William J. Lafferty

I Filer (H)

Charles Schwab Bank, Deposit Account — Interest

CBS Corp., Common Stock — Int/Div

Dreyfus Growth & Income Mutual Fund — Int/Div

Howard Rice Investment Fund 01 (no control) — Distribution

Howard Rice Investment Fund 02 (no control) — None

A Howard Rice Investment Fund 03 (no control) — None

Howard Rice Investment Fund 04 (no control) — None

Howard Rice Investment Fund 05 (no control) — None

Howard Rice Investment Fund 06 (no control) — None

Howard Rice Investment Fund 07 (no control) — None

Howard Rice Investment Fund 08 (no control) — None

Howard Rice Investment Fund 09 (no control) — None

Howard Rice Profit Sharing Plan (no control) — Int./y — Sold — Part VII

Howard Rice 401(k) Match (no control) — Ine — Sold — Part VII

HL Trust No. 1 (H)

Real property, Orinda, CA — None

IV. Other Non-Trust (H)

Rental Property, Alameda, CA — Reat

Rental Property, Ventura, CA, — Rent

Schwab Money Market Fund: SWMXX — Int/Div — Buy (add'l) — Part VII

Vanguard Total Intl Stock Market Index Fund: VGTSX — Int/Div

Vanguard Total Stock Market Index Fund: VTSMX — Int/Div

Capital One (savings) — Interest — Closed — Part VII

Barclays Bank — Interest — Open — Part VII

Wells Fargo Bank (Deposit Account) — Interest — Sold (part) — Part VII

Cross Timbers Partnership — Int/Div

Scwab Short-Term Bond Market Funds SWBDX — Int/Div

Retirement Accounts A (H) Permanente

1. TPMG Salary Deferral (H)

BTC US Equity Market — Int/Div

Cap Group International Equity, fka Cap Guardian, etc. (Y)

TPMG Target DT 2020 — Int/Div

OFIDMIPIICL3Y) — Part VII

FR Fixed Income Retirement ( Permanente) — Int/Div

TPMI International Foreign Fund (new) — Int/Div

2. Permanente Employer Cortribution Plan (Hy

BTC US Equity Market — Int/Div

Cap Group International Equity, fka Cap Guardian Intemational Equity — Int/Div

TPMG Target DT 2020 — hy

FR Fixed Income Employer Retirement Plan Permanente — Int/Div

TMPL International Foreign Fund, fka TMP International, etc. — Int — Part VII

1 Kaiser Fouidation Health Plan (H)

a) Plan B (H)

Vanguard Wellington Fund, Inv — Int/Div

Vanguard Total Bond Mkt Ix 1st Plus (See ext VII — Int/Div

Vanguard Ist Tt St. Mkt Inx 1st Plus (See text VII — Int/Div

KP Growth Equity Fund — Int/Div

KP Interest Income Fund — Int/Div

B)TSA(H)

Vanguard Wellington Fund, Inv — Int/Div

Stable Income Fund — Int/Div

Janus Adviser Forty — Int/Div — Closed — Part VII

Vanguard Total Bond Mkt 1x 1st Plus — Int/Div

Vanguard 1st Tt St. Mkt Inx 1st Plus — Int/Div — Buy (add'l) — Part VII

Wells Fargo Deposit Account — Int/Div

FRC Accounts: mmm Trust, pum Trust, In IRA (See Part VIII) — hy

IM Company — Buy (add'l)

Amylin Pharmaceuticals (AMLN)

AES Corporation (AES) — Buy (add'l)

ARM Holdings PLC (ARMH) — Buy

Access Midstream Partners (ACMP) — Buy (add'l)

Access Midstream Partners (ACMP) — Sold (part)

Aegerion Pharaaceuticals (AEGR) — Buy

Aegerion Pharaaceuticals (AEGR) — Sold (part)

Allscripts Healthcare Solution (MDRX)

Altria Group Inc (MO)

Amarin Corp (AMRN) — Buy (add'l)

Amarin Corp (AMRN) — Sold (part)

Amazon.com Inc. (AMZN) — Sold

Amgen Inc (AMGN)

Apple Inc. (AAPL) — Buy (add'l)

Apple Inc. (AAPL) — Sold (part)

Archer Damels Midland (ADM) — Sold (part)

Australia & NZ Bank (ANZ) — Sold (part)

Automatic Data Processing, Inc (ADP) — Sold (part)

BCE Inc. (BCE) — Buy

Bristol-Myers Squibb Co. (BMY) — Sold (part)

Broadcom Corp (BRCM) — Buy (add'l)

Chipolte Mexican Grill (CMG)

Chubb Group (CB) — Buy (add'l)

Chubb Group (CB) — Sold (part)

Church & Dwight Co, Inc (CHD) — Buy (add'l)

Church & Dwight Co, Inc (CHD) — Sold (part)

Coca-Cola Company (KO)

Columbia Large Cap Enhan Core FD INMIX)

Costco Wholesale Corp (COST)

CREE Inc (CREE) — Buy (add'l)

CREE Inc (CREE) — Sold (part)

Cross Timbers Royalty (CRT) — Buy (add'l)

Cross Timbers Royalty (CRT) — Sold (part)

DFA Intemational Core Equity {DFIEX) — Buy (add'l)

DFA Intemational Core Equity {DFIEX) — Sold (part)

