Anne Shields
2015Annual
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What was filed
245
investments
1
positions
0
gifts
0
agreements
0
debts
0
reimbursements
1
income
0
spouse income
Named parties
- Brooklyn Defender Services
- Law Offices of James P. Clark, PC - salary
As filed
Blackrock Inc
Welltower Inc (X)
HSBC accounts — Interest
NY 529 #] Conservative Option — Int/Div
NY 529 #2 Conservative Option — Int/Div — Buy (add'l)
NY 529 #2 Conservative Option — Sold (part)
NY 529 #2 Conservative Option — Sold (part)
Fidelity IRA (Holdings below at 8-20) — Int/Div
Fidelity IRA Cash Reserve
Fidelity Asset Manager 50% FASMX
Fidelity Contrafund FOCNTX
Fidelity IRA Magellan Fund
Fidelity IRA Puritan Fund
Fidelity IRA Growth & Income Fund
Fidelity IRA Blue Chip Growth Fund
Fidelity IRA Select Energy Fund
AMC Networks Inc AMCX
Cablevision Sys Corp NY Group CVC
Lockheed Martin Corm LMT
MSG Network Inc CL A MSGN — Buy
Madison Square Garden Co New CL A MSG
AXA Brokerage Acct #1 (below at 22-32),
AXA Brokerage Acct #1 Optimum Small Mid Cap Fund "OISGX™ — Int/Div
AXA Brokerage Acct #1 Optimum Small Mid Cap Growth Fund "OISGX" — Int/Div — Sold (part)
AXA Brokerage Acct #1 Optimum Fixed Income Fund "OIFTX" — Int/Div
AXA Brokerage Acct #1 Optimum INTL Fund "ONNEX™ — Int/Div — Buy (add'l)
AXA Brokerage Acct #1 Optimum Small Cap Growth "OISVX" (X) — Int/Div
AXA Brokerage Acct #1 Optimum Small Cap Value "OISVX" (X) — Int/Div — Sold (part)
AXA Brokerage Acct #1 Optimum Large Cap Value Fund "OILVX" — Int/Div — Sold (part)
OILVX" — Sold (part)
AXA Brokerage Acct #1 Optimum Large Cap Growth Fund "OILGX" — Int/Div — Buy (add'l)
OILGX" — Sold (part)
AXA Brokerage Acct #1 Cash Account — Interest — Buy
AXA IRA Acct (below at 34.41): — Int/Div
AXA IRA Acct OIFX Fund — Buy (add'l)
AXA IRA Act ONEX Fund — Buy (add'l)
AXA IRA Acct OISVX Fund — Sold (part)
AXA IRA Acct OISGX Fund — Buy (add'l)
AXA IRA Acct OILVX Fund — Sold (part)
AXA IRA Acct OILGX Fund — Buy (add'l)
AXA IRA Acct Money Market Fund — Buy (add'l)
AXA IRA Acct Money Market Fund — Buy (add'l)
Vanguard IRA (below at 44-45). — Int/Div
Vanguard IRA Balanced Index Fund
Vanguard IRA STAR Fund
Employer 401(k) (below at 48.58):
Employer 401K Vanguard MD CP dx IS PL Fund — Int/Div — Sold (part)
Employer 401K Vanguard MD CP dx IS PL Fund — Sold (part)
Employer 401K Vanguard Inst Index Plus Fund — Int./hv — Buy
Employer 401K Vanguard Inst Index Plus Fund — Sold (part)
Employer 401K Fftw Income Plus Fund — Int/Div
Emplover 401K Sptn Intl Index FAI Fund — Int/Div — Sold (part)
Emplover 401K Sptn Intl Index FAI Fund — Sold (part)
Employer 401K Wells Fargo Stable Value E Fund — None — Buy (add'l)
Employer 401K Wells Fargo Stable Value E Fund — Sold (part)
Employer 401K LS Core PL FXINC — hy — Buy
Cablevision Cash Balance Pension Plan see Part VIII — Interest
Trust Holdings (below at 61-251) — Int
Fidelity Trend
Computershare 8th Jubilee Fix 10Y
Westwood Large Cap Value
Trust Brokerage Acct #1 (below at 65-70) see Part VIII:
Bank of America account
NY State Municipal Bond Ser E OID Decl 1 03.750% Decl s 2031
NYC Municipal WFA WTR-SS RV Second AA NPFG Oct? 04.7500 Juni Ss 2033
