Nancy Friedman Atlas

TRUSTY9(FNI1N)

BBVA Compass Bank, Houston TX (Y)

BBVA Compass Bank, Houston, TX — Interest

Dreyfus Appreciation Fund (FN 1) — Int/Div

GUNR - MFC Flexshares TR Morningstar Global Upstream Nat Res Index FD — Int/Div — Buy (add'l)

GUNR - MFC Flexshares TR Morningstar Global Upstream Nat Res Index FD — Buy (add'l)

GUNR - MFC Flexshares TR Morningstar Global Upstream Nat Res Index FD — Buy (add'l)

GUNR - MFC Flexshares TR Morningstar Global Upstream Nat Res Index FD — Sold (part)

GUNR - MFC Flexshares TR Morningstar Global Upstream Nat Res Index FD — Sold (part)

IRA #2

GUNR - MFC Flexshares TR Momingstar Global Upstream Nat Res Index — Int/Div — Buy (add'l)

GUNR - MFC Flexshares TR Momingstar Global Upstream Nat Res Index — Buy (add'l)

GUNR - MFC Flexshares TR Momingstar Global Upstream Nat Res Index — Buy (add'l)

GUNR - MFC Flexshares TR Momingstar Global Upstream Nat Res Index — Buy (add'l)

GUNR - MFC Flexshares TR Momingstar Global Upstream Nat Res Index — Buy (add'l)

GUNR - MFC Flexshares TR Momingstar Global Upstream Nat Res Index — Sold (part)

NFRA - MFC Flexshares Tr Stoxx Global Broad Infrastructure Index FD — Int/Div — Buy (add'l)

NFRA - MFC Flexshares Tr Stoxx Global Broad Infrastructure Index FD — Sold (part)

NGREX - MFB Northern FDS Global Real Estate Index FD — Int/Div — Buy (add'l)

NGREX - MFB Northern FDS Global Real Estate Index FD — Sold (part)

NGREX - MFB Northern FDS Global Real Estate Index FD — Sold (part)

NHFIX - MFB Northern Hi Yield Fxd Inc FD — Interest — Buy (add'l)

NHFIX - MFB Northern Hi Yield Fxd Inc FD — Buy (add'l)

NHFIX - MFB Northern Hi Yield Fxd Inc FD — Sold (part)

NHFIX - MFB Northern Hi Yield Fxd Inc FD — Sold (part)

NHFIX - MFB Northern Hi Yield Fxd Inc FD — Sold (part)

NOBOX - MFB Northern FDS BD Index FD — Interest — Buy (add'l)

NOBOX - MFB Northern FDS BD Index FD — Buy (add'l)

NOBOX - MFB Northern FDS BD Index FD — Buy (add'l)

NOBOX - MFB Northern FDS BD Index FD — Buy (add'l)

NOBOX - MFB Northern FDS BD Index FD — Sold (part)

NOBOX - MFB Northern FDS BD Index FD — Sold (part)

NOEMX - MFB Northern FDS Emerging Mis Equity Index FD — Int/Div — Buy (add'l)

NOEMX - MFB Northern FDS Emerging Mis Equity Index FD — Buy (add'l)

NOEMX - MFB Northern FDS Emerging Mis Equity Index FD — Buy (add'l)

NOEMX - MFB Northern FDS Emerging Mis Equity Index FD — Sold (part)

NOGXX - MFB Northern US Govt Money Market FDS (FN 10) — Interest

NOINX - MFB Northern Intl Equity Index FD — Int/Div — Buy

NOINX - MFB Northern Intl Equity Index FD — Buy (add'l)

NOINX - MFB Northern Intl Equity Index FD — Sold (part)

NOINX - MFB Northern Intl Equity Index FD — Sold (part)

NOMIX - MFB Northern Mid Cap Index FD — Int/Div — Buy

NOMIX - MFB Northern Mid Cap Index FD — Buy (add'l)

NOMIX - MFB Northern Mid Cap Index FD — Buy (add'l)

NOMIX - MFB Northern Mid Cap Index FD — Buy (add'l)

NOMIX - MFB Northern Mid Cap Index FD — Sold (part)

NOMIX - MFB Northern Mid Cap Index FD — Sold (part)

NORXX - MFB Norther Funds Money Market Fund (FN 10) — Interest

NOSIX - MFB Northern FDS STK Index FD — Int/Div — Buy (add'l)

NOSIX - MFB Northern FDS STK Index FD — Buy (add'l)

NOSIX - MFB Northern FDS STK Index FD — Buy (add'l)

NOSIX - MFB Northern FDS STK Index FD — Buy (add'l)

NOSIX - MFB Northern FDS STK Index FD — Sold (part)

NOSIX - MFB Northern FDS STK Index FD — Sold (part)

NOSIX - MFB Northern FDS STK Index FD — Sold (part)

NSIDX - MFB Northern FDS Small Cap Index FD — Int/Div — Buy (add'l)

