Scott H. Gan

2015Annual

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What was filed

  • 518

    investments

  • 0

    positions

  • 0

    gifts

  • 1

    agreements

  • 0

    debts

  • 2

    reimbursements

  • 0

    income

  • 0

    spouse income

Named parties

  • American Bankruptcy Institute

As filed

S10. — Sold

TRLST #1

Dreyfus Cash Management Administrative Shares — None — Buy (add'l)

Dreyfus Cash Management Administrative Shares — Buy (add'l)

Dreyfus Cash Management Administrative Shares — Buy (add'l)

Dreyfus Cash Management Administrative Shares — Sold (part)

Dreyfus Cash Management Administrative Shares — Sold (part)

Dreyfus Cash Management Administrative Shares — Buy (add'l)

Dreyfus Cash Management Administrative Shares — Buy (add'l)

Dreyfus Cash Management Administrative Shares — Buy (add'l)

Dreyfus Cash Management Administrative Shares — Buy (add'l)

Dreyfus Cash Management Administrative Shares — Buy (add'l)

Dreyfus Cash Management Administrative Shares — Sold (part)

Dreyfus Cash Management Administrative Shares — Sold (part)

Dreyfus Cash Management Administrative Shares — Buy (add'l)

Dreyfus Cash Management Administrative Shares — Buy (add'l)

Dreyfus Cash Management Administrative Shares — Buy (add'l)

Dreyfus Cash Management Administrative Shares — Buy (add'l)

Dreyfus Cash Management Administrative Shares — Buy (add'l)

Dreyfus Cash Management Administrative Shares — Buy (add'l)

Dreyfus Cash Management Administrative Shares — Buy (add'l)

Dreyfus Cash Management Administrative Shares — Sold (part)

Dreyfus Cash Management Administrative Shares — Sold (part)

Dreyfus Cash Management Administrative Shares — Sold (part)

Dreyfus Cash Management Administrative Shares — Buy (add'l)

Dreyfus Cash Management Administrative Shares — Buy (add'l)

Dreyfus Cash Management Administrative Shares — Buy (add'l)

Dreyfus Cash Management Administrative Shares — Buy (add'l)

Dreyfus Cash Management Administrative Shares — Buy (add'l)

Dreyfus Cash Management Administrative Shares — Buy (add'l)

Dreyfus Cash Management Administrative Shares — Buy (add'l)

Dreyfus Cash Management Administrative Shares — Buy (add'l)

Dreyfus Cash Management Administrative Shares — Buy (add'l)

Dreyfus Cash Management Administrative Shares — Buy (add'l)

Dreyfus Cash Management Administrative Shares — Buy (add'l)

Dreyfus Cash Management Administrative Shares — Buy (add'l)

Dreyfus Cash Management Administrative Shares — Buy (add'l)

Dreyfus Cash Management Administrative Shares — Buy (add'l)

Dreyfus Cash Management Administrative Shares — Buy (add'l)

Dreyfus Cash Management Administrative Shares — Buy (add'l)

Dreyfus Cash Management Administrative Shares — Sold (part)

Dreyfus Cash Management Administrative Shares — Sold (part)

Dreyfus Cash Management Administrative Shares — Buy (add'l)

Dreyfus Cash Management Administrative Shares — Sold (part)

Dreyfus Cash Management Administrative Shares — Sold (part)

Dreyfus Cash Management Administrative Shares — Sold (part)

Dreyfus Cash Management Administrative Shares — Sold (part)

Dreyfus Cash Management Administrative Shares — Sold (part)

Dreyfus Cash Management Administrative Shares — Buy (add'l)

Dreyfus Cash Management Administrative Shares — Buy (add'l)

S10. — Buy (add'l)

S10. — Buy (add'l)

S10. — Buy (add'l)

S10. — Sold (part)

S10. — Buy (add'l)

S10. — Buy (add'l)

S10. — Buy (add'l)

S10. — Buy (add'l)

S10. — Buy (add'l)

S10. — Buy (add'l)

S10. — Buy (add'l)

S10. — Buy (add'l)

