William E. Cassady

Regions Bank (Account) — Interest — Redeemed — Note 1, Part VIL

Franklin/Templeton World Fund CL A (TEMWX) IRA — Int/Div

Franklin Income Fund CL A IRA (FKINX) — Int/Div

The Southem Company - DSPP-COMMON STOCK — Int/Div

Vanguard Mutual Funds IRA

Balanced Index Fund Admiral Shares {(VBINX) — Int/Div

STAR Fund (VGSTX) — Int/Div

Vanguard Mutual Funds (non-IRA)

Balanced Index Fund (VBIAX) — Int/Div

Rental Property - Jefferson Co., B'ham, AL (Southbury, LLC) — Rent

Butler Co, AL land (Apr. 4/14/10) (Cassady Farms. LLC) — None

House & lot, Greenville, AL (Apr. 4/4/10) {Cassady Farms, LLC) — Reat

Common Stock, Town & Country National Bank — Int/Div

Participating Units - Cassady Farms, LLC — Distribution

Participating Units - Southbury Condo, LLC — None — Note 2, Part VIL

Brokerage Account #1

Bank Deposit Sweep Account — Interest

OPEN END MUTUAL FUNDS

Franklin Tax Free TR Fed Interm Term Advisor CL (FITZX) — Interest — Sold (part)

Franklin Tax Free TR Fed Interm Term Advisor CL (FITZX) — Sold (part)

Franklin Tax Free TR Fed Interm Term Advisor CL (FITZX) — Sold (part)

Franklin Tax Free TR Fed Interm Term Advisor CL (FITZX) — Sold (part)

Nuveen Mun Trust Inter Duration Mun Bd FA CL 1INUVBX) — Int/Div — Sold (part)

Nuveen Mun Trust Inter Duration Mun Bd FA CL 1INUVBX) — Sold (part)

Nuveen Mun Trust Inter Duration Mun Bd FA CL 1INUVBX) — Sold (part)

Nuveen Mun Trust Inter Duration Mun Bd FA CL 1INUVBX) — Sold (part)

T Rowe Price Summit Mun Fds Inc - Mun Inter Fd (PRSMX) — Int/Div — Sold (part)

T Rowe Price Summit Mun Fds Inc - Mun Inter Fd (PRSMX) — Sold (part)

T Rowe Price Summit Mun Fds Inc - Mun Inter Fd (PRSMX) — Sold (part)

T Rowe Price Summit Mun Fds Inc - Mun Inter Fd (PRSMX) — Sold (part)

T Rowe Price Tax Free Shrt Intermediate Fund (PRFSX) — Int/Div — Sold (part)

T Rowe Price Tax Free Shrt Intermediate Fund (PRFSX) — Buy (add'l)

T Rowe Price Tax Free Shrt Intermediate Fund (PRFSX) — Sold (part)

T Rowe Price Tax Free Shrt Intermediate Fund (PRFSX) — Sold (part)

Thomburg luvt Tr Ltd Ter Mun Fd C1 1 (LTMIX) — Int/Div — Sold (part)

Thomburg luvt Tr Ltd Ter Mun Fd C1 1 (LTMIX) — Buy (add'l)

Thomburg luvt Tr Ltd Ter Mun Fd C1 1 (LTMIX) — Sold (part)

Thomburg luvt Tr Ltd Ter Mun Fd C1 1 (LTMIX) — Sold (part)

Dreyfus Appreciation Fd (DGAGX) — Int/Div — Sold (part)

Dreyfus Appreciation Fd (DGAGX) — Sold

American Europacific Growth FU CL F2 (AFPFX) — istnbution — Sold (part)

American Europacific Growth FU CL F2 (AFPFX) — Sold (part)

American Europacific Growth FU CL F2 (AFPFX) — Sold (part)

American Europacific Growth FU CL F2 (AFPFX) — Buy (add'l)

Goldman Sachs Tr Finl Square Tax Free Money Mkt Inst CHIFTXXX) — istmbution — Sold (part)

Goldman Sachs Tr Finl Square Tax Free Money Mkt Inst CHIFTXXX) — Buy (add'l)

Goldman Sachs Tr Finl Square Tax Free Money Mkt Inst CHIFTXXX) — Sold (part)

Goldman Sachs Tr Finl Square Tax Free Money Mkt Inst CHIFTXXX) — Sold (part)

Goldman Sachs Tr Finl Square Tax Free Money Mkt Inst CHIFTXXX) — Sold (part)

S10. — Buy (add'l)

S10. — Sold (part)

MFS SER TR Ill MUNICIPAL HIGH INCOME FD CL 1 (MMIIX) — Int/Div — Sold (part)

MFS SER TR Ill MUNICIPAL HIGH INCOME FD CL 1 (MMIIX) — Sold (part)

MFS SER TR Ill MUNICIPAL HIGH INCOME FD CL 1 (MMIIX) — Sold (part)

MFS SER TR Ill MUNICIPAL HIGH INCOME FD CL 1 (MMIIX) — Buy (add'l)