NSIDX - MFB Northern FDS Small Cap Index FD — Buy (add'l)

NSIDX - MFB Northern FDS Small Cap Index FD — Sold (part)

NSIDX - MFB Northern FDS Small Cap Index FD — Sold (part)

TDT1 - MFC Flexshares TR 1BOXX 3 Yr Target Duration TIPS Index — Interest — Buy (add'l)

TDT1 - MFC Flexshares TR 1BOXX 3 Yr Target Duration TIPS Index — Sold (part)

IRA £3

GUNR - MFC Flexshares TR Mormingstar Global Upstream Nat Res Index F — Int/Div — Sold (part)

GUNR - MFC Flexshares TR Mormingstar Global Upstream Nat Res Index F — Buy (add'l)

GUNR - MFC Flexshares TR Mormingstar Global Upstream Nat Res Index F — Buy (add'l)

GUNR - MFC Flexshares TR Mormingstar Global Upstream Nat Res Index F — Buy (add'l)

GUNR - MFC Flexshares TR Mormingstar Global Upstream Nat Res Index F — Buy (add'l)

GUNR - MFC Flexshares TR Mormingstar Global Upstream Nat Res Index F — Buy (add'l)

NFRA - MFC Flexshares Tr Stock Global Broad Infrastructure Index FD — Int/Div — Buy (add'l)

NFRA - MFC Flexshares Tr Stock Global Broad Infrastructure Index FD — Buy (add'l)

NFRA - MFC Flexshares Tr Stock Global Broad Infrastructure Index FD — Sold (part)

NFRA - MFC Flexshares Tr Stock Global Broad Infrastructure Index FD — Sold (part)

NGREX - MFB Northem FDS Global Real Estate Index FD — Int/Div — Buy (add'l)

NGREX - MFB Northem FDS Global Real Estate Index FD — Sold (part)

NGREX - MFB Northem FDS Global Real Estate Index FD — Sold (part)

NGREX - MFB Northem FDS Global Real Estate Index FD — Sold (part)

NHFIX - MFB Northern Hi Yield Fxd Inc FD — Interest — Buy (add'l)

NHFIX - MFB Northern Hi Yield Fxd Inc FD — Buy (add'l)

NHFIX - MFB Northern Hi Yield Fxd Inc FD — Buy (add'l)

NHFIX - MFB Northern Hi Yield Fxd Inc FD — Buy (add'l)

NHFIX - MFB Northern Hi Yield Fxd Inc FD — Sold (part)

NHFIX - MFB Northern Hi Yield Fxd Inc FD — Sold (part)

NHFIX - MFB Northern Hi Yield Fxd Inc FD — Sold (part)

NOBOX - MFB Northern FDS BD Index FD — Interest — Buy (add'l)

NOBOX - MFB Northern FDS BD Index FD — Buy (add'l)

NOBOX - MFB Northern FDS BD Index FD — Buy (add'l)

NOBOX - MFB Northern FDS BD Index FD — Buy (add'l)

NOBOX - MFB Northern FDS BD Index FD — Sold (part)

NOBOX - MFB Northern FDS BD Index FD — Sold (part)

NOEMX - MFB Northern FDS Emerging Mkts Equity Index FD — Int/Div — Buy (add'l)

NOEMX - MFB Northern FDS Emerging Mkts Equity Index FD — Buy (add'l)

NOEMX - MFB Northern FDS Emerging Mkts Equity Index FD — Buy (add'l)

NOEMX - MFB Northern FDS Emerging Mkts Equity Index FD — Sold (part)

NOGXX - MFB Northern US Govt Money Market FDS (FN 10) — Interest

NOINX - MFB Northern Intl Equity Index FD — Int/Div — Buy (add'l)

NOINX - MFB Northern Intl Equity Index FD — Buy (add'l)

NOINX - MFB Northern Intl Equity Index FD — Buy (add'l)

NOINX - MFB Northern Intl Equity Index FD — Buy (add'l)

NOINX - MFB Northern Intl Equity Index FD — Sold (part)

NOINX - MFB Northern Intl Equity Index FD — Sold (part)

NOMIX - MFB Northern Mid Cap Index FD — Int/Div — Buy (add'l)

NOMIX - MFB Northern Mid Cap Index FD — Buy (add'l)

NOMIX - MFB Northern Mid Cap Index FD — Buy (add'l)

NOMIX - MFB Northern Mid Cap Index FD — Sold (part)

NOMIX - MFB Northern Mid Cap Index FD — Sold (part)

NOMIX - MFB Northern Mid Cap Index FD — Sold (part)

NORXX - MFB Northern FDS Money Market FD (FN 10) — Interest

NOSIX - MFB Northern FDS STK Index FD — Int/Div — Buy (add'l)

NOSIX - MFB Northern FDS STK Index FD — Buy (add'l)

NOSIX - MFB Northern FDS STK Index FD — Buy (add'l)

