Stephen Roy Reinhardt

CITY NATIONAL BANK (CASH) — None — 4.126

UNION BANK (CASH) — None — 3

CHASE (CASHM(Y) — 6,7

BANK OF THE WEST (CASH) — None — 223

ACLU DEFERRED SALARY PLAN TRUST — Distribution — 0

ACACIA PARTNERS. LP — Int/Div — 97

POETIC LICENSE PARTNERS. LP — Int/Div — Us

JOHN HANCOCK LIFE INS CO. GUARANTEED ANNLITY — Int/Div — 8

BROKERAGE ACCOUNT #1 (Hh

STONNINGTON FDIC INSURED DEPOSITS MONEY MARKET — Interest — 3

FEDERATED CLOVER VALUE FD CL C HIVFCCX) — Interest — 2

IRA #1 (formerly 7) (H)

PERSHING GOVT MONEY MARKET FUNDS — Interest

AQR LARGE CAP MOMENTUM STYLE FUND (AMOMX) — Int/Div — Buy

AC ALTERNATIVES EQUITY MARKET (ALHIX) — None — Buy

BLACKROCK STRATEGIC INCOME OPPT(BSIIX) — Int/Div — Buy

THORNBURG INTERNATIONAL VALUE FUND CLASS — Int/Div — Buy

VANGUARD BD INDEX TOTAL BD MKT FUND (BND) — Int/Div

VANGUARD SPECIALIZED PORT DIV APPREC FUND (VIG) — Int/Div — Sold (part)

RIDGEWORTH SEIX FLOATING RATE HIGH YLD FUND (SAMBX) — Int/Div

MSIF INC INTERNATIONAL FUND (MSIOX) — Int/Div

ISHARES TR 1-3 YR CR BOND ETF FUND (CSH(Y)

ISHARES TR TIPS BD ETF (TIPS) — Int/Div

ISHARES TR 1-3 YR TREAS BD ETF (SHY) — Int/Div — Buy

GATEWAY FUND CLASS Y(GTEYX) — Int/Div — Sold (part)

DRIEHAUS ACTIVE INCOME FUND — None — Sold

DRIEHAUS SELECT CREDIT FUND — None — Sold

AOR DIVERSIFIED ARBITRAGE FUND — None — Sold

PRUDENTIAL JENNISON HEALTH SCIENCES FUND — None — Sold

TCW EMERGING MARKETS FUND (TGEIX) Y)

VIRTUS EMERGING MARKETS FUND — None — Sold

AMERICAN CENTURY MID CAP VALUE FUND (ACMVX) — Int/Div

SCHWAB FUNDMNTL US. LARGE CO FUND (SFLNX) — Int/Div — Sold (part)

AQR MANAGED FUTURES STRATEGY FUND (AQMIX) — Int/Div

LEGG MASON BW ABSOLUTE RETURN FUND (LROIX) — None

RIVERNORTH DOUBLE LINE STRATEGIC INC FUND (RNSIX) — Int/Div

NEUBERGER BERMAN LONG SHORT FUND (NLSIX) — Int/Div — Buy (add'l)

POWERSHARES EXCHANGE TRADED FD TR IN (EELV) — Int/Div — Buy

SPDR GOLD TR GOLD SHS (GLD) — None — Buy

NATIONWIDE ACHIEVER VARIABLE ANNUITY (Hy

NW AMFDS NVIT ASST ALLOC Il FUND — None

NW AMFDS NVIT BD II FUND — None

NW AMFDS NVIT GR INC I FUND — None

TRUST #1 (H)

STONNINGTON FDIC LIQUID INSURED DEPOSITS — Interest — 37

NUVEEN LIMITED TERM MUNI BOND {(FLTRX) — Int/Div — Buy (add'l)

NUVEEN LIMITED TERM MUNI BOND {(FLTRX) — Sold (part)

NUVEEN LIMITED TERM MUNI BOND {(FLTRX) — Buy (add'l)

NUVEEN LIMITED TERM MUNI BOND {(FLTRX) — Sold (part)

RIDGEWORTH SEIX FLOATING RATE HIGH YLD FUND — Int/Div — Sold

TCW EMERGING MARKETS FUND (TGEIX) — Int/Div — Buy (add'l)

