Kim McLane Wardlaw

2011Annual

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Pull out the substance of this filing.

Parts of this filing are redacted in the source. Gaps below are the filing's, not ours.

What was filed

  • 770

    investments

  • 1

    positions

  • 0

    gifts

  • 0

    agreements

  • 0

    debts

  • 1

    reimbursements

  • 0

    income

  • 0

    spouse income

Named parties

  • Unilever
  • Part VII
  • Rvid Alberto Culver
  • Stanford Law School

As filed

Pension Acct. (IRA)

AMERICAN FUNDS CAPITAL CORE BOND FUND (CCBPX) — Int/Div

AMERICAN FUNDS CAPITAL WORLD GROWTH & INCOME FD CL F2 (WGIFX — Int/Div

AMERICAN FUNDS NEW PERSPECTIVE FUND CLF2 (ANWFX) — Int/Div

AMERICAN FUNDS NEW PERSPECTIVE FUND CLF2 (ANWFX) — Sold (part)

AMERICAN FUNDS NEW PERSPECTIVE FUND CLF2 (ANWFX) — Sold (part)

SSGA US GOV MONEY MARKET FUND (SSGXX)

TRUST #2

Citibank Money Market Act — Interest

Abbott Labs Com Stock — Int/Div

American Express Com Stock — Int/Div — Buy

Amgen Inc. Com Stock — None — Sold

Anadarko Petroleum Com Stock — None — Sold

Apache Corp Com Stock — Int/Div — Buy

Apple Corp Com Stock — None — Buy

Bershire Hathaway — None

Best Buy — Int/Div — Sold

BHP Billiton Com Stock — None — Sold (part)

Blackrock Inc Com Stock — Int/Div

Broadcom Corp Com Stock — Int/Div

Cemer Corp Com Stock — None — Sold (part)

Chevron Corp Com Stock — Int/Div

Cisco Systems Com Stock — Int/Div

Colgate-Palmolive Com Stock — Int/Div — Sold (part)

Conocophillips Com Stock — Int/Div — Sold (part)

Corning Inc Com Stock — Int/Div — Sold

Costco Corp — Int/Div — Sold

CVS Caremark Com Stock — None — Sold

Danaher Corp Com Stock — Int/Div — Sold (part)

The Walt Disney Co. Com Stock — Int/Div

DuPont Co Com Stock — Int/Div — Buy

EMC Corp Com Stock — None — Buy

GE Com Stock — Int/Div

Goldman Sachs Group Com Stock — Int/Div — Sold

Google Inc Com Stock — None — Buy

Home Depot Inc Com Stock — Int/Div

IBM Com Stock — Int/Div — Sold (part)

Intel Corp Com Stock — Int/Div

Johnson & Johnson Com Stock — None — Sold

JP Morgan Chase Com Stock — Int/Div

Lockheed Martin Com Stock — Int/Div — Sold

Merck & Co Com Stock — Int/Div — Buy

Microsoft Corp. Com Stock — Int/Div — Sold

Nextera Energy — Int/Div

Nike Inc Com Stock — Int/Div — Buy

Nike Inc Com Stock — Sold (part)

Oracle Corp — Int/Div — Sold (part)

Pepsico Inc Com Stock — Int/Div

Pepsico Inc Com Stock — Buy

Proctor & Gamble Com Stock — Int/Div

Qualcomm Inc. Com Stock — Int/Div — Sold (part)

Roche Hidg Ltd — None

SEI Investments — Int/Div

Schlumberger Ltd — Int/Div — Sold (part)

Sempra Energy Com Stock — Int/Div

Target Corp Com Stock — Int/Div — Buy

Teva Pharm ADR Com Stock — None

Transocean Inc Com Stock — Int/Div — Buy

US Bancorp Com Stock — Int/Div — Sold

Union Pacific Corp Com Stock — Int/Div — Buy

Verizon Com Stock — Int/Div

Zimmer Holdings Com Stock — None

Shares MSC Brazil Index — Int/Div — Buy

1Shares MSC Index Fund — Int/Div

1Shares Small Cap Index Fund — Int/Div — Sold (part)

Vanguard Emerging Market Fund — Int/Div

CAPITAL TRUST ACCOUNT

IM COMPANY — Int/Div — Sold (part)

ACCENTURE PLC USS (ACN) — Int/Div — Buy

ACELTD(ACE) — Int/Div — Buy

AFLAC INC (AFL) — Int/Div — Buy

AFLAC INC (AFL) — Buy

AFLAC INC (AFL) — Buy

AGILENT TECHNOLOGIES INC (A) — None

AIR PRODUCTS & CHEMICALS INC (APD) — Int/Div

ALBERTO CULVER CO — Int/Div — with line 535) — Unilever

ALLEGENY TECHNOLOGIES INC (ATH — Int/Div — Buy

ALLEGENY TECHNOLOGIES INC (ATH — Buy

ALLEGENY TECHNOLOGIES INC (ATH

ALLEGENY TECHNOLOGIES INC (ATH

ALLERGAN INC (AGN) — Int/Div

ALLSTATE CORP (THE) (ALL) — Int/Div — Sold (part)

ALLSTATE CORP (THE)(ALL) — Sold (part)

AMERICAN TOWER CORP CL A — Int/Div

AMERICAN WATER WORKS — Int/Div — Sold (part)