NOSIX - MFB Northern FDS STK Index FD — Buy (add'l)

NOSIX - MFB Northern FDS STK Index FD — Sold (part)

NOSIX - MFB Northern FDS STK Index FD — Sold (part)

NOSIX - MFB Northern FDS STK Index FD — Sold (part)

NSIDX - MFB Northern FDS Small Cap Index FD — Int/Div — Buy (add'l)

NSIDX - MFB Northern FDS Small Cap Index FD — Buy (add'l)

NSIDX - MFB Northern FDS Small Cap Index FD — Buy (add'l)

NSIDX - MFB Northern FDS Small Cap Index FD — Sold (part)

NSIDX - MFB Northern FDS Small Cap Index FD — Sold (part)

NSIDX - MFB Northern FDS Small Cap Index FD — Sold (part)

NSIDX - MFB Northern FDS Small Cap Index FD — Sold (part)

TDTT - MFC Flexshares TR IBOXX 3 Yr Target Duration TIPS Index — Interest — Buy (add'l)

TDTT - MFC Flexshares TR IBOXX 3 Yr Target Duration TIPS Index — Buy (add'l)

TDTT - MFC Flexshares TR IBOXX 3 Yr Target Duration TIPS Index — Buy (add'l)

TDTT - MFC Flexshares TR IBOXX 3 Yr Target Duration TIPS Index — Sold (part)

IRA #5

Vanguard Small Cap Index Fund — Int/Div

IRA #6 (formerly "Roth IRA #1")

Vanguard 500 Index Fund — Int/Div

Vanguard Small Cap Index Fund — Int/Div

Vanguard Treasury Money Market Fund — Interest

IRA #7 (formerly “SEP IRA #1")

NHFIX - MFB Northern Hi Yield Fxd Inc FD — Interest

NOEMX - MFB Northern FDS Emerging Mkts Equity Index FD — Int/Div

NOGXX - MFB Northern US Govt Money Market FDS (FN 10) — Interest

NOINX-Northem Int] Equity Index FD — Int/Div

NORXX - MFB Northern FDS Money Market FD (FN 10) — Interest

NOSIX - MFB Northern FDS STK Index FD — Int/Div

NSIDX - MFB Northern FDS Small Cap Index FD — Int/Div

Kinder Morgan Inc. (common) — Int/Div

Nexus BSP LLC — Int/Div

NFRA - MFC Flexshares Tr Stoxx Global Broad Infrastructure Index FD — Int/Div — Sold (part)

NGREX - MFB Northern FDS Global Real Estate Index FD — Int/Div — Sold (part)

NHFIX - MFB Northern Hi Yield Fxd Inc FD — Interest — Sold (part)

NHFIX - MFB Northern Hi Yield Fxd Inc FD — Sold (part)

NHFIX - MFB Northern Hi Yield Fxd Inc FD — Sold (part)

NOEMX - MFB Northern FDS Emerging Mkts Equity Index FD — Int/Div — Buy (add'l)

NOEMX - MFB Northern FDS Emerging Mkts Equity Index FD — Sold (part)

NOGXX - MFB Northern US Govt Money Market FDS (FN 10) — None

NOINX - MFB Northern Intl Equity Index FD — Int/Div — Buy (add'l)

NOINX - MFB Northern Intl Equity Index FD — Sold (part)

NOINX - MFB Northern Intl Equity Index FD — Sold (part)

NOITX - MFB Northern FDS Inter Tax Exempt FD — Interest — Buy (add'l)

NOITX - MFB Northern FDS Inter Tax Exempt FD — Buy (add'l)

NOITX - MFB Northern FDS Inter Tax Exempt FD — Buy (add'l)

NOITX - MFB Northern FDS Inter Tax Exempt FD — Sold (part)

NOITX - MFB Northern FDS Inter Tax Exempt FD — Sold (part)

NOITX - MFB Northern FDS Inter Tax Exempt FD — Sold (part)

NOMIX - MFB Northern Mid Cap Index FD — Int/Div — Sold (part)

NOMXX - MFB Norther Funds Mun Money Mkt (FN 10) — Interest

NOSIX - MFB Northern FDS STK Index FD — Int/Div — Buy (add'l)

NOSIX - MFB Northern FDS STK Index FD — Buy (add'l)

NOSIX - MFB Northern FDS STK Index FD — Sold (part)

NOSIX - MFB Northern FDS STK Index FD — Sold (part)

NSIDX - MFB Northern FDS Small Cap Index FD — Int/Div — Sold (part)

St. Clair, Patricia & Kellee (FN 2) — None

TDTT - MFC Flexshares TR IBOXX 3 Yr Target Duration TIPS Index — Interest — Sold (part)

TPG Partners V. L.P. (FN 3) — Int/Div

VEE 401(K)(FN 4)

V&E 301(K) Goldman Sachs Actively Managed Bond Fund (FN 4) — None — Sold (part)

