Frederic Block

BLACKROCK NY MUNI INC — Int/Div

BLACKROCK MUNIYIELD NY QLT — Int/Div

COHEN & STEERS CLOSED END OPPTY FD — Int/Div

EATON VANCE INS NY MLN — Int/Div

EATON VANCE TX-AD GL DIV GLOBAL DIVINCFD — Int/Div

EATON VANCE TAX DIV INC DIV INC FD — Int/Div

FIA CARD SERVICES NA — Interest

FRONTIER COMM CORP — Int/Div

NUVEEN NY INV QUAL MUNI — Int/Div

NUVEEN NY PREF PLS MUNI — Int/Div

NUVEEN NY QUAL INC MUNI — Int/Div

NUVEEN NY SEL QUAL MUNI — Int/Div

PIMCONY MUN INC FD — Int/Div

PRINCIPAL INVESTORS PRF SEC CFD — Int/Div — Sold (part)

RESEARCH INMOTION LTD — None — Sold

WESTERN ASSET/CLAYMORE INFL LNKD OPT & INC FD — Int/Div — Sold

ARES CAPITAL CORP — Int/Div

PIMCO TOTAL RETURN FD CL C — Int/Div — Sold

MORGAN STANLEY - TR V DEF INT TR PFD 5.75% 7/15/33 — Interest

CITIGROUP CAP VIII DEF INT TR PFD STK 6,959 09/153) — Interest

VORNADO REALTY TRUST SER F CUM PFD SHS 6.75% PERP — Interest

AMERICAN EURO PACIFICGR FD CLC — Int/Div — Sold

AMERICAN GROWTH FD OF AMERICA CLC — Int/Div — Sold

ARROW DWA BALANCED FD CLA — Int/Div — Sold (part)

ASA MANAGED FUTURES STRT.FD. CL. A — Int/Div — Buy

BLACKROCK EQUITY DIV FDC — Int/Div — Sold

BLACKROCK EQUTY DIV FDC — Int/Div

CALMOS STRAT TOT RET RETURN FD — Int/Div — Sold (part)

EATON VANCE RISK MNGD DIV EQ INCM FD — Int/Div

FIDELITY AVB INTERM BD. FD. CL ¢ — Int/Div — Buy

FIRST EAGLE GLOBAL CLC — Int/Div — Buy

FRANKLIN RISING DIV. FD. CL. C — Int/Div — Buy

WELLS FARGO ADVANTAGE MULTI SECTOR INC. FD. — Int/Div

INVESCO VAN KMPN BD FD INC — Int/Div — Sold

INVESCO VAN KMPN BD FD INC — Int/Div — Sold

J HANCOCK INC SEC — Int/Div — Sold

J HANCOCK PREF INC 2 — Int/Div

SATURNS-GS 2004-2 SER GS 5.75% 215/33 — Int/Div — Redeemed

THORNBURG INC BUILDER FD CLC — Int/Div

FIA CARD SERVICES NA RASP — Interest

LOOMIS SAYLES STRT. INC. FD. CL A — Int/Div — Buy

LOOMIS SAYLES STRAT INC FD CLC — Int/Div — Sold (part)

LORD ABBETT FLOATING FD CLC — Int/Div — Sold

LORD ABBETT SHORT DUR. INC. FD. C — Int/Div — Buy

MORGAN STANLEY 5.5% 7/2821 — Interest — Buy

NFIDIV INT PREM STRAT AND PREMIUM STRAT FD — Int/Div — Buy

NUVEEN BLILD AMER BDFD — Int/Div

NUVEEN QUAL PREF INC 2 — Int/Div

NUVEEN QUAL PREF INC 3 — Int/Div

PIMCOALL ASSET ALLAUTHFDCLC — Int/Div — Sold

PIMCO INCOME FD CLC — Int/Div — Buy

PRINCIPAL INVESTORS PRF SEC CFD — Int/Div

PRUDENTIAL JENNISON EQ INC FD CL ( ind — Int/Div — Sold (part)

PRUDENTIAL TOTAL RETURN BD FD CLC — Int/Div

PUTNAM VOYAGER FD CL C — Int/Div — Sold

TEMPLETON GLOBAL BDFD CLC — Int/Div — Buy

BANK OF SMITHTOWN — None

Officer, Fredenc Block, PC