AMERICAN WATER WORKS — Sold (part)

AMERICAN WATER WORKS — Sold (part)

AMERICAN WATER WORKS — Sold (part)

AMERICAN WATER WORKS — Sold (part)

AMERICAN WATER WORKS — Sold (part)

AMERICAN WATER WORKS — Sold (part)

AMERICAN WATER WORKS — Sold (part)

AMERICAN WATER WORKS — Sold (part)

AMERICAN WATER WORKS — Sold (part)

AMERICAN WATER WORKS — Sold (part)

AMERICAN WATER WORKS — Sold (part)

AMERICAN WATER WORKS — Sold (part)

AMERICAN WATER WORKS — Sold (part)

AMERICAN WATER WORKS — Sold (part)

AMERICAN WATER WORKS — Sold (part)

AMERICAN WATER WORKS — Sold (part)

AMERICAN WATER WORKS — Sold (part)

AMERICAN WATER WORKS — Sold

AON CORP (AON) — Int/Div

APPLE INC (AAPL) — None

AT&T INC — Int/Div

AVON PRODUCTS INC — Int/Div — Buy

AVON PRODUCTS INC — Buy

AVON PRODUCTS INC — Buy

AVON PRODUCTS INC — Buy

AVON PRODUCTS INC — Buy

AVON PRODUCTS INC — Buy

AVON PRODUCTS INC — Buy

AVON PRODUCTS INC — Buy

AVON PRODUCTS INC — Buy

AVON PRODUCTS INC — Sold (part)

AVON PRODUCTS INC — Sold (part)

AVON PRODUCTS INC — Sold (part)

AVON PRODUCTS INC — Sold

BANK OF NEW YORK MELLON CORP — Int/Div — Sold

BARRICK GOLD CORP LSS — Int/Div

BAYER AG ADR — Int/Div — Buy

BAYER AG ADR — Sold

BB&T CORP (BBT) — Int/Div — Buy

BB&T CORP (BBT) — Buy

BB&T CORP (BBT) — Buy

BB&T CORP (BBT) — Buy

BB&T CORP (BBT) — Buy

BB&T CORP (BBT) — Buy

BB&T CORP (BBT) — Buy

BB&T CORP (BBT) — Buy

BB&T CORP (BBT) — Buy

BB&T CORP (BBT) — Buy

BB&T CORP (BBT) — Buy

BB&T CORP (BBT) — Buy

BB&T CORP (BBT) — Sold (part)

BEST BUY INC — Int/Div — Sold

BOEING CO — Int/Div

BRISTOL-MYERS SQUIBB CO — Int/Div — Buy

BRISTOL-MYERS SQUIBB CO — Sold (part)

BRISTOL-MYERS SQUIBB CO — Sold (part)

BROADCOM CORP — Int/Div — BUY

BROADCOM CORP — BUY

BROADCOM CORP — BLY

BROADCOM CORP — BUY

BROCADE COMMUNICATIONS SYS INC — None

BURKE GA OGLETHORPE PWR E SF T0% 01/0123 — Interest

CA ED FAC UNIV OF SAN FRANCISCO 5.0% 10/01/21 — Interest — Buy

CA PUB WKS REGENTS UNIV CA CI £0, 03/01/19 — Interest

CA ST DWR PWRSUPPLY REV 5.0% 05/01/21 — Interest

CAST GO 6.25% 09/01/12 — Interest

CAST GO NATL 5.0% 06/01/15 — Interest

CA ST JOSEPHS HLTH CA-F AGM 5.25% 01116 — Interest

CA ST RANS 11A2 2.0% 06/26/12 — None — Buy

CA ST UNIV SYSTEMWIDE REV SER A AMBAC 5.0% 11/01/17 — Interest

CA STWD JOHN MUIR HLTH W/I 5% O8/152021 — Interest

CA STWD ST JOSEPHS HLTH FSA 4.5% 0701110 — Interest

CALIFORNIA ST ECON REC (9A 5% 07/01/19 — Interest — Buy

CALIFORNIA ST G/O BDS SER 5% 11/012013 — Interest

CAMECO CORP USS — Int/Div — BUY

CAMECO CORP USS — BUY

CAMECO CORP USS — BLY

CAMECO CORP USS — Sold (part)

CAMECO CORP USS — Sold (part)

CAMECO CORP USS — Sold

CANON INC ADR (CA) — None

CANADIAN NATURAL RESOURCES LTD LSS — Int/Div — Sold (part)

CANADIAN NATURAL RESOURCES LTD USS — Sold (part)

CANADIAN NATURAL RESOURCES LTD USS — Sold (part)

CANADIAN NATURAL RESOURCES LTD USS — Sold (part)

CANADIAN NATURAL RESOURCES LTD USS — Sold (part)

CANADIAN NATURAL RESOURCES LTD USS — Sold (part)

CANADIAN NATURAL RESOURCES LTD USS — Sold (part)

CANADIAN NATURAL RESOURCES LTD USS — Sold

CANON INC — Int/Div

CARNIVAL CORP COMMON PAIRED STOCK (CCL) — Int/Div — Buy

CARNIVAL CORP COMMON PAIRED STOCK (CCL) — Buy

CARNIVAL CORP COMMON PAIRED STOCK (CCL) — Buy

CATERPILLAR INC (CAT) — Int/Div — Buy

CATERPILLAR INC (CAT) — Buy

CATERPILLAR INC(CAT) — Buy

CATERPILLAR INC (CAT) — Buy

CATERPILLAR INC (CAT) — Buy

CELGENE CORP — None — Sold (part)