V&E 301(K) Goldman Sachs Actively Managed Bond Fund (FN 4) — Buy (add'l)

V&E 301(K) Goldman Sachs Actively Managed Bond Fund (FN 4) — Sold (part)

V&E 301(K) Goldman Sachs Actively Managed Bond Fund (FN 4) — Sold (part)

V&E 401(K) State Street Global AllCap Eq Ex-US Ind NL Ser C1 K (FN 4) — Buy

V&E 401(K) State Street Global AllCap Eq Ex-US Ind NL Ser C1 K (FN 4) — Buy (add'l)

V&E 401(K) State Street Global AllCap Eq Ex-US Ind NL Ser C1 K (FN 4) — Sold (part)

V&E 401(K) State Street Global AllCap Eq Ex-US Ind NL Ser C1 K (FN 4) — Buy (add'l)

V&E 401(K) State Street Global AllCap Eq Ex-US Ind NL Ser C1 K (FN 4) — Sold (part)

V&E 401(K) State Street Russell Small, Mid/Cap Ind NL Ser C1K (FN 4) — Buy

V&E 401(K) State Street Russell Small, Mid/Cap Ind NL Ser C1K (FN 4) — Sold (part)

V&E 401(K) State Street S&PS00 Ind NL Ser K(FN 4) — Buy

V&E 401(K) State Street S&PS00 Ind NL Ser K(FN 4) — Sold (part)

V&E 401(K) State Street S&PS00 Ind NL Ser K(FN 4) — Buy (add'l)

V&E 401(K) State Street US Bd Ind NL Ser CI K (FN 4) — Buy

V&E 401(K) State Street US Bd Ind NL Ser CI K (FN 4) — Sold (part)

V&E 401(K) State Street US Bd Ind NL Ser CI K (FN 4) — Buy (add'l)

V&E 401(K) State Street US Bd Ind NL Ser CI K (FN 4) — Buy (add'l)

V&E 401(K) State Street US InfProt Bd Ind NLCIC(FN 4) — Buy

V&E 401(K) State Street US InfProt Bd Ind NLCIC(FN 4) — Buy (add'l)

V&E 401(K) State Street US InfProt Bd Ind NLCIC(FN 4) — Sold (part)

V&E 401(K) State Street US InfProt Bd Ind NLCIC(FN 4) — Buy (add'l)

V&E 401(K) State Street US InfProt Bd Ind NLCIC(FN 4) — Sold (part)

V&E 401(K) Actively-Managed Bond Fund (Y)

VFFII FAFLP. (FNS) — Int/Div

Wegoma Berkshire VII, LLC (FN 6) — Ine

TRLST 1

Drevfus Appreciation Fund — Int/Div

TRUST4(FNT)

BBVA Compass Bank, Houston, TX Acct #6 — None

Pacific Life Ins. (variable life) (H) (FN7)

Batterymarch Fin. Mgemt. Inc. Int'l Small Cap

BlackRock - Equity Index (formerly "Equity Index-BlackRock™)

ClearBridge Invs. LLC Var Mid Cap Core cen

Fidelity VIP Govt Money Market SC (formrly “Fidelity VIP Money Marke

Franklin and BlackRock Small-Cap Equity

MFS Inv Mgemt. Int'l Large-Cap

Morgan Stanley Real Estate

Oppenheimer Funds Inc. Emerging Markets

Pacific Asset Mgemt High Yield Bond

PIMCO Inflation Managed

PIMCO Managed Bond

QS Investors Int'l Small Cap (FN 8)

T Rowe Price Dividend Growth Portfolio

Van Eck Worldwide Ins. Trust VIP Global Hard Assets

TRUSTS

American General Life Ins. Co. (universal life) — None — Redeemed

BBVA Compass Bank. Houston, TX Acct 27 — None — Open

Lincoln National Life Ins. Co. (universal life) — Interest — Redeemed

Vanguard 500 Index Fd (formerly Vanguard Index Trust 500 Port) (FN 9) — None — Sold

TRLST 6H

Baltimore Cnty MD 4% 08-01-2020 BEO — Interest

Carroll Cnty MD 5% 11-01-2021 BEO — Interest

Denver COLO City & Cnty Sch Dist No 1 £94 1201-2021 BEO — Interest

Fairfax Cnty VA 5% 04-01-2020 BEO (X) 07.1.2026 BFO — Interest

GUNR: MFC Flexshares TR Momingstar Global Upstream Nat Res Index (X) — Int/Div

Kansas St Dev Fin Auth Rev 5% 02-01-2021 BEO — Interest

Massachusetts St. 4% 08401-2019 BEO — Interest

Minnesota St 5% 10-01-2020 BEO — Interest

New York NY City Transitional Fin Auth Rev 5% 0501-2028 BEO — Interest

New York St Dorm Auth St Pers Income Tax Rev 5% 12-15-2020 BEO — Interest

NMMEX: MFB Northern FDS Mult. Manager Emerging Mkts FD (FN 12) — Int/Div

NOGXX: MFB Northern US Govt Money Market FDS (FN 10) — Interest

NOINX: MFB Northern Intl Equity Index FD — Int/Div

NOMXX: MFB Northern Funds Mun Money Mkt Fund (FN 10) — Interest

North Kansas City MO Sch Dist No 74 5% 03-01-2019 BEO — Interest

NOSIX: MFB Northern FDS STK Index Fd — Int/Div — Buy (add'l)

