Sarah S. Vance

IRRA #2, Rollover Merrill Lynch (H):

Bank of America, NA Rasp / Cash — Int/Div

iShares MSCI EAFE Index (EFA) — Int/Div — Sold

iShares iBoxx $ Invt Grade Corp BD Fund (LOD) — Int/Div — Buy (add'l)

iShares Barclays TIPS BO Protected SECS FD(TIM — Int/Div — Buy (add'l)

iShares Barclays 3-7 YEAR TRSY BD FD {IE — Int/Div — Buy (add'l)

iShares Barclays MBS BON Fund (MBB) — Int/Div — Buy (add'l)

Vanguard Small Cap Value ETF (VBR) — Int/Div — Sold (part)

Vanguard Small CAP Growth ETF (VBK) — Int/Div — Sold (part)

Vanguard Value ETF (VTV) — Int/Div — Sold (part)

Vanguard Growth ETF (VUG) — Int/Div — Sold (part)

Vanguard Intermediate Term Bond ETF (BIV) — Int/Div — Buy (add'l)

Vanguard Short Term Bond (BSV) — Int/Div — Buy (add'l)

Vaneck Vectors J.P (EMLC) (name change) — Int/Div — Buy (add'l)

Invesco Emerging Markets (PCY) (name change) — Int/Div — Buy (add'l)

Invesco Preferred ETF (PGX) (name change) — Int/Div

iShares iBoxx $ High Yiel (HYG) — Int/Div — Buy (add'l)

iShares INC CORE MSCHIEMG) — Int/Div — Buy (add'l)

iShares INC CORE MSCHIEMG) — Sold (part)

iShares TR CORE MSCI EAF (IEFA) — Int/Div — Buy

IRA #3, Merrill Lynch New Orleans (H):

Mem Lynch Retirement Reserves / Cash — Int/Div

Bank of America, NA Rasp / Cash — Int/Div

iShares MSC EAFE Index Fund (EFA) — Int/Div — Sold

iShares iBoxx $ INVT Grade Corp BD Fund (LOD) — Int/Div — Buy (add'l)

ishares Barclays TIPS BO Protected SECS FD(TIM — Int/Div — Buy (add'l)

iShares Barclays 3-7 YEA TRSY BD FD {IED — Int/Div — Buy (add'l)

iShares Barclays MBS BON Fund (MBB) — Int/Div — Buy (add'l)

Vanguard Small Cap Value ETF (VBR) — Int/Div — Sold (part)

Vanguard Small Cap Growth ETF (VBK) — Int/Div — Sold (part)

Vanguard Value ETF (VTV) — Int/Div — Sold (part)

Vanguard Growth ETF (VUG) — Int/Div — Sold (part)

Vanguard Intermediate Term Bond ETF (BIV) — Int/Div — Buy (add'l)

Vanguard Short Term Bond (BSV) — Int/Div — Buy (add'l)

Vaneck Vectors JP (EMLC) — Int/Div — Buy (add'l)

iShares iBoxx $ High Yield (HYG) — Int/Div

Invesco Emerging Markets (PCY) (name change) — Int/Div — Buy (add'l)

Invesco Preferred ETF (PGX) (name change) — Int/Div

iShares INC CORE MSCI(IEMG) — Int/Div — Sold (part)

iShares TR Core MSCI EFT (EFA) — Int/Div — Buy

Profit Sharing Retirement Plan - Fidelity Invest, Account (H)

Ret Gov't (Money Market Fund) — Int/Div — Sold

Fidelity Growth Company K (FGCKX) — Int/Div — Buy (add'l)

Fidelity Growth Company K (FGCKX) — Buy (add'l)

Fidelity Growth Company K (FGCKX) — Buy (add'l)

Fidelity US Bond Index Institutional Fund (FXSTX) — Int/Div — Buy (add'l)

Fidelity US Bond Index Institutional Fund (FXSTX) — Buy (add'l)

S10. — Sold

Fidelity Cash Reserves (FDRXX) — Int/Div — Buy (add'l)

Fidelity Cash Reserves (FDRXX) — Buy (add'l)

Fidelity Cash Reserves (FDRXX) — Buy (add'l)

Fidelity Cash Reserves (FDRXX) — Buy (add'l)

Pimco Income Fund CL A (PONAX) (Conversion - new fund name) — Int/Div

Conestoga Small Cap 1S (CCALX) — Int/Div — Buy (add'l)

Conestoga Small Cap 1S (CCALX) — Buy (add'l)

Conestoga Small Cap 1S (CCALX) — Buy (add'l)

Goldman Sachs Small Value Int (GSSIX) — Int/Div — Buy (add'l)

Goldman Sachs Small Value Int (GSSIX) — Buy (add'l)

Goldman Sachs Small Value Int (GSSIX) — Buy (add'l)

Fidelity Emergmg Markets (FKEMX) — Int/Div — Buy (add'l)

Fidelity Emergmg Markets (FKEMX) — Buy (add'l)

Fidelity Emergmg Markets (FKEMX) — Buy (add'l)

Invesco Diversified Income Fund {DDFIX) — Int/Div — Buy (add'l)

Invesco Diversified Income Fund {DDFIX) — Buy (add'l)

Invesco Diversified Income Fund {DDFIX) — Buy (add'l)

Oakmark Int Investor CL (OAKIX) — Int/Div

PIMCO Mortgage Opportunities CL (PMZIX) — Int/Div

Fidelity Investments Money Market Gov't Portfolio « Class 1 {FIGXX) — Int/Div — Buy

