Basil H Lorch

RJ Bank Deposit Program — Interest

TIAA Cref Teachers Retirement Fund — Int/Div — Sold (part)

First Trust Market Strength Allocation — Int/Div — Sold

College Choice T Rowe Price Large Cap Growth — Int/Div

College Choice Pimco Total Retum Class A — Int/Div

College Choice Core Bond Index Class A — Int/Div

College Choice Black Rock Large Cap Value Class A — Int/Div

College Choice 2025 Enrollment Portfolio Class A — Int/Div

First Trust Dividend Strength 16 — Int/Div — Sold

First Trust MLP Clsd End Energy 15 — Int/Div — Sold

AMG Times Sq Small Cap Growth Fund — Int/Div — Buy

AMG Times Sq Small Cap Growth Fund — Sold (part)

Wells Fargo Advantage Intl Value Fund — Int/Div — Buy

MFS Int'l Growth Fund Class — Int/Div — Buy

Prudential Jennison Midcap Growth Fund Class Z — Int/Div — Buy

Prudential High Yield Fund Class Z — Int/Div — Buy

Prudential High Yield Fund Class Z — Sold

DWS RREEF Global Real Estate Sec FD Class A — Int/Div — Buy

JP Morgan Core Bond Fund Class A — Int/Div — Buy

MFS Research Fund Class A — Int/Div — Buy

John Hancock Disciplined Value Fund Class A — Int/Div — Buy

Virtus Emerging Markets Opportunities Fund Class 1 — Int/Div — Buy

Virtus Emerging Markets Opportunities Fund Class 1 — Buy (add'l)

Europacific Growth Fund Class Fl — Int/Div — Buy

Europacific Growth Fund Class Fl — Buy (add'l)

Neuberger Berman Genesis Fund Investor Class — Int/Div — Buy

Pimco Total Return Fund Class P — Int/Div — Buy

Pimco Total Return Fund Class P — Buy (add'l)

IP Morgan US Large Cap Core Plus Fund Select Class — Int/Div — Buy

JP Morgan Midcap Value Fund Institutional Shares — Int/Div — Buy

AQR Managed Futures Strategy Fund Class N — Int/Div — Buy

AQR Managed Futures Strategy Fund Class N — Sold (part)

Manning & Napier Equity Series — Int/Div — Buy

Aston/River Road Small Cap Value Fund Class — Int/Div — Buy

Aston/River Road Small Cap Value Fund Class — Sold (part)

Columbia Acorn Int'l Fund Class Z — Int/Div — Buy

Columbia Acorn Int'l Fund Class Z — Sold (part)

Brown Advisory Growth Equity Fund Investor Shares — Int/Div — Buy

JP Morgan Core Bond Fund Class A — Int/Div — Buy

Dodge & Cox Income Fund — Int/Div — Buy

Merrill Lynch PFD Cap TR V (X) — Int/Div

Memill Lynch CUML PFD Cap TR 11 (X) — Int/Div

Black Rock Global ALLOC Investor CL xX) — Int/Div

First Eagle Global CL C (X) — Int/Div

Ivy Balanced CL C (X) — Int/Div

Ivy Balanced CL C (X) — Buy (add'l)

Ivy Asset STRAT CL C(X) — Int/Div — Sold

Janus Balanced CL C(X) — Int/Div

Loomis Sayles Strategic Income CL C (X) — Int/Div

Federated Government Cash SER (X) — Interest

MFS Global (X) — Int/Div

Treasurer, National Conference of Bankruptcy Judges

Adpnct Professor, Indiana University Maurer School of Law

Reimbursement — National Conference of Bankruptcy Judges — October 7 - 10 — Chicago, IL — Business meeting and educational seminar — Meals, hotel, transportation

Income — 2014 — Teaching - Indiana University Maurer School of Law — S15.000.00