Pennsylvania St 5% 05-01-2020 BEO — Interest

Phoenix Anz Civic Impt Corp Tran Excise Tax Rev 5% 0721-2019 BEO — Interest

Real Property, Travis Cty, TX — Reat

TDTT: MFC Flexshares Tr Iboxx 3 yr Target Duration Tips Index Fd — Interest

TRUST?

GUNR: MFC Flexshares TR Mrnngstr Global Upstrm Nat Res Index FD — Int/Div

NFRA: MFC Flexshares Tr Stoxx Global Broad Infrstrcture Index FD — Int/Div

NGREX: MFB Northern FDS Global Real Estate Index FD — Int/Div

NHFIX: MFB Northn Hi Yield Fxd Inc FD — Interest — Sold (part)

NMHYX: MFB Northern FundsMulti Manager High Yield Opportunity Fund — Int/Div — Buy

NMMEX: MFB Northern FDS Mult. Manager Emerging Mkts FD (X) — Int/Div

NOEMX - MFB Norther FDS Emerging Mkts Equity Index FD (Y)

NOGXX - MFB Northern US Govt Money Market FDS (FN 10) — Interest

NOINX: MFB Northn Intl Eqty Index FD — Int/Div

NOMIX: MFB Northn Mid Cap Index FD — Int/Div — Buy

NOMXX: MFB Northern FDS Mun Money Mkt FD (FN 10) — Interest

NOSIX: MFB Northern FDS Stk Index FD — Int/Div — Buy

NSIDX: MFB Northern FDS Small Cap Index FD — Int/Div — Buy

Real Property. Travis Cty, TX — Rent

TRUSTS

BBVA Compass Bank. Houston, TX Acct “8 — None — Open

BBVA Compass Bank. Houston, TX Acct “8 — Closed

GUNR: MFC Flexshres TR Morningstar Global Upstream Nat Res Index FD — Int/Div — Buy

GUNR: MFC Flexshres TR Morningstar Global Upstream Nat Res Index FD — Buy (add'l)

GUNR: MFC Flexshres TR Morningstar Global Upstream Nat Res Index FD — Buy (add'l)

NFRA: MFC Flexshares Tr Stoxx Global Broad Infrastructure Index FD — Int/Div — Buy

NFRA: MFC Flexshares Tr Stoxx Global Broad Infrastructure Index FD — Buy (add'l)

NGREX: MFB Northern FDS Global Real Estate Index FD — Int/Div — Buy

NGREX: MFB Northern FDS Global Real Estate Index FD — Buy (add'l)

NGREX: MFB Northern FDS Global Real Estate Index FD — Buy (add'l)

NHFIX: MFB Northn Hi Yield Fxd Inc FD — Interest — Buy

NHFIX: MFB Northn Hi Yield Fxd Inc FD — Buy (add'l)

NHFIX: MFB Northn Hi Yield Fxd Inc FD — Buy (add'l)

NHFIX: MFB Northn Hi Yield Fxd Inc FD — Buy (add'l)

NOEMX: MFB Northn Fds Emerging Mkts Eqty Eqty Index FD — Int/Div — Buy

NOEMX: MFB Northn Fds Emerging Mkts Eqty Eqty Index FD — Buy (add'l)

NOEMX: MFB Northn Fds Emerging Mkts Eqty Eqty Index FD — Buy (add'l)

NOEMX: MFB Northn Fds Emerging Mkts Eqty Eqty Index FD — Buy (add'l)

NOGXX - MFB Northern US Govt Money Market FDS — Interest — Buy

NOINX: MFB Northn Intl Eqty Index FD — Int/Div — Buy

NOINX: MFB Northn Intl Eqty Index FD — Buy (add'l)

NOINX: MFB Northn Intl Eqty Index FD — Buy (add'l)

NOITX: MFB Northern Funds Inter Tax Exempt FD — Interest — Buy

NOITX: MFB Northern Funds Inter Tax Exempt FD — Buy (add'l)

NOITX: MFB Northern Funds Inter Tax Exempt FD — Buy (add'l)

NOITX: MFB Northern Funds Inter Tax Exempt FD — Buy (add'l)

NOITX: MFB Northern Funds Inter Tax Exempt FD — Buy (add'l)

NOMIX: MFB Northn Mid Cap Index FD — Int/Div — Buy

NOMIX: MFB Northn Mid Cap Index FD — Buy (add'l)

