Nicholas Garaufis

RCA CAPITAL GROUP LLC BANK DEPOSIT SWEEP PROGRAM — Interest

DAVISNEW YORK VENTURE CLASS A — Int/Div

NEUBERGER BERMAN FOCUS FUND — Int/Div — Sold (part)

BLACKROCK FLEXIBLE EQUITY FD CLA — Int/Div — Sold (part)

INVESTCO AMERICAN FRANCHISE — Int/Div — Sold (part)

INVESTCO GLOBAL GROWTHFDC(CLB — Int/Div

ALLIANCE BALANCED SHARES CL B — Int/Div

ISHARES TR. RUSSELL 1000 VALUE ETF — Int/Div

ALLIANCE GLOBAL REAL ESTATE INVESTMENT FD A — Int/Div

OPPENHEIMER SM & MID CAP VALUL FUND — Int/Div

ALLIANCEBER GROWTH & INCOME FUNDCLB — Int/Div

CITY OF NEW YORK DEFERRED COMPENSATION PLAN — Int/Div

ABC PENSION PLAN — None

INVESTCO GLOBAL LOW VOLATILITY — Int/Div

ISHARES RUSSELLMIDCAP ETF ISIN — Int/Div

ISHARES MSCI EAFE ETF — Int/Div

ISHARES RUSSELL GROWTH 2000 ETF — Int/Div

ISHARES MSC EMERGING MKT — Int/Div — Buy (add'l)

FRANKLIN MUTUAL SHARES FD — Int/Div

SPDR S&P SOOETFTR — Int/Div

PIMCO TOTAL RETURN CLC — Int/Div

OPPENHEIMER GLOBAL FUND — Int/Div

INVESTCO EQUITY & INCOME — Int/Div — Sold (part)

INVESTCO EQUITY & INCOME — Sold (part)

AMERICAN FUNDS: AMERICAN BALANCED CLASS C — Int/Div — Sold (part)

AMERICAN FUNDS: AMERICAN BALANCED CLASS C — Sold (part)

ALLIANCEBER LG CAPGROWTHB — Int/Div

AMERICAN FUNDS: AMERICAN CAPITAL INCOME BUILDER CLASS ( — Int/Div

AMERICAN GROWTH FD OF AMERICA C — Int/Div — Sold (part)

AMERICAN FUNDS: AMERICAN HIGH INCOME CLASS FUND — Int/Div

INVESTCO DEVELOPING MKTCL A — Int/Div — Buy (add'l)

PIMCO COMM REAL RETURN — Int/Div

ROYCE TOTAL RET. INV — Int/Div

I SHARES S&P SMCAP 600 — Int/Div

COLUMBIA SM CAPVALICIA — Int/Div

EAGLESMCAPFD A — Int/Div

ISHARES RUSSELL 2000 VALUE — Int/Div

PIMCO UNCONSTRAINED — Int/Div

ARTISAN INTL INVESTOR — Int/Div — Buy (add'l)

FORWARD SELECT INC INST — Int/Div

ISHARES TR COHEN & STEERS REALTY — Int/Div

PIMCO HIGH YIELD A — Int/Div

FORWARD TACTICAL GROWTH FD CL { ind — Int/Div

BLACKROCK GLOBAL ALLOCATION FDCLC — Int/Div

ARTISAN MID-CAP VALUE — Int/Div

MAINSTAY ICAP SELECT — Int/Div

DEUTSCHE SMALL CAP VALLE — Int/Div

GOLDMAN SACHS SATELLITE STRAT PORTFOLIO — Int/Div

BLACKROCK EQUITY DIVIDEND — Int/Div — Buy (add'l)

FIDELITY ADVISORS FLOATING GHIGH INC FD — Int/Div

ISHARES S&P S00 GROWTH — Int/Div

ISHARES S&P MID-CAP 300 GROWTH — Int/Div — Buy (add'l)

ISHARES RUSSELL TOP 200 VALUF — Int/Div — Buy (add'l)

ISHARES S&P MIDCAP 400 VALUE — Int/Div

PIMCO ALL ASSET ALL ACTIVITY — Int/Div — Sold

ALLIANZGI NFS INTL VALUE — Int/Div — Buy (add'l)

IPMORGAN LARGE CAP GROWTH — Int/Div

PIMCO CORPORATE & INCOME OPPORTUNITY FD — Int/Div — Buy

Income — 2014 — YESHIVA UNIVERSITY « TEACHING — S14.571.00

Income — 2004 — COLUMBIA UNIVERSITY - TEACHING — $37.500.00

Income — 2014 — NATIONAL FINANCIAL SERVICES « PENSION INCOME — S20.000 00

Spouse's income — 2014 — CITIZENS BUDGET COMMISSION. FORM 1099-MISC. - CONSULTING INCOME

Spouse's income — 2014 — IPMORGAN CHASE FOR DELOITTE. FORM 11899.R « PENSION INCOME

VIL, PAGE 5 OF 10, LINE 14:

ABC, INC, PENSION PLAN. | AM DESIGNATED TO RECEIVE MONTHLY PENSION BENEFITS UNDER MY LATE WIFE'S PENSION PLAN

PART 111, LINE 2 DISCLOSES INCOME RECEIVED, THESE PAYMENTS WILL CEASE UPON MY DEATH,

VIL, PAGE 5 OF 10, LINE 5:

NAME CHANGED FROM INVESTCO VAN KAMPEN AMERICAN FRANCHISE TO INVESCO AMERICAN FRANCHISE.

VII, PAGE 5 OF 10, LINE 9:

NAME CHANGED FROM ISHARES TR. RUSSELL 1000 TO ISHARES TR. RUSSELL 1000 VALUE ETF.

VII, PAGE 5 OF 10, LINE 10:

NAME CHANGED FROM ALLIANCE REAL ESTATE INVESTMENT FD A TO ALLIANCE GLOBAL REAL ESTATE INVESTMENT FD A,

VIL, PAGE 5 OF 10, LINE 12:

NAME CHANGED FROM ALLIANCE GROWTH & INCOME FUND CL B TO ALLIANCEBER GROWTH & INCOME FUND CL B.

VII, PAGE 5, LINE 16:

NAME CHANGED FROM ISHARES MIDCAP TO ISHARES RUSSELL MIDCAP ETF ISIN,

VII, PAGE 6 OF 10, LINE 18:

NAME CHANGED FROM ISHARES RUSSELL 2000 TO ISHARES RUSSELL GROWTH 2000 ETF.

VII, PAGE 6 OF 10, LINE 20:

NAME CHANGED FROM MUTUAL SERIES CLASS C TO FRANKLIN MUTUAL SHARES FD.

VII, PAGE 6 OF 10, LINE 24:

NAME CHANGED FROM INVESTCO VAN KAMPEN EQUITY & INCOME TO INVESCO EQUITY & INCOME,

VIL, PAGE 6 OF 10, LINE 28:

NAME CHANGED FROM ALLIANCE BERNSTEIN LG CAP GROWTH B TO ALLIANCEBER LG CAP GROWTH B.

VII, PAGE 7 OF 10, LINE 48:

NAME CHANGED FROM DWS DREMAN SM CAP VALUES TO DEUTSCHE SMALL CAP VALUE,