NY State Municipal Bond Ser A OID Mar! 3 03.500% Mar0O1 2043
Stock Exxon Mobil Corp XOM
Stock Oracle Corp. ORCL
Trust Brokerage Acct #2 (below at 73-183) see Part VIII:
BIF NY Municipal Money (X)
Activision Blizzard Inc — Buy
Activision Blizzard Inc — Buy (add'l)
Aetna Inc. New
Alphabet Inc Cl C
Alphabet Inc Cl A
Altria Group Inc — Buy
Altria Group Inc — Buy (add'l)
Altria Group Inc — Buy (add'l)
Altria Group Inc — Buy (add'l)
Amgen Inc Com PV
AMDOCS Limited
Amencan International Group Inc
Apple Inc — Buy (add'l)
ASTRAZENECA PLC SPND ADR (Y) — Sold (part)
ASTRAZENECA PLC SPND ADR (Y) — Sold (part)
ASTRAZENECA PLC SPND ADR (Y) — Sold
Berkshire Hathaway Inc
BPPLC
Brocade Communications
Carmival Corp Paired Shs — Buy (add'l)
Carmival Corp Paired Shs — Buy (add'l)
Carmival Corp Paired Shs — Buy (add'l)
CIGNA Comp — Buy (add'l)
CIGNA Comp — Buy (add'l)
CIGNA Comp — Buy (add'l)
CISCO Systems Inc — Buy (add'l)
CITIGROUP
COGNIZANT TECH SOLUTIONS — Buy (add'l)
COGNIZANT TECH SOLUTIONS — Buy (add'l)
COGNIZANT TECH SOLUTIONS — Buy (add'l)
COGNIZANT TECH SOLUTIONS — Buy (add'l)
COMCAST CORP NEW — Sold
CVS HEALTH CORP — Sold
DELTA AIRLINES INCIX.Y) — Sold (part)
DELTA AIRLINES INCIX.Y) — Sold
DISCOVER FINL SVOS(Y) — Sold (part)
DISCOVER FINL SVOS(Y) — Sold
DISNEY WALT COY) — Sold (part)
DISNEY WALT COY) — Sold
DOW CHEMICAL CO
EMC CORPORATION MASS (Y) — Sold (part)
EMC CORPORATION MASS (Y) — Sold
EXXON MOBIL CORP
FACEBOOK INC
FEDEX CORP DELAWARE COM — Buy (add'l)
FEDEX CORP DELAWARE COM — Buy (add'l)
HALLIBURTON COMPANY (X.Y) — Sold
GILEAD SCIENCES INC — Buy
GOLDMAN SACHS GROUP INC
GOOGLE INCCLA(Y)
GOOGLE INC. SHS CLC (Y)
HESS CORP (Y) — Sold (part)
HESS CORP (Y) — Sold
HEWLETT PACKARD (X.Y) — Sold
HOME DEPOT INC
HUMANA INC — Buy (add'l)
INTEL CORP
JOHNSON AND JOHNSON (IX. Y) — Sold
IPMORGAN CHASE & CO
LABORATORY CP AMER HLDGS
LAS VEGAS SANDS CORP (Y) — Sold
LEAR CORP (X)
LENNAR CORP — Buy (add'l)
LENNAR CORP — Buy (add'l)
LOWE'S COMPANIES INC
MARATHON PETROLEUM CORP (Y) — Sold (part)
MARATHON PETROLEUM CORP (Y) — Sold (part)
MARATHON PETROLEUM CORP (Y) — Sold (part)
MARATHON PETROLEUM CORP (Y) — Sold
MASTERCARD INC — Sold (part)
MCKESSON CORPORATION
MERCK AND CO INCSHS (X.Y) — Sold (part)
MERCK AND CO INCSHS (X.Y) — Sold
MICRON TECHNOLOGY INC(Y) — Sold (part)
MICRON TECHNOLOGY INC(Y) — Sold
MICROSOFT CORP — Buy (add'l)
MOLSON COOR BREW COCLB
NORFOLK SOLTHERN CORP (X) — Sold
OMNICOM GROUP — Buy
OMNICOM GROUP — Buy (add'l)
ORACLE CORP — Buy (add'l)
ORACLE CORP — Sold (part)
PARKER HANNIFIN CORP
PFIZER INC — Buy (add'l)
PPG INDUSTRIES INC SHS (Y) — Sold (part)
PPG INDUSTRIES INC SHS (Y) — Sold
PUB SVC ENTERPRISE GRP
QUALCOMM INC (Y) — Sold (part)
QUALCOMM INC (Y) — Sold
RAYTHEON CO DELAWARE NEW — Buy
RAYTHEON CO DELAWARE NEW — Buy (add'l)
RAYTHEON CO DELAWARE NEW — Buy (add'l)
ROSS STORES INC
SCHLUMBERGERLTD — Buy (add'l)
SOLTHWEST AIRLNS CO — Buy (add'l)
SUNCOR ENERGRY INC
SUNTRUST BKS INC
TEVA PHARMACTCL INDS ADR
TRAVELERS COS INC
TYCO INTL PLC SHS (X.Y) — Sold (part)
TYCO INTL PLC SHS (X.Y) — Sold
UNION PACIFIC CORP (Y) — Sold
UNITEDHEALTH GROUP INC
UNIVERSAL HEALTH SVCS
US BANCORP (NEW)