NOMIX: MFB Northn Mid Cap Index FD — Buy (add'l)

NOMIX: MFB Northn Mid Cap Index FD — Buy (add'l)

NOMIX: MFB Northn Mid Cap Index FD — Buy (add'l)

NOSIX: MFB Northern FDS Stk Index FD — Int/Div — Buy

NOSIX: MFB Northern FDS Stk Index FD — Buy (add'l)

NOSIX: MFB Northern FDS Stk Index FD — Buy (add'l)

NOSIX: MFB Northern FDS Stk Index FD — Buy (add'l)

NSIDX: MFB Northern FDS Small Cap Index FD — Int/Div — Buy

NSIDX: MFB Northern FDS Small Cap Index FD — Buy (add'l)

NSIDX: MFB Northern FDS Small Cap Index FD — Buy (add'l)

NSIDX: MFB Northern FDS Small Cap Index FD — Buy (add'l)

TDTT: MFC Flexshares Tr Iboxx 3 yr Target Duration Tips Index Fd — Interest — Buy

TDTT: MFC Flexshares Tr Iboxx 3 yr Target Duration Tips Index Fd — Buy (add'l)

TDTT: MFC Flexshares Tr Iboxx 3 yr Target Duration Tips Index Fd — Buy (add'l)

Vanguard 500 Index Fund (FN 9) — Int/Div

NMMEX: MFB Northern FDS Multi. Manager Emerging Mkis FD — Int/Div

NOGXX - MFB Northern US Govt Money Market FDS (FN 10) — Interest

NOINX: MFB Northern Intl Equity Index FD — Int/Div

NOMXX: MFB Northern FDS Mun Money Mkt FD (FN 10) — Interest

NOSIX: MFB Northern FDS STK Index FD — Int/Div

TDT1: MFC Flexshares Tr Tr Iboxx 3 yr Target Duration Tips Index FD — Interest

Belmore-Merrick NY Cent High Sch Dist 294 07-15-2024 BFO — Interest — Buy

Connecticut St 5% 1015-2020 BEO — Interest

District Columbia Income Tax Rev 5% 12-01-2019 BEO — Interest

Florida St Brd Ed Lottery Rev 5.25% 07-01-2026 BEO — Interest

Florida St Brd Ed Pub Ed 4% 06-01-2023 BFO — Interest

Kansas St Dev Auth Rev 5% 02-01-2021 BFO — Interest

Marvland St 5% 08-01-2020 BEO — Interest

Massachusetts St §% 07-01-2023 BEO — Interest — Buy

Metro Wastewtr Reclamation Dist Colo Swrrev 5% (8-01-2020 BEO — Interest

Metropohitn Council Min Minneapohs StPaul Met Area 5% 03-01-2022 BEO — Interest

Minnesota St 5% 10-01-2020 BEO — Interest

Missour St Envirommntal Impt & Energy Unrefunded 5.026 Due 01-01-2020 — Interest

NY NY City Transtnl Fin Auth Rev 5% £.1.2028 BEO Prerefunded 5-1-2018 — Interest — Sold

NY NY City Transtnl Fin Auth Rev 5% Due 5-01-2028 BEO — Interest

New York St Dorm Auth St Pers Income Tax Rev 5% 12-15-2020 BEO — Interest

NOGXX - MFB Northern US Govt Money Market FDS (FN 10) — Interest

Pennsylvania St 5% 05-01-2020 BEO — Interest

Phoenix Ariz 4% Due 07-01-2024 BEO — Interest

San Francisco Ca City & Cnty Pub Utls Commn Wir Rev 5% Due 11-01-2027 — Interest — Buy

San Francisco Ca City & Cnty Pub Utls Commn Wir Rev 5% Due 11-01-2027 — Buy

Texas Transn Commn St Hwy FD Rev 3% Due 10-01-2021 BEO — None — Buy

Triborough Brdg & Tunl Auth NY Revs £04 11.15.2021 BEO — Interest

Tucson Ariz 3% 07-01-2021 BEO — Interest

Washington St 5% Due 07-01-2024 BEO — Interest — Buy

Washington St 5% Due 08-01-2021 BEO — Interest — Buy

Baltimore Cnty MD 4% Due 08-01-2020 BFO — Interest — Sold

California St Dept Wir Res Pwr Supply Rev £.0% Due 05-01-2022 BEO — Interest — Sold

NOMXX: MFB Northern FDS Mun Money Mkt FD (FN 10) — Interest

North Kansas City MO Sch Dist No 74 5% Due 03-01-2019 BEO — Interest — Sold

TRUST I0(FN 11)

GUNR: MFC Flexshares TR Momingstar Global Upstream Nat Res Index FD — Int/Div — Buy

GUNR: MFC Flexshares TR Momingstar Global Upstream Nat Res Index FD — Buy (add'l)