S10. — Sold (part)

S10. — Buy (add'l)

S10. — Buy (add'l)

S10. — Buy (add'l)

S10. — Buy (add'l)

S10. — Sold (part)

S10. — Sold (part)

S10. — Sold (part)

S10. — Buy (add'l)

S10. — Buy (add'l)

S10. — Buy (add'l)

S10. — Buy (add'l)

S10. — Buy (add'l)

S10. — Buy (add'l)

S10. — Buy (add'l)

S10. — Buy (add'l)

S10. — Buy (add'l)

S10. — Buy (add'l)

S10. — Buy (add'l)

S10. — Buy (add'l)

S10. — Buy (add'l)

S10. — Sold (part)

S10. — Sold (part)

Avago Technologies Limited (common stock) — Int/Div — Sold (part)

Avago Technologies Limited (common stock) — Sold (part)

Avago Technologies Limited (common stock) — Buy (add'l)

Alp Alerian Mip Etf — Int/Div — Buy (add'l)

Alp Alerian Mip Etf — Sold (part)

Apple Ine (common stock) — Int/Div

Alibuba Group Holding Ltd Spons Ads — None — Buy

Alibuba Group Holding Ltd Spons Ads — Sold (part)

Allergan PLC — None — Buy

Allergan PLC — Buy (add'l)

Amsurg Corp — None — Buy

Boeing Company (common stovek) — Int/Div — Sold (part)

Boeing Company (common stovek) — Sold

Cemex A B De CV Spons Adr New Reps Ten Ord Participation Cer 1s — Int/Div — Sold

Claymore Guggenheim China Small Cap Ete — Int/Div — Sold (part)

Cooper Cos Inc New — None — Sold

Corrections Corp Amer — Int/Div — Sold

Covenant Transportation Group Inc Class A — None — Buy

Covenant Transportation Group Inc Class A — Buy (add'l)

Covenant Transportation Group Inc Class A — Sold (part)

Covenant Transportation Group Inc Class A — Sold (part)

Covenant Transportation Group Inc Class A — Sold

Deutsche X Trackers Harvest CSI 300 China A SHS ETF — None — Buy

Deutsche X Trackers Harvest CSI 300 China A SHS ETF — Buy (add'l)

Deutsche X Trackers Harvest CSI 300 China A SHS ETF — Sold (part)

Deutsche X Trackers Harvest CSI 300 China A SHS ETF — Sold (part)

Discover Financial Sves — None — Sold

Dot Hill Systems Corp — None — Buy

Dot Hill Systems Corp — Buy (add'l)

Dot Hill Systems Corp — Buy (add'l)

Dot Hill Systems Corp — Buy (add'l)

Dot Hill Systems Corp — Buy (add'l)

Dot Hill Systems Corp — Buy (add'l)

Dot Hill Systems Corp — Sold

First Trust Dorsey Wright Focus § Etf — Int/Div — Buy

Goodyear Tire & Rubber Company — None — Buy

Gopro Inc CL A — None — Buy

Gopro Inc CL A — Buy (add'l)

HCA Holdings Inc — None — Sold

lron Mountain Inc New — None — Buy

lron Mountain Inc New — Buy (add'l)

lron Mountain Inc New — Sold

Ishares 7-10yr Treasury Bond ETF — Int/Div — Buy

Ishares 7-10yr Treasury Bond ETF — Sold

Ishares Russell Mid Cap Growth ETF — Int/Div

Ishares S&P Small Cap 600 Growth ETF — Int/Div

Ishares Iboxx $ High Yield Corp Bond ETF — Int/Div — Buy

Ishares Iboxx $ High Yield Corp Bond ETF — Buy (add'l)

Ishares Iboxx $ High Yield Corp Bond ETF — Sold

JetBlue Airways Corp — None — Buy

Lege Mason BW Altemative Credit CL A (mutual fund) — None — Sold

Lincoln National Corp IN — None — Buy

Lincoln National Corp IN — Buy (add'l)

Lincoln National Corp IN — Buy (add'l)