TCW EMERGING MARKETS FUND (TGEIX) — Sold (part)

TCW EMERGING MARKETS FUND (TGEIX) — Sold (part)

AMERICAN FUNDS, THE TAX EXEMPT BOND FUND OF AMERICA (TEAFX) — Int/Div — Buy (add'l) — p=

AMERICAN FUNDS, THE TAX EXEMPT BOND FUND OF AMERICA (TEAFX) — Sold (part)

AMERICAN FUNDS, THE TAX EXEMPT BOND FUND OF AMERICA (TEAFX) — Buy (add'l)

AMERICAN FUNDS, THE TAX EXEMPT BOND FUND OF AMERICA (TEAFX) — Sold (part)

AMERICAN FUNDS, THE TAX EXEMPT BOND FUND OF AMERICA (TEAFX) — Sold (part)

AMERICAN FUNDS, THE TAX EXEMPT BOND FUND OF AMERICA (TEAFX) — Buy (add'l)

AMERICAN FUNDS, THE TAX EXEMPT BOND FUND OF AMERICA (TEAFX) — Sold (part)

VANGUARD SPECIALIZED PORT DIV APPREC FUND — Int/Div — Sold (part)

VANGUARD SPECIALIZED PORT DIV APPREC FUND — Sold (part)

VANGUARD SPECIALIZED PORT DIV APPREC FUND — Buy (add'l)

VANGUARD SPECIALIZED PORT DIV APPREC FUND — Sold (part)

VIRTUS EMERGING MARKETS FUND — None — Sold (part)

VIRTUS EMERGING MARKETS FUND — Sold

SCHWAB FUNDMNTL US. LARGE CO FUND (SFLNX) — Int/Div — Buy (add'l)

SCHWAB FUNDMNTL US. LARGE CO FUND (SFLNX) — Sold (part)

SCHWAB FUNDMNTL US. LARGE CO FUND (SFLNX) — Buy (add'l)

SCHWAB FUNDMNTL US. LARGE CO FUND (SFLNX) — Sold (part)

SCHWAB FUNDMNTL US. LARGE CO FUND (SFLNX) — Buy (add'l)

SCHWAB FUNDMNTL US. LARGE CO FUND (SFLNX) — Sold (part)

AQR MANAGED FUTURES STRATEGY FUND (AQMIX) — Int/Div — Buy (add'l)

AQR MANAGED FUTURES STRATEGY FUND (AQMIX) — Sold (part)

AQR MANAGED FUTURES STRATEGY FUND (AQMIX) — Buy (add'l)

AQR MANAGED FUTURES STRATEGY FUND (AQMIX) — Sold (part)

AQR MANAGED FUTURES STRATEGY FUND (AQMIX) — Buy (add'l)

AQR MANAGED FUTURES STRATEGY FUND (AQMIX) — Sold (part)

LEGG MASON BW ABSOLUTE RETURN FUND (LROIX) — None — Buy (add'l)

LEGG MASON BW ABSOLUTE RETURN FUND (LROIX) — Sold (part)

RIVERNORTH DOUBLE LINE STRATEGIC INC FUND (RNSIX) — Int/Div — Buy (add'l)

RIVERNORTH DOUBLE LINE STRATEGIC INC FUND (RNSIX) — Sold (part)

RIVERNORTH DOUBLE LINE STRATEGIC INC FUND (RNSIX) — Buy (add'l)

RIVERNORTH DOUBLE LINE STRATEGIC INC FUND (RNSIX) — Sold (part)

ASTON FAIRPOINTE MID CAP FUND — None — Sold

AQR MOMENTUM FUND CLASS L (AMOMX) — Int/Div — Buy (add'l)

AQR MOMENTUM FUND CLASS L (AMOMX) — Sold (part)

AQR MOMENTUM FUND CLASS L (AMOMX) — Sold (part)

AQR MOMENTUM FUND CLASS L (AMOMX) — Sold (part)

AQR MOMENTUM FUND CLASS L (AMOMX) — Buy (add'l)

AQR MOMENTUM FUND CLASS L (AMOMX) — Sold (part)

BERWYN FUND — None — Sold

EAGLE SMALL CAP GROWTH FUND CLASS — Int/Div — Buy

EAGLE SMALL CAP GROWTH FUND CLASS — Sold (part)