DFA US Large Cap Value Portfolio (DFLVX) — Buy (add'l)

Deere & Company (DE) — Buy (add'l)

El Paso Pipeline Partners (EPB) — Buy

Emerson Electric Co. (EMR) — Buy (add'l)

Emerson Electric Co. (EMR) — Sold (part)

Engility Holdings Inc

Exxon Mobile Corp (XOM) — Buy (add'l)

Exxon Mobile Corp (XOM) — Sold (part)

Fidelity National Info Srv (FIS) — Sold (part)

Fifth Third Bank (FITB) — Buy (add'l)

Fifth Third Bank (FITB) — Sold

Freeport-McMoRan Inc. (FCX) f/&/a Freeport McMoran Copper — Buy (add'l)

Freeport-McMoRan Inc. (FCX) f/&/a Freeport McMoran Copper — Sold (part)

First Eagle Overseas Fund (SGOVX)

Generac Holdings Inc (GNRC) — Buy (add'l)

Genreal Electric (GE) — Buy

Gentex Corp (GNTX) — Buy (add'l)

Gentex Corp (GNTX) — Sold (part)

Google Inc (GOOG) — Buy (add'l)

Google Inc (GOOG) — Sold (part)

Honeywell Intl Inc (HON) — Sold

Hudson Pacific Properties Inc (HPP) — Buy (add'l)

Hudson Pacific Properties Inc (HPP) — Sold (part)

IBM Corp (IBM) — Buy (add'l)

Mumma Inc (ILMN) — Buy (add'l)

Mumma Inc (ILMN) — Sold (part)

Intel Corp (INTC) — Buy (add'l)

Intel Corp (INTC) — Sold (part)

Intemational Flavors & Frag. (1FF) — Sold (part)

Intust Inc (INTL)

Johnson & Johnson (JNJ) — Sold (part)

Keurig Grem Mountain INC (GMCR) — Buy

Kinder Morgan Energy Partners (KMP) — Buy (add'l)

Kinder Morgan Inc (KMI) — Buy

Kraft Food Group Inc (KRFT)

L-3 Communications — Sold (part)

MPLX — Buy

Manitowoc Company Inc — Buy

Martina Marietta Materials Inc (MLM)

Mastercard Inc — Buy

Merck & Co, Inc. (MRK) — Buy (add'l)

Microsoft Corp (MSFT) — Buy (add'l)

Mondelez Intemational Inc (MDLZ)

Monsanto Co, (MON)

Nestle SA. ADR (NSRGY) — Buy (add'l)

Nestle SA. ADR (NSRGY) — Sold (part)

Newmont Mining Corp (NEM) — Buy (add'l)

Newmont Mining Corp (NEM) — Sold

Nokia Corp (NOK) — Buy (add'l)

Nokia Corp (NOK) — Sold (part)

Norfolk Southern Corp (NSC) — Buy (add'l)

Norfolk Southern Corp (NSC) — Sold (part)

Norvartis AG (NVON)

Novo-Nordisk A/S (NVO) — Buy (add'l)

Novo-Nordisk A/S (NVO) — Sold (part)

OmmiVision Technologies (OVTI) — Buy (add'l)

OmmiVision Technologies (OVTI) — Sold (part)

Oracle Corp (ORCL) — Buy (add'l)

Oracle Corp (ORCL) — Sold (part)

Paychex Inc (PAY X)

Pfizer. Inc (PFE) — Buy (add'l)

Pfizer. Inc (PFE) — Sold (part)

Philip Morris Intl (PM) — Buy (add'l)

Phillips 66 (PSX) — Buy (add'l)

Phillips 66 (PSX) — Sold (part)

Potash Corp Saskatch (POT) — Buy (add'l)

Potash Corp Saskatch (POT) — Sold (part)

Principal Financial Group (PFG)

ProShares Ultra Short Leh 204 Trea (TBT) — Sold

QualComm Inc (QCOM) — Buy (add'l)

QualComm Inc (QCOM) — Sold (part)

Roche Holding Lid — Sold (part)

Sabine Rovalty Trust (SBR) — Buy (add'l)

Schlumberger LTD (SLB) — Buy (add'l)

Schlumberger LTD (SLB) — Sold (part)

Sigma-Aldrich Corp (SIAL) — Buy (add'l)

Sigma-Aldrich Corp (SIAL) — Sold (part)

State Street Corp (STT) — Sold (part)

mri pT IS peat Lo Rs — oteesm is — i SRR uy sn A gmat Rn A — a A ar 11]

LE ERE TE ada — TI jt — ARs — LE RE ET

rE ci TH de i TE Ea oh © — i ey a PL — T = os Shp “ FaTRs Ge Tn

RAE p A ES ER — ERY — Buy (add'l) — DT =

A AA SS AE IE hn a AEE — Hed grant] — Sold (part) — EE A NVA EET TR TN RN A

W.R. Berkley Corp (WRB) — es Jaya — Sold (part)

SS tue (XLNXY, minis iii re ven! : sina, oe & — tl, Ra se — party — Sa ee Ly ERNE AE PRS La

Trustee, Trust No.

Partner, vanous Howard Rice Investment Funds, Howard Rice Investments Funds, 01-09

Agreement — 1/198

Agreement — 3/1/93 — Filer and Howard Rice et al

Spouse's income — 2013 — The Permanente Medical Group--Salary

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