Market Vectors Gold Miners Etf (common stock) — None — Buy

Market Vectors Gold Miners Etf (common stock) — Sold

Mastercard Inc Class A (common stock) — Int/Div — Buy (add'l)

Mastercard Inc Class A (common stock) — Buy (add'l)

Microsoft Corp (common stock) — Int/Div — Buy

Microsoft Corp (common stock) — Buy (add'l)

Micron Technology Inc (common stock) — Int/Div — Buy

Micron Technology Inc (common stock) — Sold (part)

Mylan N V Euro — None — Buy (add'l)

Mylan N V Euro — Buy (add'l)

NXP Semiconductors NV — None — Buy (add'l)

Powershares Dynamic Biotech & Genome Etf (common stock) — Int/Div — Buy

Priceline Group Ine (common stock) — None

Rydex Guggenheim S&P 500 Equal Weighted Index ETF — Int/Div — Buy

Rydex Guggenheim S&P 500 Equal Weigh Health Care Etf — Int/Div — Buy

Rydex Guggenheim S&P 500 Equal Weigh Health Care Etf — Buy (add'l)

Seadrill Lid — None — Sold (part)

Seadrill Lid — Sold

Silver Wheaton Corp — None — Buy (add'l)

Silver Wheaton Corp — Buy (add'l)

Silver Wheaton Corp — Buy (add'l)

Sirona Dental Systems Inc. (common stock } — Int/Div — Sold

Stratasys Lid — None — Sold (part)

Stratasys Lid — Sold

Synaptic Inc — None — Sold

Tsakos Energy Navigation Ltd — None — Buy

Tsakos Energy Navigation Ltd — Buy (add'l)

Tsakos Energy Navigation Ltd — Buy (add'l)

TRW Automotive Holdings Corp (common stock) — Int/Div — Sold

Tesla Motors Inc {common stock) — Int/Div — Sold

Toyota Motor Corp Sponsored Adr (common stock) — Int/Div — Sold (part)

3D Systems Corp Del New (common stock ) — None — Sold (part)

United Continental Hidgs Inc (common stock) — None — Buy

United Continental Hidgs Inc (common stock) — Sold (part)

United Continental Hidgs Inc (common stock) — Sold (part)

Valero Energy Corp (common stock) — Int/Div

Westem Refining Inc — None — Buy

Westem Refining Inc — Sold

Yahoo Inc. (common stock) — None — Buy

Yahoo Inc. (common stock) — Sold

Fremont Street — Distribution

IP Building — Distribution

Fort Apache Plaza LLC — None

Mutual Global Discovery (mutual fund) — Int/Div — Sold

Cash MCR 401k Profit Sharing — None — Sold

TRUST £2A

Lege Mason BW Altemative Credit CL A mutual fund — Int/Div — Sold

Blackrock Muniyield Quality Fund 111 Inc «common stock — Int/Div

Delta Airlines Inc-common stock — Int/Div — Sold (part)

Toyota Motor Corp Sponsored ADR: common stock — Int/Div — Sold

TE Connectivity LTD-common stock — Int/Div — Sold

Goldman Sachs Group Inc.<common stock — Int/Div — Sold

Cooper Cos Inc new — None — Buy

Cooper Cos Inc new — Sold (part)

Cooper Cos Inc new — Sold (part)

Cooper Cos Inc new — Sold

Cooper Tire & Rubber Company — None — Buy

Crown Castle Intl Corp -common stock — Int/Div — Sold (part)

ING Groep N.V Sponsored -common stock — Int/Div — Sold

KKR & Company Del Com Units common stock — Int/Div — Sold (part)

KKR & Company Del Com Units common stock — Sold

McKesson Corp-common stock — Int/Div

Revnolds American Inc. <common stock — Int/Div

Synaptics Inc-common stock — Int/Div — Sold

Telus Corp-common stock — Int/Div — Sold

Valero Energy Corp — None — Buy

Venfone Systems Inc. common stock — None — Buy (add'l)

Venizon Communications Inc. common stock — Int/Div

Vertex Pharmaceuticals Inc — None — Buy

Ace Lid-common stock — Int/Div — Buy (add'l)

