John Carbone Porfilio

USB Bank USA Deposit Account — Interest — with line 12)

Ivy Asset Strategy Fund Class B — Interest — Sold

Blackrock All Cap Global Res. A Fund — Int/Div — Sold

Ivy Asset Strategy Fund Class C Fund — Int/Div — Sold

Guarant Bank & Trust Co.Deposit Accounts — Interest

First Eagle Global Fund Class A — Int/Div — Sold

Pimco Income Instl — Int/Div — Buy

Ivy Asset Strategy Fund Class A — Int/Div — Sold

Invesco Balanced-Risk Fund A — Int/Div — Sold

Highland GlobalAllocation — Int/Div — Buy

Permanent Portfolio Fund — Int/Div — with line 12)

Sweep Account World Class Financial — Interest — Open

Thromburg Inv. Inc — Int/Div — Buy

Guggenheim SbPS00 Eq Wt Technology — Int/Div — Buy

Schwab Intermediate-Term US Trs ETF — Int/Div — Buy

Schwab Short Term US Treasury ETF — Interest — Buy

Schwab US Aggregate Bond ETF — Int/Div — Buy

Schwab US Broad Market ETF — Int/Div — Buy

Schwab US Dividend Equity ETF — Int/Div — Buy

Schwab US Large-Cap ETF — Int/Div — Buy

Schwab US Large-Cap Growth ETF — Int/Div — Buy

Schwab US Mid-Cap ETF — Int/Div — Buy

Schwab US Small-Cap ETF — Int/Div — Buy

SPDR Barklays Long Term Treasury ETF — Interest — Buy

SPDR Nuveen Barklays Municipa Band ETF — Interest — Buy

SPDR Nuveen Barklays ST Mun Bond ETF — Interest — Buy

Schwab Short Term Bond Market — Int/Div — Buy

Schwab Total Bond Market — Int/Div — Buy

SPDR Barklays Long Term Treassury ETF — Interest — Sold

SPDR Nuveen Barklays Municipal Bond ETF — Interest — Sold

Schwab US REIT EIF — Interest — Buy

Rydex NASDAQ 100 NV — Int/Div — Buy

Schwab Short Term US Treasury ETF — Interest — Sold

SPDR S&P 600 Small Cao Value ETF — Int/Div — Buy

SPDR Barklays Issuer Scored Corp Bd EDT — Interest — Buy

Franklin Income FD Ady CL — Int/Div — Open

S10.

Spouse's income — 2014 — Andrew M. Norris, MD PC - salary

VII line 36, Frankline Income Fund ADV CL, was purchased durmg 2014 by former broker, Fidelity Investments, and transfered to current broker, World Class

Financial , Inc. The date of acquisition was subsequent to my 2013 report and not reported to World Class by Fidelity. However, World Class records indicate

the asst was transfered to it on 12/15/14 and its value on that date was under $15,000. That asset was sold by World Class on 1/2/2015 in an amount of less than

$15,000.00. 1do not have any other information available.