Walter King Stapleton

2013Annual

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What was filed

  • 170

    investments

  • 0

    positions

  • 0

    gifts

  • 0

    agreements

  • 0

    debts

  • 0

    reimbursements

  • 0

    income

  • 1

    spouse income

Named parties

  • Chester County Country Properties (real estate brokerage firm)

As filed

Chubb Com. — Int/Div

Baxter Int'l Com. — Int/Div

Conoco Phillips Com. (part sold 8/13/12) — Int/Div

J&) Com — Int/Div

Marathon Oil Corp. Com — Int/Div

Merck Com — Int/Div

Pepsico Com — Int/Div

Kimberly Clark Com — Int/Div

Southern Co. Com — Int/Div

Exxon Mobil — Int/Div

3M Comp — Int/Div

SEI Tax Exempt Trust Account — Int/Div

Cisco Sys. Com. — Int/Div

Emerson Elec. Com — Int/Div

Acorn IL LP (*org. inv. Ponzi scheme: present value unknown) — None

Clarco Inc — Int/Div

Fleetwood PA Bd. 6/1/16 — Interest

JM. Schmucker Co. — Int/Div

Vanguard Emg. Mkt, ETF — Int/Div

Vanguard FTSE All World ex. US — Int/Div

IShares MSCI Pac. ex. Japan — Int/Div

AT&T — Int/Div

Hummelstown PA Bd. 11/15/24 — Interest

Bar Hrbr Bankshares — Int/Div

Nat'l GRI-ADR — Int/Div

Teva Phar. Ind — Int/Div

Roche Hide. Lid — Int/Div

Buckeye Tech. (cash merger) — Int/Div

Microsoft Corp. — Int/Div

Schlumberger Ltd — Int/Div

Wisdomtree Emer. Mkt — Int/Div

Sigma Aldrich Corp — Int/Div

Stericycle — None

Microsoft Corp. — Int/Div

Ishares Pac. ex. Japan — Int/Div

Spectra Energy Corp. — Int/Div

Wallingford-Swart PA — Interest

Spring Ford Area Sch — None — Redeemed

Warwick PA Sch — Interest

IShares Dow Jones Select — Int/Div

Duke Energy — Int/Div

Nuveen Perform. Plus. Muni — Int/Div

Buckeve Partners — Interest

Johnson &Johnson Com — Int/Div

Merck & Co. Com. — Int/Div

Real Estate Chester Co. PA (App.Date 630/11: S950.000) — None

Star Bancorp. — Int/Div

Polymedix — None — Sold

Fleetwood PA Bd — Interest

PA-exempt Mun. Bd — Interest

Bucks Co. Water & Sewer — Interest — Redeemed

Powershares Exch — Interest

Berkshire Hathaway, Inc — None

IShares Nasdaq Biotech — Int/Div

Natixis ASG Global — Int/Div

IRA — Int/Div

IShares Select — Int/Div

IShares US Medical — Int/Div

Street Tracks Gold Trust

IShares S&P Mid. Cap.

IShares DJ US Unl

IShares US Healthcare

IShares FTSE Xinhua

IShares Trust-Dow J Sel. Div

IShares T NASDAQ

Plum Creek Timber Co.

ML Bank USA RASP account

IShares S&P Latin, Am

Powershares DB Commodity

IShares So. Africa

IShares Trust DJ US Ind.

Sector SPDR Consumers

Retirement Res. CLI account

Berkshire Hathaway Inc

IShares Tr. Dow US

Powershares Global Water

IShares DJ US Oil & Gas

IShares Barclays Treas.