Ace Lid-common stock — Sold (part)

Alps Alerian Mlp Etf-<common stock — Int/Div — Sold

Allstate Corp — None — Buy

Allstate Corp — Sold

Anheuser Busch Inbev SA/NV--common stock — Int/Div

Apple Inc. «common stock — Int/Div

AutoZone Inc — None — Buy

Calpine Corp common stock — Int/Div — Sold

Corrections Corp Amer-common stock — Int/Div — Buy (add'l)

Corrections Corp Amer-common stock — Sold

Walt Disney Co-common stock — Int/Div — prt)

Walt Disney Co-common stock — Sold (part)

Discover Financial Svcs <common stock — Int/Div — Buy

Discover Financial Svcs <common stock — Sold

Express Scripts Hldg Company — None — Buy

Express Scripts Hldg Company — Buy (add'l)

Facebook Inc. CL A — None — Buy

Facebook Inc. CL A — Buy (add'l)

HCA Holdings Inc. «common stock — Int/Div — Sold (part)

HCA Holdings Inc. «common stock — Sold

Amerprise Cash — Int/Div

Lyondellbasell Industries — None — Sold

TRLST#2B

AT&T Inc. (common stock) — Int/Div

General Electric Co (common stock) — Int/Div

Pfizer Inc (common stock) — Int/Div — Buy

Pfizer Inc (common stock) — Buy

Philip Morris Int'l Inc {common stock) — Int/Div

Royal Dutch Shell PLC C1 B {common stock) — Int/Div — Buy (add'l)

Royal Dutch Shell PLC C1 B {common stock) — Sold (part)

Cash-Morgan Stanley — Int/Div

Allstate Corp (preferred stock) — Int/Div

Citigroup Inc. 5.80% Series C (preferred stock) — Int/Div

JP Morgan Chase & Co (preferred stock) — Int/Div

Regions Finl Corp (preferred stock) — Int/Div

Zions Bancorp (preferred stock) — Int/Div

JP Morgan Income Builder A (mutual fund) — Int/Div

Nuveen Preferred Sec (mutual fund) — Int/Div — Sold

Nuveen Symphony Credit Oppt (mutual fund) — Int/Div — Sold (part)

Thomburg Inv Inc Builder 1 (mutual fund) — Int/Div

Amazon Com Inc. (common stock) — Int/Div

Chevron Corp (common stock) — Int/Div — Buy (add'l)

Chevron Corp (common stock) — Buy (add'l)

Chevron Corp (common stock) — Sold (part)

Conocophillips (common stock) — None — Buy

Cisco Sys Inc. (common stock) — Int/Div

Eli Lilly & Co (common stock) — Int/Div

Exxon Mobile Corp (common stock) — Int/Div

Alphabet Inc. (common stock) formerly known as Google Inc, — Int/Div — Buy (add'l)

Alphabet Inc. (common stock) formerly known as Google Inc, — Sold (part)

Infoblox Inc — None — Sold

Int'l Business Machines Corp (common stock) — Int/Div — Sold

Johnson & Johnson (common stock) — Int/Div — Buy (add'l)

Linkedin Corp-A {common stock) — Int/Div

McDonalds Corp (common stock) — Int/Div — Sold (part)

Occidental Petroleum Corp DE (common stock) — None — Buy

Procter & Gamble (common stock) — Int/Div

Southwest Gas Corp (common stock) — Int/Div — Sold

Alerian Mlp Etf (common stock ) — Int/Div — Buy (add'l)

James Bal Gldn Rainbow Inst (mutual fund) — Int/Div — Sold (part)

Lateef Fund (mutual fund) — Int/Div — Sold (part)

Nuveen Hi Yield Muni Bond {mutual fund) — Int/Div

Thomburg Global Opprt (mutual fund) — Int/Div

Adecoagro SA (common stock) — Int/Div — Sold (part)

pak) — Sold (part)

pak) — Sold (part)

Aegon Nv Adr (common stock) — Int/Div — Sold

AES Corp (common stock) — Int/Div — Buy

AES Corp (common stock) — Sold (part)

