Frank R Alley 3
2014Annual
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What was filed
74
investments
2
positions
0
gifts
0
agreements
1
debts
2
reimbursements
0
income
0
spouse income
Named parties
- Family Trust created 12/2003
- Laurel St. Land. Co., Medford, OR
- Washington Mutual Bank or successor (JPMorgan Chase)
- Oregon State Bar
- State Bar of Montana
As filed
Umpqua Bank Savings — Int/Div
Umpqua Bank Checking — None
Umpqua Bank Money Market — Int/Div
US Bank Money Market/Checking — Int/Div
Fidelity Mutual Cap. Appreciation Fund — Distribution
Fidelity Adv. Diversified Fund — Distribution
First Amencn Equity Income Fund — Int/Div
First Americn Midcap Growth — Int/Div
First American High Income (Bond) — Int/Div
T Rowe Price Midcap Growth — Int/Div
T Rowe Price Int'l Growth — Int/Div
Alliant Energy Corp — Int/Div
American Electrical Power Corp. — Int/Div
Chevron Comp. — Int/Div
Coca Cola Corp. — Sold
Conoco Phillips Corp. — Int/Div
Duke Energyu Corp. — Int/Div
Exxon Mobil corp. — Int/Div
Johnson Controls — Int/Div
Johnson & Johnson — Int/Div
Marathon Oil Corp. — Int/Div
McDonalds Dorp — Int/Div
Pepsico — Int/Div
Praxair, Inc — Int/Div
3M Comp — Int/Div
United Parcel Service — Int/Div
Waste Management Corp. — Int/Div
US Treasury Bond — Interest
Boeing Capital Corp Bond — Interest
US treasury Note 8/15/12 — Interest
Bank of America Note — Interest
Goldman Sachs Group note — Interest
Roval Bank of Scotlandf — Interest
FLHMC — Interest
Metlife Inc. Note — Interest
First Boston USA Note 1/15/14 — Interest — Matured
Allstate Corp. Note — Interest — Matured
Excide Technologies Warrant — Interest
First America Prime Money Market — Interest — Buy (add'l)
First America Prime Money Market — Sold (part)
First America Prime Money Market — Sold (part)
First America Prime Money Market — Buy (add'l)
First America Prime Money Market — Sold (part)
First America Prime Money Market — Buy (add'l)
Nuveen Or Intm Muni Bond fund (See Notes) — Sold
Nuveen Inflation Pro Fixed Income Fund — Interest
Oppenhemmner Com. Fixed Income — Int/Div
Pimco Total Return Fund — Interest — Sold (part)
Nuveen Large Cap Growth FundVanguard Equity Income Fund (See note) — Int/Div — Sold (part)
Vanguard Strategic Equity fund (see note) — Sold
Nuveen Or Intm Muni Bond fund (See Notes) — Sold
Vanguard Equity Income Income — Int/Div
Aberdeen FDS Emerging Markets (seenote) — Int/Div
Oppenheimer Dev. Markets (see note) — None — Sold
Oakmark Global Fund (See note) See Notes) — None — Sold
Vanguard Total Stock Mkt Indx Signal — Int/Div — Buy
Vanguard Total Stock Mkt Idx Adm — None — from line 56)
Oppenheimer Dev. Markets — None — Distnbuted
Oakmark Global Fund — None — Sold
Trust 11/03 (filer is trustee)
Pacific Continental Bank — Int/Div
Ameritrade Account
Willis group — Int/Div
Halvard Health — Int/Div
ITT Comp — Int/Div
International Paper — Int/Div
Kimberly Clark — Int/Div
Kroger Co. — Int/Div
Mylan, Inc! — Int/Div
Proctor & Gamble — Int/Div
Rio Tinto PLC ADR — Int/Div
Vectrus inc — Int/Div
VISA Inc — Int/Div
Xylem, Inc — Int/Div
Trustee, Family Trust created 12/2003
Partner, Laurel St. Land. Co., Medford, OR
Liability — Washington Mutual Bank or successor (JPMorgan Chase) — Mortgage on Laurel St. Land property, Medford, OR
Reimbursement — Oregon State Bar — 47242104-426/2014 — Scattle WA — CLE (Faculty and planner) — truvel and lodging
Reimbursement — State Bar of Montana — 9/3/20145-9/5/2014 — Missoula, MT — CLE (Faculty) — travel and lodgmg
Lines 59-70:
I has maintainmed, since 2000, a separate account itil] name with Ameritrade. The account contains common shares of the twelve companies listed,
The account is in J name alonme, and 1 have not played any part in its management. Through inadvertance -- and inattention-- 1 have failed to schedule
these interests in the past.
The combined value of the account us of December 31, 2014 is $33,000.
There have been no distributions since ther account was created, other than a sale in or
around 2005 to provide funds for family purposes.
1 have had no cases in which any of the listed companies have been parties.
Amendment notes:
Part VII
Line 45: Nuveen Or Inmtm Muni Bond fund was acquired on 8/8/2012, fovalue code E: an additional acquisition was made on 6/13/2013, value code J (Both at
market)
Linc 49: Vanguard Equity Income: acquired on 6/3/2013, value code K (Market)
Line 50: Vanguard Startegic Equity Fund: Acquired 11/01/2012, Value Code K (Market)
Line 53: Aberdeen Fds Emerging Markets: Acquired 08/09/2012, Value Code J (Market)
Line 54: Oppenheimer Developing Markets: Acquired 08/08/2012, Value Code K (Market)
Line 55: Oakmark Global fund: acquired 2/6/2013, Value Code K (Market)
The 2013 report showed an interest in Countrywide Home Loans Bond 7/15/09 (Part VII, line 30). This was carried forward in error: the asset was disposed of
previously (1 believe 2011).
The 2013 report showed an interest in an account at Salomon Smith Barney. (Part VIL, line 3) This was carried forward in error: the asset was disposed of
previously. (1 believe 2011)
The 2013 report showed an interest ina Prudential Financial Note 4/1/14. . (Part VII, line 39) This was carried forward in error. The asset was disposed of
previously. (1 believe 2011)
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.