Bruce A. Harwood

Common AMLP - ALERIAN MLP ETF — Int/Div — Buy (add'l)

Common AMLP - ALERIAN MLP ETF — Buy (add'l)

Common AMLP - ALERIAN MLP ETF — Buy (add'l)

AQMIX - AQR MANAGED FUTURES STRATEGY I FUND — Int/Div — Buy (add'l)

AQMIX - AQR MANAGED FUTURES STRATEGY I FUND — Buy (add'l)

AQMIX - AQR MANAGED FUTURES STRATEGY I FUND — Buy (add'l)

AQMIX - AQR MANAGED FUTURES STRATEGY I FUND — Buy (add'l)

BGCIX - BLACKROCK GLOBAL L/S CREDIT I FUND — None — Buy (add'l)

BGCIX - BLACKROCK GLOBAL L/S CREDIT I FUND — Buy (add'l)

BGCIX - BLACKROCK GLOBAL L/S CREDIT I FUND — Buy (add'l)

CMNIX - CALAMOS MARKET NEUTRAL INC 1 FUND — Int/Div — Buy (add'l)

CMNIX - CALAMOS MARKET NEUTRAL INC 1 FUND — Buy (add'l)

Common CVX «- CHEVRON CORP — Int/Div

SKNRX - DEUTSCHE ENHANCED COMM STRAT A FUND — None — Sold

IQHX - 1Q ALPHA HEDGE STRAT INST FUND — Int/Div — Buy (add'l)

IQHX - 1Q ALPHA HEDGE STRAT INST FUND — Buy (add'l)

IQHX - 1Q ALPHA HEDGE STRAT INST FUND — Buy (add'l)

IQHX - 1Q ALPHA HEDGE STRAT INST FUND — Buy (add'l)

Common TIP - ISHARES BARCLAYS TIPS BD ED — Int/Div

EEN - ISHARES MSCI EMERGING MARKETS ETF — Int/Div

Common SCZ - ISHARES TR MSC SMALL CAP — Int/Div

Common MERFX «- MERGER FUND — Int/Div

Common - STPZ - PIMCO 1-5 YEAR US TIPS INDEX FUND — Int/Div

PALPX - PIMCO ALL ASSET P FUND — Int/Div — Buy (add'l)

PALPX - PIMCO ALL ASSET P FUND — Buy (add'l)

PCRPX - PIMCO COMMOD REAL RET STRATP FUND — Int/Div — Buy (add'l)

PCRPX - PIMCO COMMOD REAL RET STRATP FUND — Buy (add'l)

PCRPX - PIMCO COMMOD REAL RET STRATP FUND — Buy (add'l)

PCRPX - PIMCO COMMOD REAL RET STRATP FUND — Buy (add'l)

Common RWX - SPDR DJ WILSHIRE INTL REAL EST — Int/Div — Buy (add'l)

Common RWX - SPDR DJ WILSHIRE INTL REAL EST — Buy (add'l)

Common TFI - SPDR NUVEEN BBG BARCLAYS MUNBETF - — Int — Sold (part)

Common SHM - SPDR NUVEEN BARCLAYS SHRT TERM — Int/Div

Common VEA « VANGUARD FTSE DEVELOPED MARKETS ETF — Int/Div — Buy (add'l)

Common VWO - VANGUARD FTSE EMERGING MARKETS E — Int/Div — Buy (add'l)

Common VWO - VANGUARD FTSE EMERGING MARKETS E — Buy (add'l)

Common VUG - VANGUARD GROWTH ETF — Int/Div

Common VNQ «- VANGUARD REIT ETF — Int/Div

Common BSV - VANGUARD SHORT TERM BND — Int/Div

Common VBK - VANGUARD SM CAP GROWTH ETF — Int/Div

Common VBR - VANGUARD SM VALUE ETF — Int/Div

Common BND - VANGUARD TOTAL BOND MARKET — Int/Div

Common VTV « VANGUARD VALUE ETF INDEX — Int/Div

Morgan Stanley Bank N.A. Money Market Account (Bank Deposit Program) — Interest

CITIZENS BANK - deposit accounts — Interest

Common BENGUET CORP — None

Common ENERGIZER HOLDINGS INC (Custodian) — Int/Div

Common BOEING COMPANY (Custodian) — None

Trust #1 (H)

CITIZENS BANK - bank accunt — Interest

TD BANK - bank account — None — Distnbuted

NBT BANK f/k'a HAMPSHIRE FIRST BANK - bank account — None — Distributed

Trust #2 (H)

TD BANK - bank account — None — Distnbuted

NBT BANK fk/a/HAMPSHIRE FIRST BANK - bank account — None — Distnbuted

Trust #3 (H)

CITIZENS BANK - bank account — Interest

NBT Bank f/x/a HAMPSHIRE FIRST BANK - bank account — Interest

Trust #4 (H)

NBT BANK f/k/a HAMPSHIRE FIRST BANK - bank account — Interest

Trust #5 (H)

NBT Bank f/k/a HAMPSHIRE FIRST BANK - bank account — Interest

Trust26(H)

NBT BANK f/k/a HAMPSHIRE FIRST BANK - bank account — Interest

Common PRINCIPAL FINANCIAL GROUP INC — Int/Div

Director, American Bankruptcy Institute

Trustee, Trust £1 (family member sole beneficiary)

Trustee, Trust #2 (family member sole beneficiary)

Trustee, Trust #3 (family member sole beneficiary)

Trustee, Trust #4 (family member sole beneficiary)

Trustee, Trust #5 (family member sole beneficiary)

Trustee, Trust #6 (family member sole beneficiary)

Reimbursement — American Bankruptcy Institute — April 14-17, 2016 — Washington, DC — Educational semimar and board of directors meeting — Transportation, Lodging, Meals

Reimbursement — American Bankruptcy Institute — July 14-17, 2016 — Bretton Woods, NH — Educational semmar — Transportation, Lodging, Meals

Reimbursement — National Conference of Bankruptcy Judges — October 25 - November 1, 2016 — San Fruncaisco, CA — Educational semimar and annual meeting — Transportaion, Lodging

Reimbursement — American Bankruptcy Institute — November 30 - December 4. 2016 — Rancho Palos Verdes, CA — Educational semmar and board of directors meeting — Transportation, Lodging, Meals

Part VII, Line 32: SPDR NUVEEN BBG BARCLAYS MUN B ETF (TICKER = TF) is the same fund as SPDR NUVEEN BARCLAYS CAPITAL M (TICKER

= TF1) reported on line 127 of the 2015 report. The fund changed its name in 2016,

Part VII, Line 33: SPDR NUVEEN BARCLAYS SHORT TERM (TICKER = SHM) is the same fund as SPDR NUVEEN BARCLAS SHORT ETF reported on

line 128 of the 2015 report. The fund changed its name in 2016.

Part VIL, Line 46: Morgan Stanley Bank Account NA Money Market account is the same account as reported on line 87 of the 2014 report as "Citibank NA.

Money Market Account.” The name of the account changed during 2014 as a result of a merger between Citibank and Morgan Stanley, but the name change was

inadvertently not noted in my 2014 or 2015 report.

Part VII, Lines 53 and 56: The proceeds of these accounts were fully distributed to their respective beneficiaries on 11/17/13 and 10/15/14, respectively, but the

distributions madvertently not disclosed on previous reports. The accounts are now closed.