AES Corp (common stock) — Buy (add'l)

Agrium Inc. (common stock) — Int/Div — Sold (part)

Agrium Inc. (common stock) — Sold

Aetna Inc (common stock) — Int/Div — Buy

Aetna Inc (common stock) — Buy (add'l)

Aetna Inc (common stock) — Sold (part)

Aetna Inc (common stock) — Buy (add'l)

Ageas Sponsored Adr (common stock) — None — Buy

Ageas Sponsored Adr (common stock) — Buy (add'l)

Ally Financial Inc {common stock) — None — Buy

Ally Financial Inc {common stock) — Buy (add'l)

Alstom Adr (common stock) — Int/Div — Sold

Amer Int' Gp Inc {common stock) — Int/Div — Sold (part)

Amer Int' Gp Inc {common stock) — Sold (part)

Andersons Inc — None — Buy (add'l)

Andersons Inc — Buy (add'l)

Andersons Inc — Buy (add'l)

Andersons Inc — Buy (add'l)

Andersons Inc — Sold (part)

Andersons Inc — Buy (add'l)

Apache Corp (common stock) — Int/Div — Sold (part)

Apache Corp (common stock) — Sold (part)

Apache Corp (common stock) — Buy

Apple Inc — None — Buy

Archer Daniels Midland (common stock) — Int/Div — Buy (add'l)

Archer Daniels Midland (common stock) — Sold (part)

RITES — Buy (add'l)

Arkema Spons Adr (common stock) — None — Buy

Arkema Spons Adr (common stock) — Sold

Arkema Spons Adr (common stock) — Buy

Axis Capital Holdings Ltd (common stk) — Int/Div

Baxalta Inc. Com (common stock) — None — Buy

Baxalta Inc. Com (common stock) — Buy (add'l)

Baxalta Inc. Com (common stock) — Buy (add'l)

Baxalta Inc. Com (common stock) — Sold (part)

Baxalta Inc. Com (common stock) — Buy (add'l)

Baver AG Spon Adr (common stock) — None — Buy

Baver AG Spon Adr (common stock) — Sold

Best Buy Co (common stock) — Int/Div — Buy (add'l)

Best Buy Co (common stock) — Sold (part)

Best Buy Co (common stock) — Buy (add'l)

BHP Billiton Ltd (common stock) — None — Buy

BHP Billiton Ltd (common stock) — Buy (add'l)

BHP Billiton Ltd (common stock) — Sold (part)

BHP Billiton Ltd (common stock) — Buy (add'l)

BRF Brasil Foods S A Spon Adr (common stock) — None — Buy

BRF Brasil Foods S A Spon Adr (common stock) — Buy (add'l)

BRF Brasil Foods S A Spon Adr (common stock) — Buy (add'l)

BRF Brasil Foods S A Spon Adr (common stock) — Buy (add'l)

Bunge Ltd (common stock) — Int/Div — Sold (part)

Bunge Ltd (common stock) — Sold (part)

Bunge Ltd (common stock) — Sold (part)

Bunge Ltd (common stock) — Buy (add'l)

Bunge Ltd (common stock) — Sold (part)

Bunge Ltd (common stock) — Sold (part)

Bunge Ltd (common stock) — Buy (add'l)

RE¥S — Buy (add'l)

RE¥S — Sold (part)

RE¥S — Buy (add'l)

China Mobile Lid (common stock) — Int/Div — Sold

Citigroup Inc New (common stock) — None — Buy

Citigroup Inc New (common stock) — Buy (add'l)

Citigroup Inc New (common stock) — Buy (add'l)

R¥3] — Buy (add'l)

R¥3] — Sold

City Dev Ltd Spon Adr (common stock ) — Int/Div — Buy

City Dev Ltd Spon Adr (common stock ) — Buy (add'l)

City Dev Ltd Spon Adr (common stock ) — Sold

Adb6 — Buy (add'l)

Companhia De Sanemento Basi (common stock) — Int/Div — Buy

RETH — Sold (part)

RETH — Sold (part)

RETH — Buy (add'l)