GUNR: MFC Flexshares TR Momingstar Global Upstream Nat Res Index FD — Buy (add'l)

R*3] — Buy (add'l)

R*3] — Buy (add'l)

R*3] — Sold (part)

NFRA: MFC Flexshares Tr Stoxx Global Broad Infrastructure Index FD — Int/Div — Buy

NFRA: MFC Flexshares Tr Stoxx Global Broad Infrastructure Index FD — Sold (part)

NFRA: MFC Flexshares Tr Stoxx Global Broad Infrastructure Index FD — Sold (part)

NGREX: MFB Northern FDS Global Real Estate Index FD — Int/Div — Sold (part)

NGREX: MFB Northern FDS Global Real Estate Index FD — Sold (part)

NHFIX: MFB Northn Hi Yield Fxd Inc FD — Interest — Buy

NHFIX: MFB Northn Hi Yield Fxd Inc FD — Buy (add'l)

NHFIX: MFB Northn Hi Yield Fxd Inc FD — Buy (add'l)

NHFIX: MFB Northn Hi Yield Fxd Inc FD — Sold (part)

NHFIX: MFB Northn Hi Yield Fxd Inc FD — Sold

NMHYX: MFB Northern Funds Mult: Manager High Yield Opportunity Fund — Int/Div — Buy

NOEMX - MFB Northern FDS Emerging Mkts Equity Index FD — None — Buy

NOEMX - MFB Northern FDS Emerging Mkts Equity Index FD — Buy (add'l)

NOEMX - MFB Northern FDS Emerging Mkts Equity Index FD — Sold (part)

NOEMX - MFB Northern FDS Emerging Mkts Equity Index FD — Sold (part)

NOEMX - MFB Northern FDS Emerging Mkts Equity Index FD — Sold

NOGXX - MFB Northern US Govt Money Market FDS (FN 10) — Interest

NOINX: MFB Northern Intl Equity Index FD — Int/Div — Buy

NOINX: MFB Northern Intl Equity Index FD — Buy (add'l)

NOINX: MFB Northern Intl Equity Index FD — Sold (part)

NOINX: MFB Northern Intl Equity Index FD — Sold (part)

NOINX: MFB Northern Intl Equity Index FD — Sold (part)

NOMIX: MFB Northn Mid Cap Index FD — Int/Div — Buy

NOMIX: MFB Northn Mid Cap Index FD — Buy (add'l)

NOMIX: MFB Northn Mid Cap Index FD — Sold (part)

NOMIX: MFB Northn Mid Cap Index FD — Sold (part)

NOMIX: MFB Northn Mid Cap Index FD — Sold (part)

NOMIX: MFB Northn Mid Cap Index FD — Sold (part)

NOMXX: MFB Northern FDS Mun Money Mkt FD (FN 10) — Interest

NOSIX: MFB Northern FDS STK Index FD — Int/Div — Buy

NOSIX: MFB Northern FDS STK Index FD — Buy (add'l)

NOSIX: MFB Northern FDS STK Index FD — Buy (add'l)

NOSIX: MFB Northern FDS STK Index FD — Sold (part)

NOSIX: MFB Northern FDS STK Index FD — Sold (part)

NOSIX: MFB Northern FDS STK Index FD — Sold (part)

NOSIX: MFB Northern FDS STK Index FD — Sold (part)

NSIDX: MFB Northern FDS Small Cap Index FD — Int/Div — Buy

NSIDX: MFB Northern FDS Small Cap Index FD — Buy (add'l)

NSIDX: MFB Northern FDS Small Cap Index FD — Sold (part)

assy — Sold (part)

assy — Sold (part)

PCRIX: MFO PIMCO Fds Pac Invt Mgmt Ser Commodity RealReturn Stratgy — None — Sold

VWO: MFC Vanguard FTSE Emerging Mkts ETF — Int/Div — Buy

Associate Member, VICTORY (Houston Amencan Cancer Society)

Co-Trustee, Trust

Co-Trustee (Section Note 1-- see Section VII, Trust 2

Co-Trustee (Section Note 1-- see Section VI, Trust 3

Co-Trustee, Trust 4

Co-Trustee, Trust §

Task Force Chair, American Bar Association Section of Litigation

Gift — (Section V Note ) — See Section VII — $99.00

Reimbursement — American Bar Association, } Section of Litigation ("SOL") — 010701092016 — Naples, FL — Winter Leadership Meeting — transportation, lodgmg, meals

Reimbursement — American Conterence Institute — 01/14-01/15°2016 — Sun Jose, CA — Residential Mortgage Conference — trunsportation, lodgmg, meals

Reimbursement — Law Clerk Steering Meeting — TR TE a Teal A "RT a TE oT,

Reimbursement — American Bar Association, SOL — 03/03-03052016 — Tucson, AZ — Insurance Coverage Litigation Seminar — transportation, lodging, meals

