Frank R Alley 3

2014Annual

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Parts of this filing are redacted in the source. Gaps below are the filing's, not ours.

What was filed

  • 74

    investments

  • 2

    positions

  • 0

    gifts

  • 0

    agreements

  • 1

    debts

  • 2

    reimbursements

  • 0

    income

  • 0

    spouse income

Named parties

  • Family Trust created 12/2003
  • Laurel St. Land. Co., Medford, OR
  • Washington Mutual Bank or successor (JPMorgan Chase)
  • Oregon State Bar
  • State Bar of Montana

As filed

Umpqua Bank Savings — Int/Div

Umpqua Bank Checking — None

Umpqua Bank Money Market — Int/Div

US Bank Money Market/Checking — Int/Div

Fidelity Mutual Cap. Appreciation Fund — Distribution

Fidelity Adv. Diversified Fund — Distribution

First Amencn Equity Income Fund — Int/Div

First Americn Midcap Growth — Int/Div

First American High Income (Bond) — Int/Div

T Rowe Price Midcap Growth — Int/Div

T Rowe Price Int'l Growth — Int/Div

Alliant Energy Corp — Int/Div

American Electrical Power Corp. — Int/Div

Chevron Comp. — Int/Div

Coca Cola Corp. — Sold

Conoco Phillips Corp. — Int/Div

Duke Energyu Corp. — Int/Div

Exxon Mobil corp. — Int/Div

Johnson Controls — Int/Div

Johnson & Johnson — Int/Div

Marathon Oil Corp. — Int/Div

McDonalds Dorp — Int/Div

Pepsico — Int/Div

Praxair, Inc — Int/Div

3M Comp — Int/Div

United Parcel Service — Int/Div

Waste Management Corp. — Int/Div

US Treasury Bond — Interest

Boeing Capital Corp Bond — Interest

US treasury Note 8/15/12 — Interest

Bank of America Note — Interest

Goldman Sachs Group note — Interest

Roval Bank of Scotlandf — Interest

FLHMC — Interest

Metlife Inc. Note — Interest

First Boston USA Note 1/15/14 — Interest — Matured

Allstate Corp. Note — Interest — Matured

Excide Technologies Warrant — Interest

First America Prime Money Market — Interest — Buy (add'l)

First America Prime Money Market — Sold (part)

First America Prime Money Market — Sold (part)

First America Prime Money Market — Buy (add'l)

First America Prime Money Market — Sold (part)

First America Prime Money Market — Buy (add'l)

Nuveen Or Intm Muni Bond fund (See Notes) — Sold

Nuveen Inflation Pro Fixed Income Fund — Interest

Oppenhemmner Com. Fixed Income — Int/Div

Pimco Total Return Fund — Interest — Sold (part)

Nuveen Large Cap Growth FundVanguard Equity Income Fund (See note) — Int/Div — Sold (part)

Vanguard Strategic Equity fund (see note) — Sold

Nuveen Or Intm Muni Bond fund (See Notes) — Sold

Vanguard Equity Income Income — Int/Div

Aberdeen FDS Emerging Markets (seenote) — Int/Div

Oppenheimer Dev. Markets (see note) — None — Sold

Oakmark Global Fund (See note) See Notes) — None — Sold

Vanguard Total Stock Mkt Indx Signal — Int/Div — Buy

Vanguard Total Stock Mkt Idx Adm — None — from line 56)

Oppenheimer Dev. Markets — None — Distnbuted

Oakmark Global Fund — None — Sold

Trust 11/03 (filer is trustee)

Pacific Continental Bank — Int/Div

Ameritrade Account

Willis group — Int/Div

Halvard Health — Int/Div

ITT Comp — Int/Div

International Paper — Int/Div

Kimberly Clark — Int/Div

Kroger Co. — Int/Div

Mylan, Inc! — Int/Div

Proctor & Gamble — Int/Div

Rio Tinto PLC ADR — Int/Div

Vectrus inc — Int/Div

VISA Inc — Int/Div

Xylem, Inc — Int/Div

Trustee, Family Trust created 12/2003

Partner, Laurel St. Land. Co., Medford, OR

Liability — Washington Mutual Bank or successor (JPMorgan Chase) — Mortgage on Laurel St. Land property, Medford, OR

Reimbursement — Oregon State Bar — 47242104-426/2014 — Scattle WA — CLE (Faculty and planner) — truvel and lodging

Reimbursement — State Bar of Montana — 9/3/20145-9/5/2014 — Missoula, MT — CLE (Faculty) — travel and lodgmg

Lines 59-70:

I has maintainmed, since 2000, a separate account itil] name with Ameritrade. The account contains common shares of the twelve companies listed,

The account is in J name alonme, and 1 have not played any part in its management. Through inadvertance -- and inattention-- 1 have failed to schedule

these interests in the past.

The combined value of the account us of December 31, 2014 is $33,000.

There have been no distributions since ther account was created, other than a sale in or

around 2005 to provide funds for family purposes.

1 have had no cases in which any of the listed companies have been parties.

Amendment notes:

Part VII

Line 45: Nuveen Or Inmtm Muni Bond fund was acquired on 8/8/2012, fovalue code E: an additional acquisition was made on 6/13/2013, value code J (Both at

market)

Linc 49: Vanguard Equity Income: acquired on 6/3/2013, value code K (Market)

Line 50: Vanguard Startegic Equity Fund: Acquired 11/01/2012, Value Code K (Market)

Line 53: Aberdeen Fds Emerging Markets: Acquired 08/09/2012, Value Code J (Market)

Line 54: Oppenheimer Developing Markets: Acquired 08/08/2012, Value Code K (Market)

Line 55: Oakmark Global fund: acquired 2/6/2013, Value Code K (Market)

The 2013 report showed an interest in Countrywide Home Loans Bond 7/15/09 (Part VII, line 30). This was carried forward in error: the asset was disposed of

previously (1 believe 2011).

The 2013 report showed an interest in an account at Salomon Smith Barney. (Part VIL, line 3) This was carried forward in error: the asset was disposed of

previously. (1 believe 2011)

The 2013 report showed an interest ina Prudential Financial Note 4/1/14. . (Part VII, line 39) This was carried forward in error. The asset was disposed of

previously. (1 believe 2011)

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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