Sarah S. Vance

IRA #1, Merrill Lynch New Orleans:

Memll Lynch Retirement Reserves / Cash — Int/Div

Putnam Intemational Equity FD CL A — Int/Div

Columbia Marsico Focused Equities FD B - Exchunged for: — note mn Part VII

Columbia Marsico Focused Eq A INFEAX) — Int/Div

Lord Abbett Global FD EQ SR CL A — Int/Div

Davis NY Venture FD A — Int/Div

IRRA #2, Rollover Merrill Lynch:

Merrill Lynch USA Rasp / Cash — Int/Div

Blackrock Capital Appreciation FD INC B (name change) — Int/Div

Putnam International Equity FD CL A — Int/Div — Sold

Oppenheimer Global Opp FD SBI — Int/Div

Munder Small Cap Value CL B — Int/Div

Columbia Marsico Focused Equities FD B — Int/Div — Sold

Davis NY Venture FD B - Exchanged for — note mn Part VII

Davis NY Venture FD A — Int/Div — Sold

Blackrock Value Opport Fund Inc B — Int/Div

Massachusetts Investors Growth Stock FD CLA — Int/Div

ING International Small Cap Multimanager FD CL A — Int/Div

Blackrock Capital Appreciation FD INC A — Int/Div

Gabelli Equity Income FD CL A (GCAEX) — Int/Div — Buy

MFS International New Discovery FD CL A (MIDAX) — Int/Div — Buy

Oppenheimer Developing Markets FD CL A(ODMAX) — Int/Div — Buy

Wells Fargo ADV Premium Large Comp Growth CL A (EKJAX) — Int/Div — Buy

IRA #3, Memill Lynch New Orleans:

Memill Lynch Retirement Reserves / Cash — Int/Div

ML Bank USA Rasp — Int/Div

Lord Abbett Developmg Growth FD CL A — Int/Div

Davis NY Venture FD A — Int/Div

Putnam Intemational Equity FD CL A — Int/Div

Columbia Marsico Focused Equities FD B « Exchanged for: — note m Part VII

sColumbia Marsico Focused Eq A INFEAX) — Int/Div

Profit Sharing Retirement Plan - Fidelity Invest. Account

Ret Gov't (Money Market Fund) — Int/Div — Sold (part)

Fidelity Growth Company K — Int/Div

Davis NY Venture Y — Int/Div — Sold

Harbor Int] Inst — Int/Div

Fidelity Emerging Mkts K — Int/Div

Spartan US Bond Index Fund (Name Change) — Int/Div — note m Part VII

Goldman Sachs Small Cap Value Class A — Int/Div

Lazard Emerging Mkts Institutional — Int/Div

Fidelity Cash Reserves — Int/Div — Buy

Fidelity Cash Reserves — Sold (part)

Vanguard INFL — Int/Div — Buy

Gabelli Equity Income CL A — Int/Div — Buy

S10.

Cash Management Account, Merrill Lynch:

Cash / CMA Money Fund — Int/Div

Eaton Vance Tax Dw Inc — Int/Div

Eaton Vance TX-AD GL Div Global Dividend Inc FD — Int/Div

NFl Div Int Prem Strat and Premium Strategy FD — Int/Div — Buy

Child's Trust, Mernill Lynch

Cash / CMA Money Fund — Interest

Columbia Marsico Focused Equities FD B « Exchanged for: — note m Part VIL

w-<Columbia Marsico Focused Eq A INFEAX) — Int/Div — Sold (part)

Lord Abbett Developing Growth Fund CL A — Int/Div

Putnam Intemational Equity Fund CL A — Int/Div

Davis NY Venture FD A — Int/Div

IRRA #4, Rollover Merrill Lynch:

Cash — Int/Div

Retirement Reserves CL — Int/Div

Artio International Equity Fund 11 CL 1 — Int/Div — Sold

Hartford Capital — Int/Div — Sold

Henderson International — Int/Div — Buy

Columbia Value & Restructuring Fund CL ZIUMBIX) — Int/Div — Sold (part)

Rydex / SGI Mid Cap Value Fund CL (SVUIX) — Int/Div — Sold (part)

PIMCO Total Return Fund CLP (PTTPX) — Int/Div — Sold (part)

PIMCO Total Return Fund CLP (PTTPX) — Sold (part)

PIMCO Real Return Fund CLP (PRLPX) — Int/Div — Buy

Mainstay Large Cap (MLAIX) — Int/Div — Buy

lvy Asset Strategy Fund CL (IVAEX) — Int/Div — Sold (part)

MFS Value FDCL — Int/Div — Buy

Calvert Short Duration Income Fund CL Y — Int/Div — Sold

Oppenheimer Gold and Special Minerals Fund (OGMYX) — Int/Div — Sold (part)

Oppenheimer Gold and Special Minerals Fund (OGMYX) — Buy

Oppenheimer Gold and Special Minerals Fund (OGMYX) — Buy (add'l)

Allianz NF) Dividend Value FDCL P (ADIPX) — Int/Div — Buy

Allianz NF) Dividend Value FDCL P (ADIPX) — Sold (part)

Dreyfus Emerging Markets Debt Local Currency CL 1{DDBIX) — Int/Div — Buy

Oppenheimer Rising Dividends Fund CL Y (OYRDX) — Int/Div — Buy

Prudential Short Term Corporate Bond FD INC Z(PIFZX) — Int/Div — Buy

Allhanz NF) International Fund (AFVPX) — Int/Div — Buy

Allhanz NF) International Fund (AFVPX) — Buy (add'l)

Checking and Money Market Accounts, J.P Morgan — Interest

Judicial & Justice Federal Credit Union — Interest

Board Member, New Orleans Chapter Federal Bar Association

Board Member, Tulane Law Institute National Advisory Board

Adpmnct Faculty, Tulane Law School

Board Member, Tulane Law School -- Dean's Advisory Board

Reimbursement — American Law Institute — March 9-10, 2011 — Philadelphia, Pennsylvania — Advisers Meeting — Travel, lodging, meals

Reimbursement — New Orleans Bar Association — April 15-17,2011 — Biloxi, Mississippi — Speaker — Lodging, meals

Spouse's income — 2011 — Jones, Walker, Waechter, Poitevent, Carrere & Denegre - income from law practice

1. Positions & VII. Investments and Trusts

Estate # 1has no reportable assets for 2011,

VIL Investments and Trusts

Line 4 Columbia Marsico Focused Equities FD B exchanged in toto on 12/15/11 for line 5 Columbia Marsico Focused Eq A (NFEAX).

Line 16 Davis NY Venture FD B exchanged in toto on 1/3/11 for line 17 Davis NY Venture FD A in which some shares were already owned. (See line 17,2010

Report). Davis NY Venture FD A was sold in toto on 6/15/11.

Line 33 Columbia Marsico Focused Equities FD B exchanged in toto on 12/15/11 for line 34 Columbia Marsico Focused Eq A (NFEAX),

Line 43 Spartan US Bond Index FD formerly known as Fidelity US Bond Index Fund. Name changed on 4/28/11.

Line 59 Columbia Marsico Focused Equities FD B exchanged in toto on 12/16/11 for line 60 Columbia Marsico Focused Eq A (NFEAX).