James Paul Oetken

American Funds Investment Co. of America — Int/Div

Invesco Prime Interest Trust Fund (Inv Van Kam Sr Loan Fund) — Int/Div

Vanguard 500 Index Fund — Int/Div — Sold

ABM AMRO Income Plus Fund — Int/Div

EB Diversified Stock Fund — None

Target Small Cap Value Portfolio Fund Class T(TASVX) — Int/Div

Vanguard Institutional Index Fund Institutional Plus Shares — Int/Div

JP Morgan USA New York 529 Fund Class B (formerly Columbia Acom) — None

Citibank N.A. cash accounts — Interest

UBS Bank USA cash account — Interest

FFTW Income Plus Fund — Int/Div

Hartford Midcap HLS 1A — Int/Div

MFS Inst Intl Equity — Int/Div

American Century Equity Growth Fund — Int/Div

JP Morgan Mid Cap Value Fund — Int/Div

Columbia Thermostat Fund — Int/Div

Delaware Dividend Income — Int/Div

Guggenheim Cash Flow UIT — Int/Div — Redeemed

American Advisors Aerospace Defense UIT — Int/Div — Buy

First Trust Tech Portfolio UIT — Int/Div — Buy

American Advisors Small Midcap Portfolio ur — Int/Div — Buy

Reimbursement — Umversaty of California } Berkeley Law School — March 19-21, 2017 — Berkeley, CA — Moot court competion — meals, lodging, transportation

Spouse's income — 2017 — Self-employed makeup artist