Fidelity US Bond Index (FXNAX) — Int/Div — Buy

Cash Management Account, Merrill Lynch (Hy

Memill Lynch Cash Equivalent Account — Interest

iShares MSC Eafe (EFA) — Int/Div — Sold

iShares iBoxx$ (LOD) — Int/Div — Buy (add'l)

iShares iBoxx$ (LOD) — Buy (add'l)

iShares iBoxx$ (LOD) — Buy (add'l)

iShares Tips (TIP) — Int/Div — Buy (add'l)

iShares Tips (TIP) — Buy (add'l)

iShares Tips (TIP) — Buy (add'l)

iShares 3-7 Year (IED) — Int/Div — Buy (add'l)

iShares 3-7 Year (IED) — Buy (add'l)

iShares 3-7 Year (IED) — Buy (add'l)

iShares MBS ETF (MBB) — Int/Div — Buy (add'l)

iShares MBS ETF (MBB) — Buy (add'l)

iShares MBS ETF (MBB) — Buy (add'l)

iShares iBoxx$ High Yield (HYG) — Int/Div — Buy (add'l)

iShares iBoxx$ High Yield (HYG) — Buy (add'l)

iShares Inc Core MSC (IEMG) — Int/Div — Buy (add'l)

iShares Inc Core MSC (IEMG) — Buy (add'l)

iShares Inc Core MSC (IEMG) — Buy (add'l)

Invesco Emerging Markets (PCY) (name change) — Int/Div — Buy (add'l)

Invesco Preferred ETF (PGX) — Int/Div — Buy (add'l)

Invesco Preferred ETF (PGX) — Buy (add'l)

Vaneck Vectors J.P. (EMLC) — Int/Div — Buy (add'l)

Vanguard Small Cap Value (VBR) — Int/Div — Sold (part)

Vanguard Small Cap Value (VBR) — Buy (add'l)

Vanguard Small Cap Value (VBR) — Buy (add'l)

Vanguard Small Cap (VBK) — Int/Div — Sold (part)

Vanguard Small Cap (VBK) — Buy (add'l)

Vanguard Small Cap (VBK) — Buy (add'l)

Vanguard Value ETF (VTV) — Int/Div — Sold (part)

Vanguard Value ETF (VTV) — Buy (add'l)

Vanguard Value ETF (VTV) — Buy (add'l)

Vanguard Growth ETF (VUG) — Int/Div — Buy (add'l)

Vanguard Growth ETF (VUG) — Buy (add'l)

Vanguard Growth ETF (VUG) — Buy (add'l)

Vanguard Intermediate (BIV) — Int/Div — Buy (add'l)

Vanguard Intermediate (BIV) — Buy (add'l)

Vanguard Short Term Bond (BSY) — Int/Div — Buy (add'l)

Vanguard Short Term Bond (BSY) — Buy (add'l)

Vanguard Short Term Bond (BSY) — Buy (add'l)

iShares TR Core MSCI EAF (IEFA) — Int/Div — Buy

iShares TR Core MSCI EAF (IEFA) — Buy (add'l)

iShares TR Core MSCI EAF (IEFA) — Buy (add'l)

Checking and Money Market Accounts, J.P. Morgan — Interest

Judicial & Justice Federal Credit Umon — Interest

Memill Lynch: (H):

iShares INC Core MSCI Emerging MKTS ETF (IEMG) — Int/Div — Sold (part)

Vanguard Small Cap Growth ETF (VBK) — Int/Div — Sold (part)

Vanguard Value ETF (VTV) — Int/Div — Sold (part)

Vanguard Growth ETF (VUG) — Int/Div — Sold (part)

Vanguard Growth ETF (VUG) — Buy (add'l)

Vanguard Intermediate Term Bond ETF {BIV) — Int/Div — Buy (add'l)

Vanguard Short Term Bond (BSV) — Int/Div — Buy (add'l)

Vaneck Vectors JP (EMLC) — Int/Div

Invesco Emerging Markets (PCY) (name change) — Int/Div — Buy (add'l)

Invesco Preferred ETF (PGX) (name change) — Int/Div

Vanguard Small Cap value ETF (VBR) — Int/Div — Sold (part)

iShares MSC1 EAFE (EFA) — Int/Div — Sold

iShares iBoxx $ IVT Grade CORP BD (LQD) — Int/Div — Buy (add'l)

iShares iBoxx $ High Yield (HYG) — Int/Div — Buy (add'l)

iShares TIPS Bond ETF (TIP) — Int/Div — Buy (add'l)

iShares 3-7 Year treasury Bond ETF (1E1) — Int/Div — Buy (add'l)

iShares MBS ETF (MBB) — Int/Div — Buy (add'l)

ML Bank Deposit Program — Int/Div

iShares TR Core MSC EAF (IEFA) — Int/Div — Buy

Board Member, Tulane Admiralty Law Institute —- National Advisory Board

Board Member, Tulane Law School <= Dean's Advisory Board

Council Member, Amencan Law Institute

Reimbursement — Duke Law School — April 25-27, 2018 — Atlanta, GA — Mass Tort Program — Travel, lodging, meals

Reimbursement — American Law Institute — October 16419, 2018 — New York, NY — Audit Committee and Council Meeting — Travel, lodging, meals

Spouse's income — 2018 — Jones Walker LLP « income from law practice