William J. Martini

BROKERAGE ACCOUNT #2

FEDERATED KAUFMANN FUND-R (FORMALLY FUND-K) — Distribution

BROKERAGE ACCOUNT #6 pm

POWERSHARES EXCH TRAD FD PRFZ — Int/Div

ISHARES TR MCS! EAFE FD — Int/Div

POWERSHARES FTSE RAFI US PRF — Int/Div

CHARLES SCHWAB ADV CASH RESERVE PREM — None — Buy (add'l)

CHARLES SCHWAB ADV CASH RESERVE PREM — Sold (part)

IRA ¥ um

CHARLES SCHWAB ADV CASH RESERVE PREM — Int/Div — Buy (add'l)

CHARLES SCHWAB ADV CASH RESERVE PREM — Sold (part)

CAUSEWAY EMRG MKTS FD INSTL SHR — Int/Div — Buy

JANUS GLOBAL RESEARCHFDCL — Int/Div — Sold (part)

NORTHERN MULTIMGR GLBL A — Int/Div — Sold

ISHARES CORE S&P ETF — Int/Div — Sold (part)

ISHARES CORE S&P ETF — Sold (part)

POWERSHARES FTSE RAFI US PRF — Int/Div — Sold (part)

SPDR S&P MIDCAP 400 ETF — Int/Div — Sold (part)

VANGUARD SHORT TERM BOND ETF — Int/Div — Buy

VANGUARD SHORT TERM BOND ETF — Sold (part)

GUGGENHEIM S&P 500 PURE GROWTH ETF — Int/Div

FIDELITY CAPITAL & INCM FD — Int/Div

ISHARES RUSSELL 10000 GROWTH ETF — Int/Div — Sold (part)

DODGE & COX GLOBAL STK — Int/Div — Buy

ISHARES MCS! EAFE ETF — Int/Div — Buy

VALLEY NATIONAL BANK — None

THE AXA EQUITABLE VARIABLE LIFE INSURANCE POLICY

Guaranteed Interest Account — Int/Div

EQ/Equity S00 Index — Int/Div

AXA Moderate - Plus Allocation — Int/Div

AXA Large Cap Growth Managed Volatility — Int/Div

EQ/Mid Cap Index — Int/Div

AXA International Value Managed Volatility — Int/Div

AXA Large Cap Value Managed Volatility — Int/Div

Charter Small Cap Value — Int/Div

EQ/Capital Guardian Research — Int/Div

EQUITABLE - SEP

EQ Equity $00 Index — Int/Div

EQ International Equity Index — Int/Div

Osler Health Management, Inc. (formerly MDClick Holdings LLC) — Int/Div

Trustee, Nicholas Martini Foundation

Trustee, John Cabot Umiversity

Income — 27 — Nicholas Martim Foundation, Trustee — S22.000.00

THE NICHOLAS MARTINI FOUNDATION IS A 501(C)(3) CHARITABLE FAMILY FOUNDATION, ITS MISSION IS TO SUPPORT YOUTH HEALTH,

ENVIRONMENTAL, AND EDUCATION PROGRAMS.

AS A MEMBER OF THE BOARD OF TRUSTEES, 1 PARTICIPATE IN THE DECISIONS TO DISTRIBUTE THOSE FUNDS. THE TRUSTEES

ANNUALLY EVALUATE THE INVESTMENT POLICY FOR THE FOUNDATION. THAT POLICY IS IMPLEMENTED BY AN INDEPENDENT

MANAGER WHO HAS FULL DISCRETION WITH REGARD TO INVESTMENT DECISIONS. TRUSTEES DO NOT MAKE INVESTMENT DECISIONS.