CELGENE CORP — Sold (part)

CELGENE CORP — Sold (part)

CELGENE CORP — Sold (part)

CELGENE CORP — Sold

CENOVLUS ENERGY INCI(CVE) — Int/Div — Buy

CENOVLS ENERGY INC (CVE) — Buy

CENOVLS ENERGY INC (CVE) — Buy

CENOVLS ENERGY INC (CVE) — Buy

CENOVLUS ENERGY INCI(CVE) — Buy

CENOVLS ENERGY INC (CVE) — Buy

CENOVLS ENERGY INC (CVE) — Buy

CENOVLS ENERGY INC (CVE) — Buy

CENTRAL VLY COGEN CARSON-ICE 3.589% 07012014 — Interest

CERNER CORP (CERN) — None — Sold (part)

CERNER CORP (CERN) — Buy

CERNER CORP (CERN) — Sold (part)

CERNER CORP (CERN) — Sold (part)

CERNER CORP (CERN) — Sold (part)

CERNER CORP (CERN) — Sold (part)

CERNER CORP (CERN) — Sold (part)

CHEVRON CORP (CVX) — Int/Div — Buy

CISCO SYSTEMS INC — Int/Div — Sold (part)

CISCOSYSTEMS INC — Sold (part)

CISCO SYSTEMS INC — Sold

CITIZENS PPTY INS CORP FL Al 6.0% 06/01/16, — Interest

CLEARWATER FL WTR/SWR B 5.0% 12/01/18 — Interest

COACH INC (COH) — Int/Div

COLGATE-PALMOLIVE CO (CL) — Int/Div — Buy

COLGATE-PALMOLIVE CO (CL) — Buy

COLGATE-PALMOLIVE CO (CL) — Sold (part)

COLGATE-PALMOLIVE CO (CL) — Sold (part)

COMCASTCORPCL A — Int/Div — Buy

CONTRA COSTA CA WTR SER A 3.5% 10001/13 — Interest

COSTCO WHOLESALE CORP — Int/Div

DANAHER CORP — Int/Div — Buy

DAVITA INC — None

DISCOVERY COMMUNICATIONS INC CL A(DISCA) — None

DREAMWORKS ANIMATION SKG INC — None — Buy

DREAMWORKS ANIMATION SKG INC — Buy

DREAMWORKS ANIMATION SKG INC — Buy

DREAMWORKS ANIMATION SKG INC — Buy

DREAMWORKS ANIMATION SKG INC — Buy

DREAMWORKS ANIMATION SKG INC — Sold (part)

DREAMWORKS ANIMATION SKG INC — Sold (part)

DREAMWORKS ANIMATION SKG INC — Sold (part)

DREAMWORKS ANIMATION SKG INC — Sold (part)

DREAMWORKS ANIMATION SKG INC — Sold (part)

DREAMWORKS ANIMATION SKG INC — Sold (part)

DREAMWORKS ANIMATION SKG INC — Sold (part)

DREAMWORKS ANIMATION SKG INC — Sold (part)

DREAMWORKS ANIMATION SKG INC — put)

DREAMWORKS ANIMATION SKG INC — Sold (part)

DREAMWORKS ANIMATION SKG INC — Sold (part)

DREAMWORKS ANIMATION SKG INC — Sold (part)

DREAMWORKS ANIMATION SKG INC — Sold (part)

DREAMWORKS ANIMATION SKG INC — Sold (part)

DREAMWORKS ANIMATION SKG INC — Sold (part)

DREAMWORKS ANIMATION SKG INC — Sold (part)

DRIL-QUIP INC (DRQ) — None — Buy

DRIL-QUIP INC (DRO) — Buy

DRIL-QUIP INC (DRQ) — Buy

DRIL-QUIP INC (DRQ) — Buy

DRIL-QUIP INC (DRQ) — Buy

DRIL-QUIP INC (DRQ) — Buy

EAST BAY CA SER Al SF VAR 06/01/2025 — None — Buy

EBAY INC — None

ECOLAB INC — Int/Div

EDISON INTERNATIONAL — Int/Div

EMERSON ELECTRIC CO — Int/Div

ENCANA CORP COM USS (ECA) — Int/Div — Buy

ENCANA CORP COM USS (ECA) — Buy

ENCANA CORP COM USS (ECA) — Buy

ENCANA CORP COM USS (ECA) — Buy

ENCANA CORP COM USS (ECA) — Buy

ENCANA CORP COM USS (ECA) — Buy

ENCANA CORP COM USS (ECA) — Buy

ENCANA CORP COM USS (ECA) — Buy

ENCANA CORP COM USS (ECA) — Sold (part)

ENCANA CORP COM USS (ECA) — Sold (part)

ENCANA CORP COM USS (ECA) — Sold (part)

ENERGIZER HOLDINGS INC — None — Sold (part)