EAGLE SMALL CAP GROWTH FUND CLASS — Sold (part)

EAGLE SMALL CAP GROWTH FUND CLASS — Buy (add'l)

EAGLE SMALL CAP GROWTH FUND CLASS — Buy (add'l)

EAGLE SMALL CAP GROWTH FUND CLASS — Sold (part)

INVESCO DEVELOPING MARKETS FUNDIGTDYX) — Int/Div — Sold (part)

INVESCO DEVELOPING MARKETS FUNDIGTDYX) — Sold (part)

INVESCO DEVELOPING MARKETS FUNDIGTDYX) — Sold (part)

INVESCO DEVELOPING MARKETS FUNDIGTDYX) — Sold (part)

INVESCO DEVELOPING MARKETS FUNDIGTDYX) — Sold (part)

ISHARES TR TIPS BD ETF(TIP) — Int/Div — Buy

ISHARES TR TIPS BD ETF(TIP) — Sold (part)

ISHARES TR TIPS BD ETF(TIP) — Buy (add'l)

HARBOR INTL FUND (HAINX) — Int/Div — Buy (add'l)

HARBOR INTL FUND (HAINX) — Sold (part)

HARBOR INTL FUND (HAINX) — Buy (add'l)

HARBOR INTL FUND (HAINX) — Buy (add'l)

HARBOR INTL FUND (HAINX) — Sold (part)

HARBOR HIGH YIELD BOND FUND (HYFAX) — Int/Div — Buy (add'l)

HARBOR HIGH YIELD BOND FUND (HYFAX) — Sold (part)

HARBOR HIGH YIELD BOND FUND (HYFAX) — Sold (part)

INVESCO INTL SMALL COMPANY — None — Sold

JOHN HANCOCK DISCIPLINED VALUE UVMIX) — Int/Div — Buy

JOHN HANCOCK DISCIPLINED VALUE UVMIX) — Sold (part)

JOHN HANCOCK DISCIPLINED VALUE UVMIX) — Sold (part)

JOHN HANCOCK DISCIPLINED VALUE UVMIX) — Buy (add'l)

JOHN HANCOCK DISCIPLINED VALUE UVMIX) — Sold (part)

T. ROWE PRICE INTERNATIONAL (PRIDX) — Int/Div — Buy

T. ROWE PRICE INTERNATIONAL (PRIDX) — Sold (part)

T. ROWE PRICE INTERNATIONAL (PRIDX) — Buy (add'l)

T. ROWE PRICE INTERNATIONAL (PRIDX) — Sold (part)

SPDR GOLD TR GOLD SHS (GLD) — None — Buy

SPDR GOLD TR GOLD SHS (GLD) — Buy (add'l)

SPDR GOLD TR GOLD SHS (GLD) — Sold (part)

VIRTUS FOREIGN OPP FUND — None — Sold (part)

VIRTUS FOREIGN OPP FUND — Sold (part)

VIRTUS FOREIGN OPP FUND — Sold (part)

VIRTUS FOREIGN OPP FUND — Sold

KEELEY SMALL CAP VALUE FUND — None — Sold

AMERICAN CENTURY INTMDT TAX FREE BOND FUND (TWTIX) — Int/Div — Buy (add'l)

AMERICAN CENTURY INTMDT TAX FREE BOND FUND (TWTIX) — Sold (part)

AMERICAN CENTURY INTMDT TAX FREE BOND FUND (TWTIX) — Buy (add'l)

AMERICAN CENTURY INTMDT TAX FREE BOND FUND (TWTIX) — Sold (part)

AMERICAN CENTURY INTMDT TAX FREE BOND FUND (TWTIX) — Buy (add'l)

AMERICAN CENTURY INTMDT TAX FREE BOND FUND (TWTIX) — Sold (part)

AQR INTERNATIONAL EQUITY FUND CLASS i — Int/Div — Buy

AQR INTERNATIONAL EQUITY FUND CLASS i — Buy (add'l)

AQR INTERNATIONAL EQUITY FUND CLASS i — Sold (part)

VANGUARD INTL EQUITY INDEX FDS FTSE (VGK) — Int/Div — Buy

VANGUARD INTL EQUITY INDEX FDS FTSE (VGK) — Buy (add'l)

