Tim A. Baker
2016Annual
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What was filed
13
investments
2
positions
0
gifts
0
agreements
0
debts
0
reimbursements
0
income
1
spouse income
Named parties
- Vanguard Group Trustee (Nos. 1-3)
- [0 Trust Agreement (Trust No. 9)
- Indiana Lmversity
As filed
Vanguard Trust Group — Interest — Sold (part)
pm Trust Agreement (Trust No. 9) — None
TIAA CREF — Interest
College Choice 529 Investment Plan — Interest
College Choice 529 Investment Plan — Interest
College Choice 529 Investment Plan — Interest
Edward Jones Growth Fund of America Trust No. — Interest — Sold
Edward Jones Growth Fund of America Trust No. 2 — Interest — Sold
Edward Jones Growth Fund of America Trust No, 3 — Interest
Chase Bank Account No. — None
Chase Bank Account No. 2 — Interest
Chase Bank Account No. — None
Chase Bank Account No. 4 — Interest
Custodian, Vanguard Group Trustee (Nos. 1-3)
Trustee, [0 Trust Agreement (Trust No. 9)
Spouse's income — 2016 — Indiana Lmversity
1. With respect to part VII, line 1, additional shares were purchased for the Vanguard Trust Group in December 2015, each with a Value Code of J. These were
shares of the Vanguard Windsor 11 Fund, Investor Shares, In addition, shares of those funds were sold on March 23, 2016, August 19, 2016, August 22, 2016,
September 12, 2016, and December 2, 2016. The Value Code for each of those sales was J. In addition, shares of those funds also were sold on August 8, 2016,
and December 2, 2016, and the Value Code for eich of these sales was K.
2. With respect to Part VII, line 3, the TIAA CREF fund 1s a 401(K) retirement fund with monthly contributions with a value of J each month and a total value for
the year of K. Additionally. that account is more fully described as the "TIAA-CREF Growth Account,” with NASDAQ symbol of QCGRIX
3. As in prior disclosures, with respect to Part VII, page 4, lines 4-6, these 529 plans are aged-based plans, with monthly contributions to cach plan, The value of
the contributions to each plan cach month is J, and the total value of contributions to cach plan for the year is B.
4. With respect to part VIL, lines 7 and 8, those Edward Jones funds were sold in their entirety in May 2016, though the extact date is unknown.
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