ENERGIZER HOLDINGS INC — Sold

FOG RESOURCES INC — Int/Div

AMERICAN FUNDS EUROPACIFIC GROWTH FUND CL F2 (AEPFX) — Int/Div

EXPRESS SCRIPTS INC (ESRX) — None — Buy

EXPRESS SCRIPTS INC (ESRX) — Buy

EXPRESS SCRIPTS INC (ESRX) — Buy

EXPRESS SCRIPTS INC (ESRX) — Buy

EXPRESS SCRIPTS INC (ESRX) — Buy

EXPRESS SCRIPTS INC (ESRX) — Buy

EXPRESS SCRIPTS INC (ESRX) — Buy

EXPRESS SCRIPTS INC (ESRX) — Buy

EXXON MOBIL CORP — Int/Div

FEDEX CORP — Int/Div — Sold (part)

FEDEX CORP — Sold (part)

FEDEX CORP — Sold (part)

FIRST SOLAR INC (FSLR) — None — Buy

FIRST SOLAR INC (FSLR) — Buy

FIRST SOLAR INC (FSLR) — Buy

FIRST SOLAR INC (FSLR) — Buy

FIRST SOLAR INC (FSLR) — Sold (part)

FIRST SOLAR INC (FSLR) — Sold (part)

FL WTR PCR SER A SF 4.75% 01/15/25 — Interest

FLUOR CORP (NEW) (FLR) — Int/Div

GENERAL ELECTRIC CO — Int/Div — Buy

GENERAL ELECTRIC CO — Buy

GENERAL ELECTRIC CO — Sold

GENERAL MILLS INC (GIS) — Int/Div — Sold (part)

GENERAL MILLS INC (GIS) — Sold (part)

GENERAL MILLS INC (GIS) — Sold (part)

GENERAL MILLS INC (GIS) — Sold (part)

GENERAL MILLS INC (GIS) — Sold (part)

GENPACTLTD — None

GOLDEN ST TOBACCO ST APPROP AMBAC 5.0% 06-01-14 — Interest

GOLDEN ST TOBACCO CA 2003A SF PREREF 6.7% 06/01/39 — Interest

GOLDMAN SACHS GROUP INC (GS) — Int/Div — Buy

GOLDMAN SACHS GROUP INC (GS) — Buy

GOOGLE INC CL A (GOOG) — None

GUAM BUS PRIVILEGE TAX 11A 5.0% 01/01/18 — None — Buy

HALLIBURTON CO (HAL) — Int/Div — Buy

HALLIBURTON CO (HAL) — Buy

HARRIS CO TX CHRISTUS HLTH A4 FSA ARC SF VAR 07/01/31 — Interest

HEWLETT-PACKARD CO — Int/Div — Sold

HOME DEPOT INC (HD) — Int/Div — Buy

HUMAN GENOME SCIENCES INC — None — Buy

HUMAN GENOME SCIENCES INC — Buy

HUMAN GENOME SCIENCES INC — Buy

HUMAN GENOME SCIENCES INC — Buy

HUMAN GENOME SCIENCES INC — Sold

ILLINOIS TOOL WORKS INC — Int/Div — Sold (part)

ILLINOIS TOOL WORKS INC — Sold (part)

ILLINOIS TOOL WORKS INC — Sold (part)

ILLINOIS TOOL WORKS INC — Sold (part)

IMPERIAL OILLTD USS — Int/Div

IND LOCAL PUB IMPNATL-RE PREREF £59, 07/012014 — Interest

INTERNATIONAL BUSINESS MACHINES CORP (IBM) — Int/Div

IRON MOUNTAIN INC (IRM) — Int/Div — Buy

IRON MOUNTAIN INC (IRM) — Sold (part)

IRON MOUNTAIN INC (IRM) — Sold (part)

IRON MOUNTAIN INC (IRM) — Sold (part)

IRON MOUNTAIN INC (IRM) — Sold (part)

IRON MOUNTAIN INC (IRM) — Sold (part)

IRON MOUNTAIN INC (IRM) — Sold (part)

IRON MOUNTAIN INC (IRM) — Sold (part)

ISRAEL CHEMICALS LTD ADR UNSPON — Int/Div — Sold

JACK HENRY & ASSOC INC JKHY) — Int/Div — Buy

JACK HENRY & ASSOC INC JKHY) — Buy

JACK HENRY & ASSOC INC JKHY) — Buy

JACK HENRY & ASSOC INC UJKHY) — Buy

JACK HENRY & ASSOC INC (JKHY) — Buy

JACK HENRY & ASSOC INC UJKHY) — Buy

JACK HENRY & ASSOC INC JKHY) — Buy

JACK HENRY & ASSOC INC UJKHY) — Buy

JACK HENRY & ASSOC INC (JKHY) — Buy

JACK HENRY & ASSOC INC UJKHY) — Buy

JACK HENRY & ASSOC INC JKHY) — Buy

JACK HENRY & ASSOC INC UJKHY) — Buy

JACK HENRY & ASSOC INC JKHY) — Buy

JACK HENRY & ASSOC INC JKHY) — Buy

JACK HENRY & ASSOC INC UJKHY) — Buy

JACOBS ENGR GROUP — None — Sold (part)

JACOBS ENGR GROUP — Sold (part)

JACOBS ENGR GROUP — Sold

JPMORGAN CHASE & CO — Int/Div

JUNIPER NETWORKS INC — None — Sold

KLA-TENCOR CORP — Int/Div — Buy

KLA-TENCOR CORP — Buy

KRAFT FOODS INCCLA — Int/Div — Buy

KRAFT FOODS INCCLA — Sold (part)

