Anne Shields

2015Annual

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Pull out the substance of this filing.

What was filed

  • 245

    investments

  • 1

    positions

  • 0

    gifts

  • 0

    agreements

  • 0

    debts

  • 0

    reimbursements

  • 1

    income

  • 0

    spouse income

Named parties

  • Brooklyn Defender Services
  • Law Offices of James P. Clark, PC - salary

As filed

Blackrock Inc

Welltower Inc (X)

HSBC accounts — Interest

NY 529 #] Conservative Option — Int/Div

NY 529 #2 Conservative Option — Int/Div — Buy (add'l)

NY 529 #2 Conservative Option — Sold (part)

NY 529 #2 Conservative Option — Sold (part)

Fidelity IRA (Holdings below at 8-20) — Int/Div

Fidelity IRA Cash Reserve

Fidelity Asset Manager 50% FASMX

Fidelity Contrafund FOCNTX

Fidelity IRA Magellan Fund

Fidelity IRA Puritan Fund

Fidelity IRA Growth & Income Fund

Fidelity IRA Blue Chip Growth Fund

Fidelity IRA Select Energy Fund

AMC Networks Inc AMCX

Cablevision Sys Corp NY Group CVC

Lockheed Martin Corm LMT

MSG Network Inc CL A MSGN — Buy

Madison Square Garden Co New CL A MSG

AXA Brokerage Acct #1 (below at 22-32),

AXA Brokerage Acct #1 Optimum Small Mid Cap Fund "OISGX™ — Int/Div

AXA Brokerage Acct #1 Optimum Small Mid Cap Growth Fund "OISGX" — Int/Div — Sold (part)

AXA Brokerage Acct #1 Optimum Fixed Income Fund "OIFTX" — Int/Div

AXA Brokerage Acct #1 Optimum INTL Fund "ONNEX™ — Int/Div — Buy (add'l)

AXA Brokerage Acct #1 Optimum Small Cap Growth "OISVX" (X) — Int/Div

AXA Brokerage Acct #1 Optimum Small Cap Value "OISVX" (X) — Int/Div — Sold (part)

AXA Brokerage Acct #1 Optimum Large Cap Value Fund "OILVX" — Int/Div — Sold (part)

OILVX" — Sold (part)

AXA Brokerage Acct #1 Optimum Large Cap Growth Fund "OILGX" — Int/Div — Buy (add'l)

OILGX" — Sold (part)

AXA Brokerage Acct #1 Cash Account — Interest — Buy

AXA IRA Acct (below at 34.41): — Int/Div

AXA IRA Acct OIFX Fund — Buy (add'l)

AXA IRA Act ONEX Fund — Buy (add'l)

AXA IRA Acct OISVX Fund — Sold (part)

AXA IRA Acct OISGX Fund — Buy (add'l)

AXA IRA Acct OILVX Fund — Sold (part)

AXA IRA Acct OILGX Fund — Buy (add'l)

AXA IRA Acct Money Market Fund — Buy (add'l)

AXA IRA Acct Money Market Fund — Buy (add'l)

Vanguard IRA (below at 44-45). — Int/Div

Vanguard IRA Balanced Index Fund

Vanguard IRA STAR Fund

Employer 401(k) (below at 48.58):

Employer 401K Vanguard MD CP dx IS PL Fund — Int/Div — Sold (part)

Employer 401K Vanguard MD CP dx IS PL Fund — Sold (part)

Employer 401K Vanguard Inst Index Plus Fund — Int./hv — Buy

Employer 401K Vanguard Inst Index Plus Fund — Sold (part)

Employer 401K Fftw Income Plus Fund — Int/Div

Emplover 401K Sptn Intl Index FAI Fund — Int/Div — Sold (part)

Emplover 401K Sptn Intl Index FAI Fund — Sold (part)

Employer 401K Wells Fargo Stable Value E Fund — None — Buy (add'l)

Employer 401K Wells Fargo Stable Value E Fund — Sold (part)

Employer 401K LS Core PL FXINC — hy — Buy

Cablevision Cash Balance Pension Plan see Part VIII — Interest

Trust Holdings (below at 61-251) — Int

Fidelity Trend

Computershare 8th Jubilee Fix 10Y

Westwood Large Cap Value

Trust Brokerage Acct #1 (below at 65-70) see Part VIII:

Bank of America account

NY State Municipal Bond Ser E OID Decl 1 03.750% Decl s 2031

NYC Municipal WFA WTR-SS RV Second AA NPFG Oct? 04.7500 Juni Ss 2033

NY State Municipal Bond Ser A OID Mar! 3 03.500% Mar0O1 2043

Stock Exxon Mobil Corp XOM

Stock Oracle Corp. ORCL

Trust Brokerage Acct #2 (below at 73-183) see Part VIII:

BIF NY Municipal Money (X)

Activision Blizzard Inc — Buy

Activision Blizzard Inc — Buy (add'l)

Aetna Inc. New

Alphabet Inc Cl C

Alphabet Inc Cl A

Altria Group Inc — Buy

Altria Group Inc — Buy (add'l)

Altria Group Inc — Buy (add'l)

Altria Group Inc — Buy (add'l)

Amgen Inc Com PV

AMDOCS Limited

Amencan International Group Inc

Apple Inc — Buy (add'l)

ASTRAZENECA PLC SPND ADR (Y) — Sold (part)

ASTRAZENECA PLC SPND ADR (Y) — Sold (part)

ASTRAZENECA PLC SPND ADR (Y) — Sold

Berkshire Hathaway Inc

BPPLC

Brocade Communications

Carmival Corp Paired Shs — Buy (add'l)

Carmival Corp Paired Shs — Buy (add'l)

Carmival Corp Paired Shs — Buy (add'l)

CIGNA Comp — Buy (add'l)

CIGNA Comp — Buy (add'l)

CIGNA Comp — Buy (add'l)

CISCO Systems Inc — Buy (add'l)

CITIGROUP

COGNIZANT TECH SOLUTIONS — Buy (add'l)

COGNIZANT TECH SOLUTIONS — Buy (add'l)

COGNIZANT TECH SOLUTIONS — Buy (add'l)

COGNIZANT TECH SOLUTIONS — Buy (add'l)

COMCAST CORP NEW — Sold

CVS HEALTH CORP — Sold

DELTA AIRLINES INCIX.Y) — Sold (part)

DELTA AIRLINES INCIX.Y) — Sold

DISCOVER FINL SVOS(Y) — Sold (part)

DISCOVER FINL SVOS(Y) — Sold

DISNEY WALT COY) — Sold (part)

DISNEY WALT COY) — Sold

DOW CHEMICAL CO

EMC CORPORATION MASS (Y) — Sold (part)

EMC CORPORATION MASS (Y) — Sold

EXXON MOBIL CORP

FACEBOOK INC

FEDEX CORP DELAWARE COM — Buy (add'l)

FEDEX CORP DELAWARE COM — Buy (add'l)

HALLIBURTON COMPANY (X.Y) — Sold

GILEAD SCIENCES INC — Buy

GOLDMAN SACHS GROUP INC

GOOGLE INCCLA(Y)

GOOGLE INC. SHS CLC (Y)

HESS CORP (Y) — Sold (part)

HESS CORP (Y) — Sold

HEWLETT PACKARD (X.Y) — Sold

HOME DEPOT INC

HUMANA INC — Buy (add'l)

INTEL CORP

JOHNSON AND JOHNSON (IX. Y) — Sold

IPMORGAN CHASE & CO

LABORATORY CP AMER HLDGS

LAS VEGAS SANDS CORP (Y) — Sold

LEAR CORP (X)

LENNAR CORP — Buy (add'l)

LENNAR CORP — Buy (add'l)

LOWE'S COMPANIES INC

MARATHON PETROLEUM CORP (Y) — Sold (part)

MARATHON PETROLEUM CORP (Y) — Sold (part)

MARATHON PETROLEUM CORP (Y) — Sold (part)

MARATHON PETROLEUM CORP (Y) — Sold

MASTERCARD INC — Sold (part)

MCKESSON CORPORATION

MERCK AND CO INCSHS (X.Y) — Sold (part)

MERCK AND CO INCSHS (X.Y) — Sold

MICRON TECHNOLOGY INC(Y) — Sold (part)

MICRON TECHNOLOGY INC(Y) — Sold

MICROSOFT CORP — Buy (add'l)

MOLSON COOR BREW COCLB

NORFOLK SOLTHERN CORP (X) — Sold

OMNICOM GROUP — Buy

OMNICOM GROUP — Buy (add'l)

ORACLE CORP — Buy (add'l)

ORACLE CORP — Sold (part)

PARKER HANNIFIN CORP

PFIZER INC — Buy (add'l)

PPG INDUSTRIES INC SHS (Y) — Sold (part)

PPG INDUSTRIES INC SHS (Y) — Sold

PUB SVC ENTERPRISE GRP

QUALCOMM INC (Y) — Sold (part)

QUALCOMM INC (Y) — Sold

RAYTHEON CO DELAWARE NEW — Buy

RAYTHEON CO DELAWARE NEW — Buy (add'l)