Cresud Sa Adr (common stock) — Int/Div — Sold

CSX Corp (common stock) — None — Buy

CSX Corp (common stock) — Buy (add'l)

CSX Corp (common stock) — Buy (add'l)

CSX Corp (common stock) — Sold (part)

CSX Corp (common stock) — Buy (add'l)

Dean Foods Co (common stock) — Int/Div — Sold (part)

Dean Foods Co (common stock) — Sold (part)

Dean Foods Co (common stock) — Sold (part)

Dean Foods Co (common stock) — Sold (part)

Dean Foods Co (common stock) — Sold

DSW Inc CL A (common stock) — None — Buy

DSW Inc CL A (common stock) — Sold (part)

DSW Inc CL A (common stock) — Buy (add'l)

Freeport-McMoran Inc. (common stock) — Int/Div — Sold (part)

Freeport-McMoran Inc. (common stock) — Buy (add'l)

Fresh Del Monte Produce Inc (common stock) — Int/Div — Sold (part)

Fresh Del Monte Produce Inc (common stock) — Sold (part)

Fresh Del Monte Produce Inc (common stock) — Sold (part)

Fresh Del Monte Produce Inc (common stock) — Sold (part)

Fresh Del Monte Produce Inc (common stock) — Buy (add'l)

Gazprom O A O Spon Adr (common stock) — None — Sold

General Mrs Co (common stock) — Int/Div — Sold (part)

General Mrs Co (common stock) — Sold (part)

General Electric Co (common stock) — Int/Div

Goodyear Tire & Rubber — None — Buy (add'l)

Goodyear Tire & Rubber — Buy (add'l)

Goodyear Tire & Rubber — Buy (add'l)

Goodyear Tire & Rubber — Sold (part)

Greencore Group Plc Adr (common stock) — None — Buy

H Lundbeck as Spon Adr Lev (common stock) — Int/Div — Sold (part)

Industrias Bachoco S A Dev C.V. (common stock) — None — Buy

assy — Buy (add'l)

Ingram Micro Ine Cla (common stock) — Int/Div — Buy (add'l)

Ingram Micro Ine Cla (common stock) — Buy (add'l)

Ingram Micro Ine Cla (common stock) — Sold (part)

Interpublic Group of Cos Inc (common stock) — Int/Div — Buy

Ingredion Inc Com (common stock) — Int/Div — Sold (part)

Ingredion Inc Com (common stock) — Sold (part)

Ispen S A Spon Adr (common stock) — Int/Div — Sold (part)

Ispen S A Spon Adr (common stock) — Sold

Iss A S Adr (common stock) — Int/Div — Buy

Iss A S Adr (common stock) — Buy (add'l)

Iss A S Adr (common stock) — Buy (add'l)

Iss A S Adr (common stock) — Sold (part)

Japan Stl Wks Ltd (common stock) — None — Sold

KB Financial Grp Inc Sons Adr (common stock) — Int/Div — Sold (part)

KB Financial Grp Inc Sons Adr (common stock) — Sold (part)

KB Financial Grp Inc Sons Adr (common stock) — Sold (part)

KB Financial Grp Inc Sons Adr (common stock) — Sold

Kingfischer Plc Spon Adr (common stock) — None — Buy

Kingfischer Plc Spon Adr (common stock) — Sold (part)

Koninklijke Phil El Sp Adr New (common stock) — None — Buy

Koninklijke Phil El Sp Adr New (common stock) — Buy (add'l)

KBR Inc. (common stock) — Int/Div — Sold

KT Corp Spon Adr (common stock) — None — Buy

KT Corp Spon Adr (common stock) — Sold (part)

KT Corp Spon Adr (common stock) — Sold (part)

KT Corp Spon Adr (common stock) — Buy (add'l)

Loews Corporation {common stock) — Int/Div — Sold (part)

Loews Corporation {common stock) — Sold (part)

Merck & Co In (common stock) — Int/Div — Sold (part)

Mitsubishi Tanbe Phrm Cp Adr (common stock) — Int/Div — Sold

Micron Tech Inc — None — Buy

Micron Tech Inc — Buy (add'l)