KRAFT FOODS INCCLA — Sold

LA CA AIR LAX CA SR 10A 5.0% 05/18/22 — None — Sold

LA CA DWAP FSA 5.25% 0701-20 — Interest — Sold

LA CA HARBOR SER C 5.0 08/0126 — Interest

LA CITY CA WSTWTR NATL 5.0% 06/0127 — Interest

LA COCA MTA SALES TAX REV D 0% 0701/16 — Interest

LOOPNET INC — None

LOS ANGELES CNTY CA PUB WKS FING AUTH AMBAC 5% 06/01,2021 — Interest — Sold

LOUISIANA ST LEASE REV 5.0% 03/01/16, — Interest

LOWES COMPANIES INC — Int/Div — Sold (part)

LOWES COMPANIES INC — Sold

MARATHON OIL CORP COM — Int/Div — Sold (part)

MARATHON OIL CORP COM — Sold

MARSH & MCLENNAN COS INC (MMC) — Int/Div — Buy

MARSH & MCLENNAN COS INC (MMC) — Buy

MARSH & MCLENNAN COS INC (MMC) — Buy

MARSH & MCLENNAN COS INC (MMC) — Buy

MARSH & MCLENNAN COS INC (MMC) — Buy

MAXIM INTEGRATED PRODS INC — Int/Div

MCDONALDS CORP — Int/Div — Sold

MEDTRONIC INC — Int/Div — Sold (part)

MEDTRONIC INC — Sold

MERCK & CO INC — Int/Div — Sold (part)

MERCK & CO INC — Sold

METROPOLITAN WTR DIST SO UTHN CALIF 3% 07/01/15 — None — Buy

METROPOLITAN WTR DIST SO CAL SER B3 VAR 07/01/2035 ) — None — Buy

MICROCHIP TECHNOLOGY INC (MCHM — Int/Div

MICROSOFT CORP (MSF) — Int/Div

MONSANTO CO (MON) — Int/Div — Buy

MONSANTO CO (MON) — Buy

NATIONAL GRID PLC «SP ADR (NGG) — Int/Div

NATIONAL INSTRUMENTS CORP (NATH — Int/Div — Buy (add'l) — Part VII

NC ST GO SER A 5.0% 03/01/14 — Interest

NESTLE NAM SPON ADR INSRGY) — Int/Div

AMERICAN FUNDS NEW WORLD FUND CL F2 INFFFX) — Int/Div

NEW YORK TIMES COCL A — None — Sold (part)

NEW YORK TIMES COCL A — Sold (part)

NEW YORK TIMES COCL A — Sold (part)

NEW YORK TIMES COCL A — Sold

NIELSEN HOLDINGS NV USS (NLSN) — None — Buy

NIELSEN HOLDINGS NV USS (NLSN) — Buy

NIELSEN HOLDINGS NV USS (NLSN) — Buy

NIELSEN HOLDINGS NV USS (NLSN) — Buy

NIELSEN HOLDINGS NV USS (NLSN) — Buy

NIELSEN HOLDINGS NV USS (NLSN) — Buy

NIELSEN HOLDINGS NV USS (NLSN) — Buy

NIELSEN HOLDINGS NV USS (NLSN) — Buy

NIELSEN HOLDINGS NV USS (NLSN) — Buy

NIELSEN HOLDINGS NV USS (NLSN) — Buy

NIELSEN HOLDINGS NV USS (NLSN) — Buy

NIELSEN HOLDINGS NV USS (NLSN) — Buy

NIELSEN HOLDINGS NV USS INLSN) — Buy

NIELSEN HOLDINGS NV USS (NLSN) — Buy

NIKEINCCOCLB — Int/Div

NINTENDO COLTD ADR UNSPON — Int/Div — Sold (part)

NINTENDO CO LTD ADR UNSPON — Sold (part)

NINTENDO CO LTD ADR UNSPON — Sold

NOBLE ENERGY INC — Int/Div

NORDSTROM INC — Int/Div

NORFOLK SOUTHERN CORP (NSC) — Int/Div

NOVO NORDISK A/'SCL B ADR (NV) — Int/Div

NUCOR CORP (NUE) — Int/Div — Sold (part)

OMNICOM GROUP INC — Int/Div

OR ST DEPT OF ADMIN COPS 5.0% 05/01/18 — Interest

ORACLE CORP (ORCL) — Int/Div

PAYCHEX INC — Int/Div — Sold (part)

PAYCHEX INC — Sold (part)

PAYCHEX INC — Sold (part)

PAYCHEX INC — Sold

PEPSICO INC (PEP) — Int/Div — Sold (part)

PEPSICO INC (PEP) — Sold (part)

PEPSICO INC (PEP) — Sold (part)

PFIZER INC (PFE) — Int/Div — Buy

PG&E CORP (PCG) — Int/Div — Buy

PG&E CORP (PCG) — Buy

PHARMASSET INC (VRLS) — None — Buy

PHARMASSET INC (VRUS) — Buy

PHARMASSET INC (VRUS) — Buy

PHILIP MORRIS INTERNATIONAL INC (PAY — Int/Div

PHOENIX AZ CIVIC IMPROV WTR A L0% 07/0123 — Interest — Sold

POLYCOM INC — None — Buy (add'l) — Part VII

POTASH CORP OF SASKATCHEWAN IN USS — Int/Div — Sold

PROCTER & GAMBLE CO — Int/Div — Sold (part)

