Judith G. Dein

Agilent Technologies Inc. stock — None

SBC Communications Inc — None

Bank of America account — Interest

Bank of America account — Interest

Vodafone Airtouch PLC — Int/Div

Baron Growth Fund — Int/Div

TRowe Mid Cap Fund — Int/Div

Vanguard 500 Index Fund — Int/Div

lIsrach Bonds — Int/Div

AT&T stock — Int/Div

Mass. STCONS LN — Interest

Needham Bank Acct — Interest

FIA Card Services NA RASP — Interest

Phoenix Concierge Acct — Interest

First Eagle Global Fund Class A M/F — Int/Div

IVA Worldwide Fund Class C M/F — Int/Div

Income Fund of Am. Funds M/F — Interest — Sold

Nuveen Limited Term Mun Bond Fund Class C M/F — Interest

Thomburg Ltd Term Mun, Fund Class C M/ F — Interest — Buy (add'l)

Western Asset Managed Municipals Fund Class 1(X) — Int/Div — Buy (add'l)

Dividend Strategy Fund — Interest

Thomburg Investment Income Builder Fund Class C M/F — Interest

Thomburg Limited Term Municipal Fund Class A — Interest

UBS Bank USA Dep. Acct (various) — Interest

VOYA Lg Cap Val Fund Class C — Int/Div — Sold

First Eagle Growth & Income Fund Class C MF — Int/Div

Mainstay Unconstrained Bond Fund Class 1 — Int/Div — comment

Mainstay Unconstrained Bond Fund Class — Int/Div — Buy (add'l)

Pioneer Fundamental Growth Class Y — Int/Div — Sold (part)

Pioneer Fundamental Growth Class Y — Int/Div — Sold (part)

Vanguard Charlotte FDS Total Intl BD Index Fund — Int/Div — Sold

Vanguard Charlotte FDS Total Intl BD Index Fund (now Vanguard Totalltl — Int/Div — Buy (add'l)

Loomis Sayles Strategic Income Fund — Int/Div — Sold (part)

Loomis Sayles Strategic Income Fund — Int/Div — Buy (add'l)

Wisdomtree Trust SmallCap Dividend Fund — Int/Div

Vanguard Admiral FDS Inc 500 Val Inx Fund — Int/Div — Sold

Vanguard Admiral FDS Inc 500 Val Inx Fund — Int/Div — Sold

VanguardAdmiral FDS Inc S00 Growth Inx Fund — Int/Div — Sold

Vanguard Admiral FDS Inc 500 Growth Inx Fund — Int/Div — Sold

Vanguard Intl Equity Index FD Inc FSTE All — Int/Div — Sold

Vanguard Intl Equity Index FD Inc FSTE All — Int/Div — Sold (part)

Vanguard Intl Equity Index FD Inc FSTE All — Sold

Alger Dynamic Opportunities Fund — Int/Div — Sold (part)

Alger Dynamic Opportunities Fund — Sold

Alger Dynamic Opportunities Fund — Int/Div — Sold

Principal Diversified Real Asset Fund A — Int/Div — Sold

Principal Diversified Real Asset Fund A — Int/Div — Sold

Natixis Oakmark Intl Fund Class A — Int/Div — Sold (part)

Natixis Oakmark Intl Fund Class A — Int/Div — Sold (part)

Principal FDS Inc Global Diversified — Int/Div — Buy (add'l)

Clearbridge Aggressive Growth Fund — None — Sold

Gabelli Small Cap Growth Class A — Int/Div — Sold

Vanguard Admiral FDS Inc Midcap 400 Indx — Int/Div — Sold

1919 Socially Responsive Balanced Fund Class FBOID — None — Sold (part)

1919 Socially Responsive Balanced Fund Class FBOID — Buy (add'l)

Dreyfus Third Cent Inc FBOID — Int/Div — Sold

IShares MSC KLD 400 Social ETF — Int/Div — Sold

PAX MSCI International HESG Index Fund Class Institutional — Int/Div — Sold

UBS Global Sustainable Equity Fund Class Ptnow Ttl Sustainable Fund) — Int/Div — Buy (add'l)

Domini Social Bond Fund Investor Shares FBOID{now Domini Impact Bond) — Int/Div — Buy (add'l)

Cohen & Steers Global Infrastructure Fund Class — Int/Div — Sold

Columbia Dividend Income Fund Z FBOID — Int/Div — Sold (part)

Equinox Campbell Strategy Fund Class FBOID — Int/Div — Sold (part)

Equinox Campbell Strategy Fund Class FBOID — Sold

Mainstay Cushing Renaissance Advantage Fund Class 1 — Int/Div — Sold

Wisdomtree Trust Europe Hedged Equity FD — Int/Div — Buy (add'l)

Wisdomtree Trust Europe Hedged Equity FD — Sold

Fidelity Advisor Biotechnology Fund Class FBOID — None — Sold

Fidelity Advisor Total Bond Fund Class 1 FBOID — Int/Div — Buy (add'l)

Thormburg Intl Value Fund FBOID — Int/Div — Sold

Columbia Dividend Income Fund Z FsOID — Int/Div — Sold (part)