MFS Ser Tr Value Fd C1 LIMENX) — Int/Div — Buy

MFS Ser Tr Value Fd C1 LIMENX) — Sold (part)

MFS Ser Tr X Emerging Mkts Debt Fd Class IMEDIX) — Int/Div — Buy

MFS Ser Tr X Emerging Mkts Debt Fd Class IMEDIX) — Sold (part)

NUVEEN INVT FDS INC REAL ESTATE SECS FUND CL 1(FARCX) — Int/Div — Sold (part)

NUVEEN INVT FDS INC REAL ESTATE SECS FUND CL 1(FARCX) — Sold (part)

NUVEEN INVT FDS INC REAL ESTATE SECS FUND CL 1(FARCX) — Sold (part)

NUVEEN INVT FDS INC REAL ESTATE SECS FUND CL 1(FARCX) — Sold

Brookfield Invt Funds Global Listed Real Estate Fd C1 Y (BLRYX) — Distribution — Buy

Brookfield Invt Funds Global Listed Real Estate Fd C1 Y (BLRYX) — Buy (add'l)

Principal FDS Inc Midcap Fund Inst] Class (PCBIX) — Distribution — Buy

Principal FDS Inc Midcap Fund Inst] Class (PCBIX) — Sold (part)

Oppenheimer Intl Bond Fund C1 A {OIBAX) — Distribution

Templeton Income TR GLB BD Advisor Class (TGBAX) — Int/Div — Sold (part)

Templeton Income TR GLB BD Advisor Class (TGBAX) — Buy (add'l)

Templeton Income TR GLB BD Advisor Class (TGBAX) — Sold (part)

Templeton Income TR GLB BD Advisor Class (TGBAX) — Buy (add'l)

Eagle Mid Cap Stock Fund (HMCJX) — None — Sold (part)

Eagle Mid Cap Stock Fund (HMCJX) — Sold

Deutsche Tax Free (SZMIX) — Interest — Sold (part)

Deutsche Tax Free (SZMIX) — Sold (part)

Deutsche Tax Free (SZMIX) — Sold (part)

Fidelity ADV EMERG MKTS (FMKIX) — Int/Div — Sold

EQUITY TRUSTS

FIRST TRUST PORTFOLIOS STRATEGIC DIV SELECT SER 9 — Int/Div — Redeemed

First Trust Portfolios Tactical Inc Series 21 — Int/Div — Sold (part)

First Trust Portfolios Tactical Inc Series 21 — Redeemed

First Trust Portfolios Interest Rate Hedge Series 71 — Int/Div — Sold (part)

First Trust Portfolios Interest Rate Hedge Series 71 — Redeemed

First Trust Utlities Select Portfolio Ser 36 Rein — Int/Div — Buy

First Trust Energy Select Portfolio Series £3 Reinvest — Int/Div

First Trust Preferred Income Port Series 70) Rein — Int/Div — Sold (part)

GUGGENHEIM NATIONAL MUNI PORT OF CFEFS SER 26 REINVEST — Int/Div — Sold

Guggenheim Zacks Income Advantage Strategy PRT (2 yr) I4R — Int/Div — Buy

FIRST TRUST MUNI INCM SEL C/E PORT SER 62 REINV — Int/Div

FIRST TRUST MUNICIPAL INCOME SFLECT CLOSED EXD PORTSRS AOR — Int

First Trust Sabrient Forward Looking Value Port Series 3 Rein — Distribution — Buy

FIRST TRUST MUNICIPAL INCOME SELECT CLOSED END SER 65 R — Int/Div — Buy

CLOSED END MUTUAL FUNDS

EATON VANCE NATL MUN OPPORTUNITIES TRUST EOT — Int/Div — Sold

Liberty All-Star Equity Fund (USA) — Int/Div

NUVEEN DIVIDEND ADVANTAGE MUN FD 2 COM NXZ — Int/Div — Sold

First Trust Dynamic Europe Equity Income Fd (FDEU) — Int/Div — Buy

VARIABLE ANNUITIES

Jackson Natl Life Ins Co Perspective 11 04/14 Variable Annuity — Buy

The Ohio National Life Ins, Co. Annuity — Distribution

ESTATE #1 — Note 3, Part VIL

Legslatgive Committee, Federal Magistrate Judges Assocation

Manager, Cassady Farms, LLC

Manager, Southbury Condo, LLC

Ligation Comnuttee, Federal Magistrate Judges Association

Reimbursement — Federal Magistrate Judges Association — 09/16/2015 09/18.2015 — Washington DC — FMJA Committee Meeting — Lodging, travel and meals

Note | - Part VII, Investments, Line 1.

The Regions Bank savings account was closed on December 1, 2018,

Note 2 - Part VII, Investments, Line 15,

The condo was purchased in 2004 for a value of L. The reat from the Unit is reported m Part VII, Line 10.

Note 3 - Part VII, Investments, Line 102

The assets of Estate #1 have all been distributed. The formal closing of the Estate is expected in 2016,