PROCTER & GAMBLE CO — Sold (part)

PROCTER & GAMBLE CO — Sold (part)

PROCTER & GAMBLE CO — Sold (part)

PROCTER & GAMBLE CO — Sold

PROGRESSIVE CORP OHIO (PGR) — Int/Div — Sold (part)

PROGRESSIVE CORP OHIO (PGR) — Sold (part)

PULTE GROUP INC (PHM) — None — Buy

QUALCOMM INC (QCOM) — Int/Div — Sold (part)

QUALCOMM INC (QCOM) — Sold (part)

REPUBLIC SERVICES INC (RSG) — Int/Div — Buy

REPUBLIC SERVICES INC (RSG)H — Buy

REPUBLIC SERVICES INC (RSGH — Buy

REPUBLIC SERVICES INC (RSGH — Buy

REPUBLIC SERVICES INC (RSG) — Buy

REPUBLIC SERVICES INC (RSGH — Buy

REPUBLIC SERVICES INC (RSG) — Buy

REPUBLIC SERVICES INC (RSGH — Buy

RIO TINTO PLC ADR SPON — Int/Div

SAN DIEGO CA REGL AIRPORT A 5.0% 070118 — Interest — Buy

SANDIEGO CA SWR A 5.25% 08/15/25 — None — Sold

SAN DIEGO CO WTR 5.0% 07/01/16 — None — Buy

SAN DIEGO WTR NATL FGIC 5.25% 05/01/17 — None — Buy

SAN FRAN ARPT 2ND 06F NATL-FGIC 5.25% 05/0120 — Interest — Buy

SANTA MARGARITA TALEGA CFD 99-1 11A 5.0% 09/01/22 — None — Buy

SAP AG SPON ADR (SAP) — Int/Div

SCHLUMBERGER LTD (SLB) — Int/Div

SCHWAB CHARLES NEW (SCHW) — Int/Div — Buy

SCHWAB CHARLES NEW (SCHW) — Buy

SCHWAB CHARLES NEW (SCHW) — Buy

SCHWAB CHARLES NEW (SCHW) — Buy

SCHWAB CHARLES NEW (SCHW) — Buy

SCHWAB CHARLES NEW (SCHW) — Buy

SCHWAB CHARLES NEW (SCHW) — Sold (part)

SCHWAB CHARLES NEW (SCHW) — Sold (part)

SCHWAB CHARLES NEW (SCHW) — Sold (part)

SCPPA MAGNOLIA PWR 11-A 5.00% 0701/20 — None — Buy

SCRIPPS NETWORKS INTERACTIVE CL A (SND — Int/Div — Buy

SCRIPPS NETWORKS INTERACTIVE CL A (SND — Buy

SEATTLE GENETICS INC (SGEN) — None — Buy

SEATTLE GENETICS INC (SGEN) — Buy

SEATTLE GENETICS INC (SGEN) — Buy

SEATTLE GENETICS INC (SGEN) — Buy

SEATTLE GENETICS INC (SGEN) — Buy

SEATTLE GENETICS INC (SGEN) — Buy

SEATTLE GENETICS INC (SGEN) — Buy

SEATTLE GENETICS INC (SGEN) — Buy

SEATTLE GENETICS INC (SGEN) — Buy

SEATTLE GENETICS INC (SGEN) — Buy

SEATTLE GENETICS INC (SGEN) — Buy

SEATTLE GENETICS INC (SGEN) — Buy

SEATTLE GENETICS INC (SGEN) — Buy

SEATTLE GENETICS INC (SGEN) — Buy

SEATTLE GENETICS INC (SGEN) — Buy

SEATTLE GENETICS INC (SGEN) — Buy

SEATTLE GENETICS INC (SGEN) — Buy

SEATTLE GENETICS INC (SGEN) — Buy

SEATTLE GENETICS INC (SGEN) — Buy

SEATTLE GENETICS INC (SGEN) — Buy

SEATTLE GENETICS INC (SGEN) — Buy

SEATTLE GENETICS INC (SGEN) — Buy

SEATTLE GENETICS INC (SGEN) — Buy

SEATTLE GENETICS INC (SGEN) — Buy

SEATTLE GENETICS INC (SGEN) — Buy

SEATTLE GENETICS INC (SGEN) — Buy

SEATTLE GENETICS INC (SGEN) — Buy

SEATTLE GENETICS INC (SGEN) — Buy

SEATTLE GENETICS INC (SGEN) — Buy

SHIRE PLC ADR — Int/Div

SIGNET JEWELERS LTD (SIG) — Int/Div — Buy

SIGNET JEWELERS LTD (SIG) — Buy

SIGNET JEWELERS LTD (SIG) — Buy

SIGNET JEWELERS LTD (SIG) — Buy

SIGNET JEWELERS LTD (SIG) — Buy

SIGNET JEWELERS LTD (SIG) — Buy

SIGNET JEWELERS LTD (SIG) — Buy

SIGNET JEWELERS LTD (SIG) — Buy

SO CA PUB PWR AUTH SF 6.0% 07-01-27 — Interest

SPECTRA ENERGY CORP (SE) — Int/Div

SSGA MONEY MARKET FUND (SSGXX) — Int/Div

STANLEY BLACK & DECKER (SWK) — Int/Div — Buy

STANLEY BLACK & DECKER (SWK) — Buy

STRAYER ED INC — Int/Div — Buy

STRAYER ED INC — Buy

STRAYER ED INC — Sold (part)