Micron Tech Inc — Sold (part)

Micron Tech Inc — Buy (add'l)

Mitie Group Plc Unspon Adr — None — Buy

Mitie Group Plc Unspon Adr — Buy (add'l)

Mitie Group Plc Unspon Adr — Buy (add'l)

Mitsui & Co Ltd Adr (common stock) — Int/Div — Sold (part)

Mitsui & Co Ltd Adr (common stock) — Sold

MS&AD Ins Gropup Hldgs Adr (common stock) — Int/Div — Sold (part)

Mylan N V (common stock) — None — Buy

Nippon Telegraph & Telephone Ads (common stock) — Int/Div

Novartis Ag Adr (common stock) — Int/Div — Sold (part)

Novartis Ag Adr (common stock) — Sold (part)

NRG Energy Inc — None — Buy

NRG Energy Inc — Buy (add'l)

NRG Energy Inc — Buy (add'l)

NRG Energy Inc — Sold (part)

NRG Energy Inc — Buy (add'l)

Oracle Corp (common stock) — Int/Div — Sold (part)

Oracle Corp (common stock) — Sold (part)

Petrobras Argentina S A Spon (common stock) — Int/Div — Sold (part)

Petrobras Argentina S A Spon (common stock) — Buy (add'l)

Ping An Insurance Adr (common stock) — None — Sold (part)

Ping An Insurance Adr (common stock) — Sold

Posco Ads (common stock) — None — Sold (part)

Posco Ads (common stock) — Buy (add'l)

Rentokil Group Plc Sp Adr (common stock ) — Int/Div — Sold

Roche Holdings Adr (common stock) — Int/Div — Buy

Roche Holdings Adr (common stock) — Buy (add'l)

Roval BK Scotland Group SP Adr — None — Buy

Roval BK Scotland Group SP Adr — Buy (add'l)

Roval BK Scotland Group SP Adr — Buy (add'l)

Roval BK Scotland Group SP Adr — Sold

Sanofi Adr (common stock) — Int/Div — Sold (part)

Sanofi Adr (common stock) — Buy (add'l)

Seadrill Lid — None — Sold

Sekisui House Ltd Adr (common stock) — Int/Div — Sold

Seven & Hldgs Co Ltd Adr (common stock) — Int/Div — Sold (part)

Seven & Hldgs Co Ltd Adr (common stock) — Sold

South32 Ltd Adr — None — Sold (part)

South32 Ltd Adr — Sold

Sumitomo Mitsui Tr Hldgs Inc (common stock) — Int/Div — Buy

Sumitomo Mitsui Tr Hldgs Inc (common stock) — Sold (part)

Sumitomo Mitsui Tr Hldgs Inc (common stock) — Buy (add'l)

Symantec Corp (common stock ) — Int/Div — Sold

Tata Motors Lid (common stock) — Int/Div — Sold

Tate & Lyle PLC Spon — None — Buy

Tate & Lyle PLC Spon — Sold (part)

Tate & Lyle PLC Spon — Sold

Tech Data Corp (common stock ) — None

Telenor Asa Ads (common stock) — Int/Div — Sold (part)

Telenor Asa Ads (common stock) — Sold (part)

Telenor Asa Ads (common stock) — Sold (part)

Telenor Asa Ads (common stock) — Buy (add'l)

Telefonica Sa Adr (common stock) — Int/Div — Buy

Telefonica Sa Adr (common stock) — Sold (part)

Telefonica Sa Adr (common stock) — Sold (part)

Telefonica Sa Adr (common stock) — Sold (part)

Telefonica Sa Adr (common stock) — Buy (add'l)

Tesco Plc Sponsored Adr (common stock) — None — Sold (part)

Tesco Plc Sponsored Adr (common stock) — Sold

Teva Pharmaceutical Adr (common stock) — Int/Div — Sold (part)

Teva Pharmaceutical Adr (common stock) — Sold (part)

Teva Pharmaceutical Adr (common stock) — Sold (part)

Teva Pharmaceutical Adr (common stock) — Sold (part)