VANGUARD INTL EQUITY INDEX FDS FTSE (VGK) — Buy (add'l)

VANGUARD INTL EQUITY INDEX FDS FTSE (VGK) — Sold (part)

VANGUARD SCOTISDALE FDS — Int/Div — Sold

TRUST #2 (H)

STONNINGTON FDIC LIQUID INSURED DEPOSITS (Y) — 100

AMERICAN FUNDS, GLOBAL BALANCED (GBLCX) — Int/Div

TRUST £3 (H)

STONNINGTON FDIC LIQUID INSURED DEPOSITS — Interest — 104

AQR LARGE CAP MOMENTUM STYLE FUND (AMOMX) — Int/Div — Buy

AQR DIVERSIFIED ARBITRAGE FUND — None — Sold

AQR MANAGED FUTURES STRATEGY FUND (AQMIX) — Int/Div — Sold (part)

AQR MANAGED FUTURES STRATEGY FUND (AQMIX) — Buy (add'l)

AC ALTERNATIVES EQUITY MARKET (ALHIX) — None — Buy

AC ALTERNATIVES EQUITY MARKET (ALHIX) — Buy (add'l)

BLACKROCK STRATEGIC INCOME OPPT (BSIIX) — Int/Div — Buy

DRIEHAUS SELECT CREDIT FUND — None — Sold

DRIEHAUS ACTIVE INCOME FUND — Int/Div — Sold

GATEWAY FUND CLASS Y(GTEYX) — Int/Div — Sold (part)

GATEWAY FUND CLASS Y(GTEYX) — Sold (part)

ISHARES TR TIPS BD FD(TIP) — Int/Div — Sold (part)

ISHARES TR BARCLAYS 1-3 YR TSRY BOND FUND — Int/Div — Sold

LEGG MASON BW ABSOLUTE RETURN FUND (LROIX) — None — Sold (part)

MSIF INC INTERNATIONAL FUND (MSIOX) — Int/Div — Sold (part)

MSIF INC INTERNATIONAL FUND (MSIOX) — Sold (part)

NUVEEN LIMITED TERM MUNI BOND CLASS A (FLTRX) — Int/Div — Sold (part)

NUVEEN LIMITED TERM MUNI BOND CLASS A (FLTRX) — Buy (add'l)

PRUDENTIAL JENNISON HEALTH SCIENCES FUND — None — Sold (part)

PRUDENTIAL JENNISON HEALTH SCIENCES FUND — Sold

RIDGEWORTH SEIX FLOATING RATE HIGH YLD FUND (SAMBX) — Int/Div

TCW EMERGING MARKETS FUND (TGEIX) — Int/Div

AMERICAN FUNDS, THE TAX EXEMPT BOND FUND OF AMERICA (TEAFX) — Int/Div — Sold (part) — 118

AMERICAN FUNDS, THE TAX EXEMPT BOND FUND OF AMERICA (TEAFX) — Sold (part)

THORNBURG INTERNATIONAL VALUE FUND CLASS 1HITGVIX) — Int/Div — Buy

VANGUARD SPECIALIZED PORT DIV APPREC FUND (VIG) — Int/Div — Buy (add'l)

VANGUARD SPECIALIZED PORT DIV APPREC FUND (VIG) — Sold (part)

VANGUARD SPECIALIZED PORT DIV APPREC FUND (VIG) — Sold (part)

VANGUARD INTMDT TERM TAX EXEMPT BOND FUND(VWIUX) — Int/Div — Sold (part)

VANGUARD INTMDT TERM TAX EXEMPT BOND FUND(VWIUX) — Sold (part)

VIRTUS EMERGING MARKETS FUND — None — Sold

AMERICAN CENTURY MID CAP VALUE FUND (ACMVX) — Int/Div — Sold (part)

RIVERNORTH DOUBLE LINE STRATEGIC INC FUND (RNSIX) — Int/Div — Sold (part)

SCHWAB FUNDMNTL U.S. LARGE CO FUND (SFLNX) — Int/Div — Sold (part)

SCHWAB FUNDMNTL U.S. LARGE CO FUND (SFLNX) — Sold (part)

NEUBERGER BERMAN LONG SHORT FUND (NLSIX) — Int/Div — Buy (add'l)