Columbia Flexible Capital Income Fund Class Z FBOID — Int/Div — Buy (add'l)

Columbia Flexible Capital Income Fund Class Z FBOID — Sold

Equinox Campbell Strategy Fund Class 1 FBOID — Int/Div — Sold (part)

Equinox Campbell Strategy Fund Class 1 FBOID — Sold

Wisdomtree Trust Europe Hedged Equity FD ETF — Int/Div — Buy (add'l)

Wisdomtree Trust Europe Hedged Equity FD ETF — Sold

Fidelity Advisor Total Bond Fund Class 1 FBOID — Int/Div — Sold (part)

Thomburg Intl Value Fund 1 rBOID — Int/Div — Sold

Alpine Income Tr Ult Muni Inst — Int/Div — Buy (add'l)

Mainstay High Yield Muni Bond Fund Class 1 — Int/Div — Sold (part)

Mainstay Tax Free Bond CL 1 — Int/Div — Buy (add'l)

Hartford Municipal Opportunities Fund Class — Int/Div — Buy (add'l)

Clearbridge Aggressive Growth Fund Class C — Int/Div — Sold

MFS Blended Research Core Equity Fund — Int/Div — Sold

Alpine High Yield Managed DUR Muni Fund — Int/Div — Buy

Wisdomtree Small Cap Divid ETF — Int/Div — Buy

Hartford Int! Growth Fund — Int/Div — Buy

Vanguard Total Bond Market ETF — None — Buy

Prncipal Global Mult Strategy — Int/Div — Buy

Principal FDS Inc Global Diversified Income Fund CI P — Int/Div — Buy

Hartford Int! Growth Fund Class — Int/Div — Buy

Vanguard Total Bond Market ETF — Int/Div — Buy

Principal Global Multi Strategy — Int/Div — Buy

Build NYC Resource Corp Assur RV CR § (XxX) — None — Open — comment 2

Commerce BancShares Dep Ser B Preferred xX) — None — Open

Dunkirk NYC Sch Assur 2011 BE/R/4 (X) — None — Open

Goldman Sachs Group Inc 05.500% (X) — None — Open

Kinder Morgan Inc. (X) — None — Open

Minisink VY Cent Assur Pref BE/R/4.25 (xX) — None — Open

Morgan Stanley B/E 03.875% (X) — None — Open

Nassau Cnty NY Swr & St Ser A (X) — None — Open

NYC Trans FINA BE/R/SS (X) — None — Open

NYC Transition SR E BE/R/4 (X) — None — Open

NY NY For Previou A-1 BE/R/4.25(X) — None — Open

NYS HSG Fin Agcy Persl Rev BE/R/M (X) — None — Open

Port Authority NY & NJ Rev BE/R/4 (X) — None — Open

Rome NY Assur BE/R/A4 (X) — None — Open

Triborough Brdg & Tunl NY SR D (X) — None — Open

UBS Cash Accout (X) — None — Open

Vanguard S00 Index Fund Admiral — Int/Div — Buy

Vanguard FISE All World Ex-US ETF — Int/Div — Buy

Vanguard S&P 500 Growth E11 — Int/Div — Buy

Vanguard S&P 500 Value Err — Int/Div — Buy

Vanguard S&) Mid-Cap 400 — Int/Div — Buy

Columbia Dividend Income Fund Z — Int/Div — Buy

Mainstay Cushing Renaissance Advantage Fund Class 1 — Int/Div — Buy

Natixis Oakmark Intl Fund Class A — Int/Div — Buy

Natixis Oakmark Intl Fund Class A — Buy (add'l)

Natixis Oakmark Intl Fund Class A — Buy (add'l)

Pioneer Fundamental Growth Fund Class Y — Int/Div — Buy

Pioneer Fundamental Growth Fund Class Y — Buy (add'l)

Pioneer Fundamental Growth Fund Class Y — Buy (add'l)

Vanguard Total Intl Bond ETF — None — Buy

Vanguard Total Bond Mkt ETF — None — Buy

Vanguard Total Bond Mkt ETF — Buy (add'l)

Vanguard Total Bond Mkt ETF — Buy (add'l)

Western Asset Core Plus Bond Fund Class — Int/Div — Buy

Gateway Fund Class Y — Int/Div — Buy

Oppenheimer Fundamental Alternatives Fund Class Y — Int/Div — Buy

Principal GBL MIu-Strtg — Int/Div — Buy

Principal GBL MIu-Strtg — Buy (add'l)

Principal GBL MIu-Strtg — Buy (add'l)

Principal FDS Inc Global Diversified Income Fund CI P — Int/Div — Buy

Principal FDS Inc Global Diversified Income Fund CI P — Buy (add'l)

Fellow, Massachusetts Bar Foundation

Trustee, Union College. Schenectady. NY

Fellow, American Bar Association

Spouse's income — 2016 — Goulston & Storrs « lawver

1. If the same asset is listed multiple times. it is because it is held in several accounts (e.g. lines 27 and 28).

2. The assets listed in lines 95-110 were received on December 23, 2016 in a trust inherited by my spouse,