William Paul Johnson

Peabody Ener. com. stock — Int/Div — Sold

Wells Fargo Bank (checking accounts) — Interest

NM Bank & Trust (checking account) — None — Open

NFS/FMTC, (IRA custodian) — Int/Div — Closed

Fidelity Management Trust Co. (IRA custodian) — Open

Prime Capital Reserves Fund (money market) — Int/Div — Sold

Aegon NV PFD (symbol: AEH) — None — Sold

Apache Corp com stock — None — Sold

Chevron Corp com stock — Int/Div

Loca Cola com stock — Int/Div — Sold (part)

ConocoPhillips — Int/Div — Buy

Cohen & Steers Infrastructure FD (sym UTF) — None — Sold

Exxon Mobile com stock — Int/Div — Buy

Facebook com stock — None — Buy

Facebook com stock — Buy (add'l)

Fidelity Gov't Money Mkt fund (SPAXX) — Int/Div — Buy

Fidelity Canada fund (FICDX) — Int/Div — Buy

Fidelity Canada fund (FICDX) — Sold

Fidelity Int'l Growth fund (FIGFX) — Int/Div — Buy

Fidelity Floating Rate Income fund (FFRHX) — Int/Div — Buy

Fidelity Floating Rate Income fund (FFRHX) — Sold

Fidelity Focused Stock fund (FTQGX) — Int/Div — Buy

Fidelity Contrafund (FCNTX) — Int/Div — Buy

Fidelity GNMA fund (FGMNX) — Int/Div — Buy

Fidelity GNMA fund (FGMNX) — Sold

Fidelity Low Priced Stock fund (FLPSX) — Int/Div — Buy

Fidelity OTC Port fund (FOCPX) — Int/Div — Buy

Fidelity Select IT Services fund (FBSOX) — Int/Div — Buy

Fidelity Select Retailing fund (FSRPX) — Int/Div — Buy

Fidelity Select Biotech fund (FBIOX) — Int/Div — Buy

Fidelity Select Chemicals fund (FSCHX) — Int/Div — Buy

Ford Motor com stock — None — Buy

Ford Motor com stock — Sold

Flaherty & Crumrine PFD SECS Income FD (sym: FFC) — Int/Div — Sold

Inergy LP (sym: NRGY) — None — Sold

Ishares Silver TR — None — Sold

Nabors Indust. LTD com stock — Int/Div — Buy

Nabors Indust. LTD com stock — Sold

Proctor & Gamble c.stock — None — Sold

Proshares Tr Short Dow 30 Proshares — None — Sold

Streettracks Gold TR SHS (GLD) — None

Suburban Propane Partners LP (sym: SPH) — None — Sold

Agreement — 2013 — NM State Employees Pension Fund; pension at age 64: no control

Liability — Chase Credit Card — credit card/unsecured loan

Liability — Bank & Trust — unsecured line of credit

Spouse's income — 2013 — State of New Mexico, retirement pension

Part VII, lines 3 and 4: Individual Retirement Account assets were rolled over from one custodian to a new one. On 1/22/13, Fidelity Management Trust Co.

became new IRA custodian and the rollover pricess of IRA assets began. IRA rollover was completed on 2/27/13 was completed and NFS/FMTC ceased to be

IRA custodian. Additionally, columns B and C were left blank on Line 4 because all income and reportable transactions for this IRA are set forth in lines 5-42 for

the assets within this IRA.