STRAYER ED INC — Sold

SUNCOR ENERGY INC (SU) — Int/Div

TARGET CORP (TGT) — Int/Div — Sold (part)

TARGET CORP (TGT) — Sold (part)

TE CONNECTIVITY LTD USS (TEL) — Int/Div — Buy

THE WALT DISNEY CO — Int/Div

TIFFANY & CONEW — Int/Div

TIME WARNER CABLE INC — Int/Div

TITANIUM METALS CORPORATION — None — Sold (part)

TITANIUM METALS CORPORATION — Sold (part)

TITANIUM METALS CORPORATION — Sold

TUOLUMNE WIND REV CA TURLOCK IRR DT 5.25% 01/01/24 — Interest

TYCO ELECTRONICSLTD — Int/Div — Sold

UNILEVER — Int/Div — Rvid Alberto Culver

UNION PACIFIC CORP (UNP) — Int/Div — Sold (part)

UNION PACIFIC CORP (LNP) — Sold (part)

UNION PACIFIC CORP (UNP) — Sold (part)

UNITED HEALTH GROUP INC — Int/Div

UNITED PARCEL SERVICE INC CL B (UPS) — Int/Div

UNITED TECHNOLOGIES CORP (UTX) — Int/Div — Buy

UNITED TECHNOLOGIES CORP UTX) — Buy

UNITED TECHNOLOGIES CORP UTX) — Buy

UNITED TECHNOLOGIES CORP UTX) — Buy

URBAN OUTFITTERS INC — None

VERIZON COMMUNICATIONS — Int/Div

VISA INCCLA(W) — Int/Div — Sold (part)

VULCAN MATERIALS CO — Int/Div — Sold (part)

VULCAN MATERIALS CO — Sold (part)

VULCAN MATERIALS CO — Sold

WEATHERFORD INTLLTD — None — Sold (part)

