,000.00 redemption. The redeemed monies were reinvested on
PUERTO RICO AAA PORTFOLIO BOND FUND INC. on 01/04/13, Hence, this investment will be reported in the FDR 2013,
In my FDR for the year 2011, which was subject to revision by the Commission with the assistance of an agent of the Commission, there was a typing error in
the Gross Value of my UBS Resource Management Account investment, Part VII, Line |. By mistake my investment was valued as "K". All of my previous
reports show that my investments have been reported at a Gross Value of "0", that is, from $500,000.00 to $1,000,000.00. The agent of the Commission prepared
4 suggested report for my signature, which the undersigned did not notice that the Gross Value of my investments was incorrectly expressed. A review of my
reports filed in the last ten years reveals that my investments have been consistently valued between $500,000.00 to $1,000,000.00.
The UBS Portfolio consists of
PR GNMA Pool Units, and Municipal Securities, listed as follows:
Asset backed securities:
PR GNMA POOL
PR GNMA POOL
PR GNMA POOL
PR GNMA POOL
PR GNMA POOL
PR GNMA POOL
PR GNMA POOL
PR GNMA POOL
PR GNMA POOL
PR GNMA POOL
PR GNMA POOL
PR GNMA POOL
PR GNMA POOL
PR GNMA POOL
Lach of the assets listed above are valued at "K" and the interest is valued at *T".
Municipal securities:
PR SALES TAX FING CORP §
cusp
The totality of the Municipal Securities is vilued at "M" and the dividends earned are valued at "T", Asset PR SALES TAX FING CORP S was purchased in the
year 2009. 1 have remained with this asset since then. The auditor who assisted me did not include this asset in the revision dated 01/03/2013. Notwithstanding,
these assets are included in the UBS Portfolio as to total value, which has not changed in any way since the years 2009 until 2012. Please refer to the FDR dated
05/11/2010, and the detailed explanation provided therein as to the assets sold and purchased during the year 2009 and the reason for the changes.
The UBS IRA consists of:
Puerto Rico AAA Portfolio Bond Fund
Puerto Rico Investors Bond Fund
There is no change as to the UBS IRA from the information reported in the years 2011 and 2012. The assets remain the same, and are managed and purchased at
the exclusive determination of UBS.
The assets listed above and at Part VII under UBS Portfolio and UBS IRA constitute a list of all my assets, as of December 31, 2012, which are managed solely by
UBS. As to the UBS Portfolio, the undersigned has the final word as to the purchase of an asset that may substitute a redeemed asset or the purchase of an asset in
exchange of another asset,
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.