Time Inc (common stock) — Int/Div — Sold (part)

Time Inc (common stock) — Buy (add'l)

TNT Express NV (common stock) — Int/Div — Sold

TSB Bkg Group Plc Adr Repstg (common stock) — Int/Div — Buy

TSB Bkg Group Plc Adr Repstg (common stock) — Sold

Turkeell lletism Hizm as New (common stock) — Int/Div — Sold (part)

Turkeell lletism Hizm as New (common stock) — Sold (part)

Turkeell lletism Hizm as New (common stock) — Buy (add'l)

Turkeell lletism Hizm as New (common stock) — Buy (add'l)

Tyson Foods Inc Cl a (common stock ) — Int/Div — Buy (add'l)

Tyson Foods Inc Cl a (common stock ) — Buy (add'l)

Tyson Foods Inc Cl a (common stock ) — Sold (part)

Tyson Foods Inc Cl a (common stock ) — Sold (part)

Tyson Foods Inc Cl a (common stock ) — Sold (part)

Tyson Foods Inc Cl a (common stock ) — Sold (part)

UBS Group as SHS (common stock) — Int/Div — Buy

UBS Group as SHS (common stock) — Sold (part)

UBS Group as SHS (common stock) — Buy (add'l)

Vallourec Sa New Spon Adv (common stock) — None — Sold

WH Group Ltd (common stock) — None — Buy

S00. — Sold (part)

S00. — Buy (add'l)

YPF Sociedad Ads Rep Cl-D Sh — None — Buy

YPF Sociedad Ads Rep Cl-D Sh — Buy (add'l)

YPF Sociedad Ads Rep Cl-D Sh — Buy (add'l)

YPF Sociedad Ads Rep Cl-D Sh — Buy (add'l)

YPF Sociedad Ads Rep Cl-D Sh — Buy (add'l)

YPF Sociedad Ads Rep Cl-D Sh — Sold (part)

S08. — Buy (add'l)

Centrais Elec Bras Adr Pref (preferred stock) — None — Sold (part)

S10. — Sold (part)

S10. — Sold (part)

CenturyLink Inc (common stock) — Int/Div — Buy

CenturyLink Inc (common stock) — Buy (add'l)

CenturyLink Inc (common stock) — Sold (part)

CenturyLink Inc (common stock) — Buy (add'l)

Morgan Stanley Private Bank — Int/Div

Golf Link Green Building LLC — Distribution

Agreement — 2015 — Mesch, Clark & Rothschild, PC-Agreed upon payment for fees to be collected m the future-no control

Reimbursement — American Bankruptcy Institute — September 10-12, 2015 — Las Vegas, NV — speaker, attended conference — lodging, trunsportation, meals

Reimbursement — American Bankruptcy Institute — December 3-5, 2015 — Phoenix, Az — speaker, attended conference — lodging, transportation, meals

In the initial report dated March 26, 2015, two errors were made in calculation of Income during reporting period in Section VIL Investments and Trust at Imes 65

and 66,

Line 65, Column B(1)A= 259 N. Meyer Assoc 11, Column B(2)y= F (initial report listed as E), Column C=Distribution and

Line 66, Column A(1) = 285-295 N, Meyer Ave, LLC, Column B{(2) = E (initial report listed as C), Column C=Distribution,

In the initial report dated March 26, 2015, regarding Dreyfus Cash Management Administrative Shares, Line 2 , Part VII: mformation regarding Column C- Gross

value at end of reporting period was inadvertedly not reported. C(1) is amended to L and C(2) is amended to T,

On the original 2015 Report filed May 29, 2016, Line 85 re ACE Ltd. This item was inadvertently left on report, This item is not included in Trust | but is

included in Trust 2A at line 208 and 209.

On the original 2015 Report filed May 29, 2016, Line 230, Part VII Investments and Trusts. Vodafone Group PLC new sponsored ADR No Par Common stock

was sold on November 20, 2014 with a dividend declared in November, 2014 but was paid February, 2015. Information contained in Column B (1) - A and

Column B(2)- Dividend,

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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