NEUBERGER BERMAN LONG SHORT FUND (NLSIX) — Sold (part)

NEUBERGER BERMAN LONG SHORT FUND (NLSIX) — Sold (part)

POWERSHARES EXCHANGE TRADED FD TR N(EELV) — Int/Div — Buy

SPDR GOLD TR GOLD SHS (GLD) — None — Buy

TRUST 24 (H)

STONNINGTON FDIC LIQUID INSURED DEPOSITS — Interest — 128.129

AQR LARGE CAP MOMENTUM STYLE FUND CLASS 1 (AMOMX) — Int/Div — Buy

AQR LARGE CAP MOMENTUM STYLE FUND CLASS 1 (AMOMX) — Sold (part)

AQR MANAGED FUTURES STRATEGY FUND (AOMIX) — Int/Div — Sold (part)

AQR MANAGED FUTURES STRATEGY FUND (AOMIX) — Buy (add'l)

AQR MANAGED FUTURES STRATEGY FUND (AOMIX) — Buy (add'l)

AQR MANAGED FUTURES STRATEGY FUND (AOMIX) — Buy (add'l)

BLACKROCK STRATEGIC INCOME OPPT PORTFOLIO FUND CL 1(BSIHX) — Int/Div — Buy

PRUDENTIAL JENNISON HEALTH SCIENCES FUND — None — Sold

SCHWAB FUNDMNTL US. LARGE CO FUND (SFLNX) — Int/Div — Sold (part)

VANGUARD SPECIALIZED PORT DIV APPREC FUND (VIG) — Int/Div — Sold (part)

VANGUARD SPECIALIZED PORT DIV APPREC FUND (VIG) — Sold (part)

DRIEHAUS SELECT CREDIT FUND — None — Sold

MSIF INC INTERNATIONAL FUND (MSIQX) — Int/Div — Buy (add'l)

MSIF INC INTERNATIONAL FUND (MSIQX) — Sold (part)

VIRTUS EMERGING MARKETS FUND — None — Sold

AQR DIVERSIFIED ARBITRAGE FUND — None — Sold

AMERICAN CENTURY MID CAP VALUE FUND (ACMVX) — Int/Div

DRIEHAUS ACTIVE INCOME FUND — None — Sold (part)

DRIEHAUS ACTIVE INCOME FUND — Sold

GATEWAY FUND CLASS Y (GTEYX) — Int/Div — Sold (part)

LEGG MASON BW ABSOLUTE RETURN FUND (LROIX) — None

NEUBERGER BERMAN LONG SHORT FUND (NLSIX) — Int/Div — Buy (add'l)

NEUBERGER BERMAN LONG SHORT FUND (NLSIX) — Sold (part)

NUVEEN LIMITED TERM MUNI BOND CLASS A(FLTRX) — Int/Div — Buy (add'l)

NUVEEN LIMITED TERM MUNI BOND CLASS A(FLTRX) — Sold

RIDGEWORTH SEIX FLOATING RATE HIGH YLD FUND (SAMBX) — Int/Div

RIVERNORTH DOUBLE LINE STRATEGIC INC FUND (RNSIX) — Int/Div

TCW EMERGING MARKETS FUND (TGEIX) — Int/Div

AMERICAN FUNDS, THE TAX EXEMPT BOND FUND OF AMERICA (TEAFX) — Int/Div — 206

THORNBURG INTERNATIONAL VALUE FUND CLASS 1(TGVIX) — Int/Div — Buy

VANGUARD INTMDT TERM TAX EXEMPT BOND FUND(VWIUX) — Int/Div

ISHARES TR TIPS BD FD (TIP) — Int/Div

ISHARES TR BARCLAYS 1-3 YR TSRY BOND FUND — None — Sold

POWERSHARES EXCHANGE TRADED FD TR N(EELV) — Int/Div — Buy

SPDR GOLD TR GOLD SHS (GL) — None — Buy

In Part VII, assets are now reported by account. Account numbers have been removed from the descriptions m Column A, and other identifying mformation, such

as mutual fund families and financial institutions for cash accounts have been added. These minor adjustments do not reflect changes in assets. In some instances,

references to line numbers in the prior report have been included in Column D5) to assist with the transition to this revised format.

Part VIL, line 8: No underlying investments.