RAYTHEON CO DELAWARE NEW — Buy (add'l)

ROSS STORES INC

SCHLUMBERGERLTD — Buy (add'l)

SOLTHWEST AIRLNS CO — Buy (add'l)

SUNCOR ENERGRY INC

SUNTRUST BKS INC

TEVA PHARMACTCL INDS ADR

TRAVELERS COS INC

TYCO INTL PLC SHS (X.Y) — Sold (part)

TYCO INTL PLC SHS (X.Y) — Sold

UNION PACIFIC CORP (Y) — Sold

UNITEDHEALTH GROUP INC

UNIVERSAL HEALTH SVCS

US BANCORP (NEW)

VALERO ENERGY CORP NEW — Buy (add'l)

WAL-MART STORES INC (Y) — Buy

WAL-MART STORES INC (Y) — Sold

WSTN DIGITAL CORP DEL (Y)

IM COMPANY

Trust Brokerage Acct #3 (below at 186-251) «see Part VIII:

Bank of America. NA. (X)

Abbott Labs

Abbvie Inc Shs

Altria Group Inc

Analog Devices Inc

Automatic Data Proc

Baxter Intern] Inc (X.Y) — Sold (part)

Baxter Intern] Inc (X.Y) — Sold

BB&T Corporation — Buy

BB&T Corporation — Buy (add'l)

BCE Inc

Chevron Corp (Y) — Sold

CISCO Systems INc

Coca Cola Com

Crown Castle REIT Inc (X)

Emerson Elec Co

Fastenal Company — Buy

Fastenal Company — Buy (add'l)

Gallagher Arthur J & Co

General Electric — Sold (part)

Genuine Parts Co

Hasbro Inc

Healthcare REIT Inc

Hershey Company (X)

Home Depot Inc — Buy (add'l)

Home Depot Inc — Buy (add'l)

JM Smucker Co

Johnson & Johnson Com — Buy (add'l)

JPMorgan Chase & Co — Buy (add'l)

Kimberly Cark

Kinder Morgan Inc. Del

Kraft Foods Group Inc (X.Y) — Sold (part)

Kraft Foods Group Inc (X.Y) — Sold

Lockheed Mart Corp

Lyondellbasell Industrie

Marsh & Mclemnman Cos Inc — Sold

Maxim Intergrated Prods

McDonalds Corp (Y) — Sold (part)

McDonalds Corp (Y) — Sold

Merck and Co Inc Shs

Microsoft Corp

Nextera Energy Inc Shs

Novartis ADR (Y) — Sold

Occidental Pete Corp Cal — Buy

Occidental Pete Corp Cal — Buy (add'l)

Paychex Inc

Pepsico Inc

Phizer Inc (Y) — Buy (add'l)

Phizer Inc (Y) — Buy (add'l)

Philip Morris Intl Inc

PNC Finel Services Group — Buy (add'l)

Price T Rowe Group Inc

Procter & Gamble Co (X.Y) — Sold

Public Storage REIT (X)

Qualcomm Inc

Spectra Energy Corp

Target Corp — Buy (add'l)

US Bancorp (New) (Y) — Sold (part)

US Bancorp (New) (Y) — Sold

Ventas Inc

Wex Energy Group Inc (X)

Williams Companies Del — Sold

Wisconsin Energy Corp

IM Company

Secretary and Board Member (through 03/01/2015), Brooklyn Defender Services

Income — 20142015 — Law Offices of James P. Clark, PC - salary — $6,545.00

Part VII, line 58: the Cablevision Cash Balance Pension Plan does not hold any mvestments other than cash.

Part VII, lines 65-70, 73-183, and 186-251: please note that all the trust holdings listed in this report relate to | trust, The trust has various brokerage accounts and

investments, Within the trust, three brokerage accounts are listed separately for internal record-keeping purposes:

- Trust Brokerage Acct #1 (line 64)

- Trust Brokerage Acct #2 (line 72)

= Trust Brokerage Acct #3 (line 185)

All three accounts are held by the trust listed on line 60. Therefore, the brokerage accounts’ income and value are included in Columns B and C of line 60 on an

aggregate basis.

Please note that this presentation follows the initial amended report, with income and value being reported on an aggregate basis on line 47 for Trust Holdings. The

3 brokerage accounts were listed separately but their income and value were reflected in line 47:

- Trust Brokerage Acct #1 (line 51)

= Trust Brokerage Acct #2 (line 58)

- Trust Brokerage Acct #3 (line 120)

It is fully understood that aggregate reporting will not be accepted for the 2016 filing - we will report the income and value for each asset individually.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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