Stuart M. Bernstein

401K Plan — Int/Div

Partners Defined Contrib. Plan — Int/Div

JP Morgan Chase Bank Accounts — Interest

Citibank Accounts — Interest

Citibank Account — Interest

Citibank Account — Interest

Keogh (Target) Plan--Plan — Int/Div

Common-The Phoenix Compames — None

Phoenix Life Insurance (Whole Life) — Interest

Defined Benefit Trust--Qualified Plan 11 — None

Non-Deductible Contribution Plan 111 {Capital "C" Account) — None

Capital "A" Account — Interest

Schwab Money Market Funds — Int/Div

Bond Fund of America — Int/Div — Sold (part)

Bond Fund of America — Sold

PIMCO Foreign Bond (Hedged)-D — Int/Div — Sold (part)

Metropolitan West Total Return Bond Fund — Int/Div

Pimco High Yield, Class D — Int/Div — Sold (part)

Pimco High Yield, Class D — Sold (part)

DWS Intermediate Tax/AMT Free Fund Class S — Int/Div — Sold (part)

DWS Intermediate Tax/AMT Free Fund Class S — Sold

American Funds Capital Income Builder — Int/Div — Buy (add'l)

American Funds Capital Income Builder — Sold (part)

Permanent Portfolio — None — Sold (part)

Permanent Portfolio — Sold

Ivy Municipal High Income Fund — Int/Div — Sold (part)

Ivy Municipal High Income Fund — Sold

Ivy Municipal High Income Fund — Buy

Rydex Inverse Gov't Long Bond — None — Buy

Rydex Inverse Gov't Long Bond — Buy (add'l)

Rydex Inverse Gov't Long Bond — Sold (part)

Rydex Inverse Gov't Long Bond — Sold

Invesco Comstock Fund — Int/Div — Buy

Invesco Comstock Fund — Buy (add'l)

T. Rowe Price Capital Appreciation — Int/Div — Buy

T. Rowe Price Capital Appreciation — Buy (add'l)

FPA Crescent — Int/Div — Buy

FPA Crescent — Buy (add'l)

Rvdex Consumer Products — Int/Div — Buy

Rvdex Consumer Products — Buy (add'l)

Amencan High Income (IRA) — Int/Div

Bond Fund of America (IRA) — Int/Div — Sold (part)

Bond Fund of America (IRA) — Sold

Schwab Money Market Funds (IRA) — Int/Div

Dodge & Cox Income Fund (IRA) — Int/Div — Sold

Metropolitan West Total Return Bond Fund (IRA) — Int/Div — Sold (part)

PIMCO Total Return-D (IRA) — Int/Div — Sold (part)

PIMCO Total Return-D (IRA) — Sold

PIMCO Foreign Bond (Hedged)-D (IRA) — Int/Div — Sold (part)

American Funds Capital Income Builder (IRA) — Int/Div — Sold (part)

American Funds Capital Income Builder (IRA) — Buy

American Funds Capital Income Builder (IRA) — Sold (part)

Permanent Portfolio (IRA) — None — Sold (part)

Permanent Portfolio (IRA) — Sold

DoubleLine Total Return Bond (IRA) — Int/Div — Sold

Invesco Comstock Fund (IRA) — Int/Div — Buy

Invesco Comstock Fund (IRA) — Sold (part)

T. Rowe Price Capital Appreciation (IRA) — Int/Div — Buy

T. Rowe Price Capital Appreciation (IRA) — Buy (add'l)

FPA Crescent (IRA) — Int/Div — Buy

FPA Crescent (IRA) — Buy (add'l)

FPA Crescent (IRA) — Sold (part)

Rydex Consumer Products (IRA) — Int/Div — Buy

Rydex Consumer Products (IRA) — Buy (add'l)

Rydex Consumer Products (IRA) — Sold (part)

American High Income (IRA) — Int/Div — Sold (part)

American High Income (IRA) — Sold (part)

American High Income (IRA) — Sold (part)

Loomis Sayles Bond (IRA) — Int/Div — Buy

Rydex Inverse Gov't Long Bond (IRA) — None — Buy

Rydex Inverse Gov't Long Bond (IRA) — Buy (add'l)

Rydex Inverse Gov't Long Bond (IRA) — Buy (add'l)

Rydex Inverse Gov't Long Bond (IRA) — Buy (add'l)

Rydex Inverse Gov't Long Bond (IRA) — Sold (part)

Rydex Inverse Gov't Long Bond (IRA) — Sold (part)

Rydex Inverse Gov't Long Bond (IRA) — Sold

Trust — Interest

JP MorganChase Bank Account

John Hancock Life Insurance Policy

Director

Reimbursement — Institute — Washington, DC — seminar" Views From the Bench”

Income — 2013 — St. John's Law School Teaching — S7.000.00

Spouse's income — 2013 — IEE av firm compensation

All information and explanations relate to Part VII:

GENERAL COMMENTS

1. Where the asset was purchased, sold or held in an IRA, "IRA" is noted pareathetically in the "Description of Assets.”

2. Where multiple purchases or sales of an asset were made during the year, the aggregate amount of income, if any, and value (if still held at the end of the

reporting period) are reported on the first line on which the asset is listed,

SPECIFIC COMMENTS

Lines | and 2: These are pension plans. Contributions were made during 2013 to the 401 K (line 1) but not to the Partners Defined Contribution Plan (line 2).

Line 7: The participant in this Keogh account makes annual contributions, but there is no specific account in the participant's name. The value and income

reflected on Part VII represent the participant's allocable share of the value and mcome of the Keogh account. There are also sale transactions in the Keogh

account that generate gains and/or losses, These gains and/or

losses are reflected in the value of the participant's allocable portion.

Line 10: This entry relates to & Defined Benefit Trust-Qualified Plan 11. Upon vesting, there will be a right to an annuity, but the value of that annuity is not

presently calculable. The participant did not make a contribution during 2013, but a contribution on the participant's behalf was made by the participant's firm.

Line 11: The participant did not make a contribution to the participant's Capital "C* account in 2013, but the participant's firm made a contribution on the

participant's behalf.

Line 12: No contributions were made to the Capital "A" account in 2013.