IShares MSC! Emer

IShares MSCI LSA — Sold

IShares Barclays 1-3 Credit

Pimco Short Maturity

ALPS Alerian

IShares MSC Mexico — Buy

Guggenheim S&PS00 Eg. Wid. ETF — Buy

IShares Trans, Ave — Buy

Vanguard MSCI Eur. ETF — Buy

AMEX Tech. SPD — Buy

Ches. Co. Country Properties SEP — Int/Div

Berkshire Hathaway, Inc

Templeton Global Total

US Treas. Inflation Note 1/15/28 — Sold

US Treas. Inflation Note 1/15/15

ML Bank USA RASP account

US Treas. Inflation Note 1/15/20

BAC Mitts Ind. 1/29/16

ML&Co. SRN MLFI-TR — Redeemed

US Treas. Inflation Note 7/15/20

Endowment TE! Fund — Sold

US. Treas. Inflation Note 1/15/18

Natixis ASG Global

BAC Clim. Rogrer

Vanguard Total St. MK — Buy

MLCX Clim Ban Corp

T. Rowe Price Sci.& Tech Fd. — None

Exxon Com. — Int/Div

Acom II LP (org. inv. Ponzi scheme: present vitlue unknown) — None

SEI Tax Exempt Trust account — Int/Div

Kimberly Clark Com — Int/Div

Cincinnati Fin. Corp. Com, — Int/Div

SEI Investments Co. — Int/Div

Colgate Palmolive — Int/Div

Rayonier, Inc — Int/Div

Stericycle, Inc — None

Fleetwood PA Bd — Interest

Polymedix Inc — None — Sold

Graco Inc — Int/Div

Pine Grove Sch. Bd. — Interest

AT&T Inc — Int/Div

Spectra Energy Corp. — Int/Div

Genesee & Wyo. Inc — None — Sold

Donaldson Inc — Int/Div

BP PLC Spons ADR — Int/Div

IShares MSC Pac. ex. Japan — Int/Div

Bar Harbor Bankshares — Int/Div

CMA PA Mun. account — Interest

Warwick PA Sch. Dist. Bd. — Interest

N. Pocono Sch. Dist. Bd — Interest

Council Rock Sch. Dist. Bd. — Interest

PA St First — Interest

CD Western Bank PR — Interest

Monroeville PA Bond — Interest

Unionville<Chadds Ford Bd — Interest

Bloomsberg Area Sch. Dist — Interest

Towanda Area Sch. Dist — Interest

Westmoreland PA Mun — Interest

Ringgold PA Sch. Dist — Interest

Lower Allen PA Bd — Interest

Umionville<Chadds Ford Bd — Interest

Covidien — None

Nat'l GRI-ADR — None

Wisdomtree Emer. Mkts — Int/Div

Novartis AG — Int/Div

Microsoft Comp. — Int/Div

Nat'l Fuel Gas Co. — Int/Div

Schlumberger Ltd. — Int/Div

Sigma Aldrich — Int/Div

Stericycle — None

Kinder Morgan Energy — Int/Div

CMA PA Municipal account — Interest

Del. Valley Sch. Dist. Bd — Interest

Perkiomen Sch. Dist. Bd — None — Redeemed

Nashaminy Sch. Dist — Interest

Pa. TPK CML OIL — Interest

Pa. St. Bond — Interest

Spring-Ford Pa. Bd — Interest

Pa. State Bd. — Interest

Erie Indmnity Co — Int/Div

Vanguard Emer. Mkts ETF — Int/Div

Vanguard FTSE All-World Ex. US — Int/Div

Graco — Int/Div

SPDR SP Bric 40 — Int/Div

Duke Energy — Int/Div

Vanguard All World Ex. US — Int/Div

Vanguard Emer. Mkts ETF — Int/Div

Alps Alerian MLP ETF — Int/Div

Mechanicsburg Pa Bd. — Interest

Chester Co. Pa Bd — Interest

Real Estate Chester Co. Pa (4/27/10) (S265.000) — Rent

Real Estate Eaglesmere PA (9/4/12) (8330.000) — None

Spouse's income — 2013 — Chester County Country Properties (real estate brokerage firm)

The shares of [Shares Select reported on line 57 were acquired on 3/21/05 for consideration in category L. This purchase and its subsequent ownership were

omitted from my 2005-2012 reports. This omission resulted from the fact that the portfolio inventories supplied to me prior to 2013 by my investment firm did

not disclose these facts,

The shares of IShares U.S. Medical reported on line 58 were acquired on 7/2/08 for consideration in category K. This purchase and its subsequent ownership were

omitted from my 2008-2012 reports. This omission resulted from the fact that the portfolio inventories supplied to me prior to 2013 by my investment firm did

not disclose these facts.

This report identifies four securities us held by an IRA during 2013: [Shares Select (page 7, line 57); IShares U.S. Medical (page 7, line 58); 1Shares Tr. DJ.

Sel. Div. (page 7, line 64); and 1Shares Tr. Dow U.S. (page 7, line 75

Subsequent inquiry has disclosed that this constitutes a duplication. The first two are

new names for the latter two. These securities are correctly identified in my prior reports as 1Shares Trust-D.J. Sel. Div. and 1Shares Tr. Dow U.S. and correctly

identified in this report as IS jares Select and Shares U.S. Medical,

Plowshares Wilterhill Progressive Energy Port, which was erroneously included in my 2012 report, page 9, line 94, was properly excluded from this report. In

2012, this asset was no longer held by the IRA. As reported in the appropriate reports under the abbreviated name Plowshares Wilterhill, this asset was acquired

on July 2, 2008, and sold on January 27, 2009. See 2008 report, paage 9, line 95; 2009 report, page 9, line 95, This sale was erroneously reported as a partial sale

and this resulted in this asset erroneously being included as held by the IRA in my 2010 and 201 1 reports. The value of these 200 shares was within the J range at

both the time of purchase and the time of sale.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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Walter King Stapleton | Frix