VALERO ENERGY CORP NEW — Buy (add'l)
WAL-MART STORES INC (Y) — Buy
WAL-MART STORES INC (Y) — Sold
WSTN DIGITAL CORP DEL (Y)
IM COMPANY
Trust Brokerage Acct #3 (below at 186-251) «see Part VIII:
Bank of America. NA. (X)
Abbott Labs
Abbvie Inc Shs
Altria Group Inc
Analog Devices Inc
Automatic Data Proc
Baxter Intern] Inc (X.Y) — Sold (part)
Baxter Intern] Inc (X.Y) — Sold
BB&T Corporation — Buy
BB&T Corporation — Buy (add'l)
BCE Inc
Chevron Corp (Y) — Sold
CISCO Systems INc
Coca Cola Com
Crown Castle REIT Inc (X)
Emerson Elec Co
Fastenal Company — Buy
Fastenal Company — Buy (add'l)
Gallagher Arthur J & Co
General Electric — Sold (part)
Genuine Parts Co
Hasbro Inc
Healthcare REIT Inc
Hershey Company (X)
Home Depot Inc — Buy (add'l)
Home Depot Inc — Buy (add'l)
JM Smucker Co
Johnson & Johnson Com — Buy (add'l)
JPMorgan Chase & Co — Buy (add'l)
Kimberly Cark
Kinder Morgan Inc. Del
Kraft Foods Group Inc (X.Y) — Sold (part)
Kraft Foods Group Inc (X.Y) — Sold
Lockheed Mart Corp
Lyondellbasell Industrie
Marsh & Mclemnman Cos Inc — Sold
Maxim Intergrated Prods
McDonalds Corp (Y) — Sold (part)
McDonalds Corp (Y) — Sold
Merck and Co Inc Shs
Microsoft Corp
Nextera Energy Inc Shs
Novartis ADR (Y) — Sold
Occidental Pete Corp Cal — Buy
Occidental Pete Corp Cal — Buy (add'l)
Paychex Inc
Pepsico Inc
Phizer Inc (Y) — Buy (add'l)
Phizer Inc (Y) — Buy (add'l)
Philip Morris Intl Inc
PNC Finel Services Group — Buy (add'l)
Price T Rowe Group Inc
Procter & Gamble Co (X.Y) — Sold
Public Storage REIT (X)
Qualcomm Inc
Spectra Energy Corp
Target Corp — Buy (add'l)
US Bancorp (New) (Y) — Sold (part)
US Bancorp (New) (Y) — Sold
Ventas Inc
Wex Energy Group Inc (X)
Williams Companies Del — Sold
Wisconsin Energy Corp
IM Company
Secretary and Board Member (through 03/01/2015), Brooklyn Defender Services
Income — 20142015 — Law Offices of James P. Clark, PC - salary — $6,545.00
Part VII, line 58: the Cablevision Cash Balance Pension Plan does not hold any mvestments other than cash.
Part VII, lines 65-70, 73-183, and 186-251: please note that all the trust holdings listed in this report relate to | trust, The trust has various brokerage accounts and
investments, Within the trust, three brokerage accounts are listed separately for internal record-keeping purposes:
- Trust Brokerage Acct #1 (line 64)
- Trust Brokerage Acct #2 (line 72)
= Trust Brokerage Acct #3 (line 185)
All three accounts are held by the trust listed on line 60. Therefore, the brokerage accounts’ income and value are included in Columns B and C of line 60 on an
aggregate basis.
Please note that this presentation follows the initial amended report, with income and value being reported on an aggregate basis on line 47 for Trust Holdings. The
3 brokerage accounts were listed separately but their income and value were reflected in line 47:
- Trust Brokerage Acct #1 (line 51)
= Trust Brokerage Acct #2 (line 58)
- Trust Brokerage Acct #3 (line 120)
It is fully understood that aggregate reporting will not be accepted for the 2016 filing - we will report the income and value for each asset individually.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.