Reimbursement — American Bar Association, SOL — O44 13-04/152016 — Chicago, IL — Section Ammual Conference — trunsportation, lodgmg, meals

Reimbursement — Federal Judicial Center — 05/16-052012016 — Berkeley, CA — Special Focus Workshop — transportation, lodging, meuls

Reimbursement — Institute — Contractual Litigation Conference — a ot ml ed Ada

Reimbursement — American Bar Association, SOL — 06/16-06'182016 — Vancouver, BC — Spring Leadership Meeting — trunsportabon, lodging, meals

Reimbursement — American Conference Institute — 09/26-09/272016 — San Francisco, CA — Wage & Hour Claims & Class Actions Conference — transportation, lodging, meals

AR

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a) repos)

Section | Notes:

(1) Neither I nor [IE has a beneficial interest in Trust 2 or Trust 3. Nor did we create either trust.

Section V Notes:

(1) A few times each year, friends invite | me to sit with them at tables they have purchased at charity events, We occasionally invite friends to do

the same, i.e., Join us at tables we have purchased for charity events. Since my confirmation, each time a friend has invited us to sit at his/her table, FIR

has made a contribution to the organization hosting the event equal to or greater than the fair market value of two tickets to the event. Each time, the invitation has

come from a close friend whose friendship long predated my nomination. A few of those friends are lawyers and could someday repeesent clients in my court. To

my knowledge, none of those friends was a party or represented clients in my court at the time of either their invitation to attend the event or the event at which we

sat at their table,

Section VII Notes:

(1) Every year in late March and late December, the income from the Dreyfus Appreciation Fund in Trust 1 is automatically swept into and invested in the

Dreyfus Appreciation Fund held in my personal account.

(2) A loan was made on the date listed in column D(2).

(3) TPG Partners V, L.P. is a private equity fund that makes periodic capital calls. There were no capital calls this year.

(4) Although J the employ of his employer in 2006, he continues to participate in the employer's Retirement Plans A and B, These are individual

account defined contribution plans qualified under 1L.R.C. Section 401(a). The contributions by the firm were fixed during [0 employment by the

firm. Retirement Plan A has a salary reduction LR.C. Section 401(k) feature. The investment manager of the Plan from Jan. | to Dec. 31, 2015, was Advised

Assets Group, LLC with Empower Retirement as the recordkeeper. At the end of Dec. 31, 2015, the recordkeeper became Vanguard Professional Investment

Management Services, which provided professional management services, MII has no investment discretion with respect to the investments of this

defined contribution plan, except for the after-tax contribution component as to which he has the limited discretion to choose any of a number of funds that are

available. These funds are managed by outside investment advisors. 1 cannot determine how much of the change in total market value since last year was due to

interest and/or dividends, or the amount of capital gains on sale of shares in the fund. Both the previous and the current recordkeepers informed [0 that

they cannot provide this information or the income for the year,

(5) Vista Equity Partners’ VFF 11 FAF, LP, is & private equity fund. In response to periodic capital calls, we invested an amount within category J on 3/23/16,

4/13/16, and 7/5/16; and category K on 7/15/16.

(6) Wegoma Berkshire VIL L.P. is a private equity fund. There were no capital calls this year. | have not yet received this year's K-1, so | listed in columns B(1)

and C(1) the same codes | reported Fast year, since | have no basis for reporting different results,

(7) All the assets in Trust 4 except BBVA Compass Bank are investments funded by the cash value of the Pacific Life Insurance Co. life insurance policy (listed

on line 199). Assets in lines 200-213 are part of that life insurance policy. Pacific Life informed J that it cannot provide the income for any year.

Company representatives explained that because | hold an interest in funds in which the cash value of an insurance policy has been invested, and not an individual

taxable investment, there are no individual dividends or realized gains to report; all that is reported are gains or losses to the policy cash value. In addition,

according to the company, under applicable government regulations an insurance policy is considered an asset, not an investment,

(8) 1 have been unable to obtain information on the date that cash m my Pacific Life policy was invested in QS Investors Int'l Small Cap Fund. The periodic

statements | receive reflect this fund for the first time in May 2016. | could not find the value of the original purchase.

(9) On 3/3/16, ownership of this asset (Vanguard 500 Index Fund), which at the time had a value of K, was transferred from Trust 6 to Trust 8,

(10) As u result of legislation that changed the valuation method and uccessibility of cash held in non-government money market funds, on September 27, 2016

our investment adviser exited NOMXX and NORXX in favor of NOGXX. There were no purchases or sales, just swaps from one cash vehicle to another with no

effect on asset value,

(11) Assets in Trust 9 (listed on lines 302-336) and Trust 10 (listed on lines 338-386) were inadvertently omitted from prior reports.

(12) NOEMX was sold in full on 12/31/15 but was inadvertently listed on the 2015 report as a partial sule. NMMEX was purchased on 12/31/15 for a value of L

but was inadvertently omitted from Just year's report.