WEATHERFORD INTLLTD — Sold

WESTLANDS CA WTR DIST MBIA 5.25% 09-01-17 — Interest

0 Asset Acct

Alameda Co CTFS 5.375% 12/1/16 — Interest

Aruba Network Service (X) — None

Banning CA Sch Dist. 4.75% 8/1/23 — Interest

Berkeley CA Sch Dist. 3.875% 801/18 — Interest

Burbank CA Pub Fling 5.250% 12/1/17 — Interest

CA ST Dept Wir 5.00% 5/1/21 — Interest

CA ed FACS 4.250% 1V1/18 — Interest

Cal ST GO 4.500" 8/01/26 — Interest — Buy

Cal ST GO 4.500" 8/01/26 — Buy

Cal ST GO 4.500% 8/01/26 — Buy

CA St Pub Works 5.25% 6/1/20 — Interest

CA ST Pub Works 4.6000 12/1/20 — Interest

CAST Pub Works 4.2000 5/1/19 — Interest

CA ST Pub Works S.000% 6/1/18 — Interest

Chino Hills CA Tax Rev 4.25% 9/1/24 — Interest

Chula Vista CA Pub Fing 3.875% 9/1/17 — Interest

Coachella CA Sch Dist. 5.000% 8/1/19 — Interest

CSUCI Fing Auth 4.750% 9/1/14 — Interest — Sold

Delano CA Sch. Dist. 4.000% 2/1/25 — None — Buy

Desert CA Cmuty Coll. 5.00% 8/1/23 — Interest

Dublin CA Sch Dist. 4.125% 8/1/21 — Interest

East Bay CA Unl Dist. 5.000% 6/1/18 — Interest

El Monte CA Sch Dist. S.0000% 6/1/22 — Interest

Escondido CA CTFS 4.250% 9/1/19 — Interest

Fairfield CA Sch. Dist. 4.000% 8/7/27 — None — Buy

Fontana CA Pub Fing 4.000% 9/1/18 — Interest

Gilroy CAFing Auth. 4.000% 11/01/24 — Interest — Buy

Hollister CA Fing Auth, 5.000% 6/01/25 — Interest — Buy

Jefferson CA Sch Dist. 5.000% 8/1/26 — None — Buy

Lake Arrowhead CA Dist Wir 4.500% W126 — Interest — Buy

Liberty CA High Sch. 4.250% 8/1/26 — Interest — Buy

Lincoln CA Sch Dist. 4 500% 8/1/19 — Interest

Los Angeles CA Sch Dist. 4.50% 7/1/22 — Interest

Madera Co CTFS 4.250% 8/1/22 — Interest

Montclair CA Fing Auth 3.875% 10¥1/16 — Interest

Mountain View CA High School 4.125% R116 — Interest

Napa Co CTFS 3.600% 2/1/17 — Interest

Newport CA Sch Dist 5.000% 8/1/17 — Interest — Sold

Oxnard CA Fing Auth. 4.750% 6/1/24 — Interest — Buy

Palmdale CA Redev Agy 3.800% 9/1/16 — Interest

Palm Desert CTFS S000 4/01/22 — Interest

Pasadena CA Elec Rev 5.000% 6/1/16 — Interest

Port Oakland CA Rev Ref 5.00% 11/01/21 — Interest

Redlands CA Sch Dist. 5.000" 7/1/25 — None — Buy

Riverside Co CTFS 3.875% 11/1114 — Interest

Sacramento CA Unl Dist 5.000% 5/15/14 — Interest

Sacramento CA CTFS 5.0001 12/01/21 — Interest

Salinas CA CTFS 4.500% 9/1/20 — Interest

San Diego Co Wir Auth 4.000% 5/1/20 — Interest

San Juan Capistrano Co Fing Auth 4.000% 12/1/17 — Interest

Santa Clara CA Sch Dist 3.500% 7/1/24 — None — Buy

Santa Cruz Co CTFS 3.875% 8/1/16 — Interest

Santa Cruz Co CTFS 4.2000 8/1/19 — Interest

Santa Rosa CA Sch Dist 3.800% 8/1/17 — Interest

So Cal Logistics 4.125% 12/1/20 — Interest

So CA Pub Pwr Auth 5.150% 7/1/18 — Interest

So CA Pub Pwr Auth 5.250% 1/1720 — Interest — Sold

So Gate CA fing Auth 5.250% 9/1/19 — Interest

Stockton CA Sch Dist S.000% 8/1/24 — Interest

The Pantry common stock — None

Tracy CA Jt Powers 4.2000 9/2/17 — Interest

Turlock CA Pub Fing 4.300% 9/15/16 — Interest

Western Riverside WTR 4.25006 9/1/21 — Interest

Yountville CA Fin Auth 4.375% 10/1/24 — Interest

MS Bank Deposit — Interest

FS Equity Partners IV

Sur La Table — None — Sold (part)

Ross-Simmons — None — Sold (part)

FS Equity Partners V

Winebow Inc common stock — None — Sold

NEW. Companies common stock — Int/Div

HH. Gregg Inc common stock — None

Bright Now Inc common stock — None

Mattress Giant Corp common stock — None — Buy

Savers Ine common stock — None — Buy

PETCO Ammal Supply common stock — Int/Div

El Polo Loco Inc common stock — None — Buy

FS Equity Partners VI

Paradies Holdings common stock — None

BECO Holding Co common stock — None

Floor and Decor common stock — None

Boot Bam common stock — None — Buy

First Watch common stock — None — Buy

Riordan Venture Assoc. (LP. Inc.)

RLH Silversado Dividend Pref. Stock debt — Interest

Cymetrix Corp commont stock — None

Con<Cise Lens Co commont stock — None

Saebro Inc common stock — None

Maxit common stock — None

Triple 7 Group common stock — None

TW Holdings common stock — None

Cyber Coders Holdings common stock — None

Creative Circle preferred and common stock — None

Apothecary Shops preferred stock — None

Secure Mission Solutions LLC — None

ONE Industries common stock — None

Bluewolf Group LLC — None — Buy

Bistro 45 common stock — Int/Div

Retire Accts (401k-profit)

Invesco Pacific Growth Fund — Int/Div

MSDW Liquit Asset Account Trust Fund — Int/Div

Hewlett Packard common stock — Int/Div

Procter & Gamble common stock — Int/Div

CVS Corp. common stock — Int/Div

Altria Group common stock — Int/Div

Cisco Sys common stock — Int/Div

Kraft Foods Inc common stock — Int/Div

Philip Morris — Int/Div

Invesco Div. Growth Fund — Int/Div

American Funds New World Fund — Int/Div — Buy

R&M Encelle Partners (Partnership Interest) — None

Trust 7

General Elec common stock — Int/Div

American Funds New World Fund — Int/Div

ITRLST 24

American Funds Capital Core Municipal Fund — Int/Div

American Funds Capital Income Builder Inc CLF? — Int/Div — Buy

American Funds Capital World Growth & Income Fund CL F2 — Int/Div — Buy

American Funds Capital World Growth & Income Fund CL F2 — Sold (part)

American Funds EuroPacific Growth Fund CLF2 — Int/Div

American Funds Fundamental Investors Inc CLF? — Int/Div

American Funds Fundamental Investors Inc CLF? — Sold (part)

American Funds Fundamental Investors Inc CLF? — Sold (part)

American Funds Fundamental Investors Inc CLF2 — Sold (part)

American Funds Growth Fund of America Ine CL RS — Int/Div — Buy

American Funds Investment Company of America CL F2 — Int/Div

American Funds New Perspective Fund CL 0d — Int/Div

American Funds New World Fund CL F2 — Int/Div

American Funds SmallCap World Fund CL ? — Int/Div

American Funds Cash Mgmt Trust of America — Int/Div

Trust #5

American Funds Capital Core Municipal Fund — Int/Div

American Funds Capital Income Builder Inc CL RS — Int/Div — Buy

American Funds Capital World Growth & Income FD CL F2 — Int/Div — Buy

American Funds Capital World Growth & Income Fund CL F2 — Sold (part)

American Funds EuroPacific Growth Fund CLF? — Int/Div

American Funds Fundamental Investors Inc CLF? — Int/Div

American Funds Fundamental Investors Inc CLF — Sold (part)

American Funds Fundamental Investors Inc CLF? — Sold (part)

American Funds Fundamental Investors Inc CLF2 — Sold (part)

American Funds Growth Fund of America Inc CL RS — Int/Div — Buy

American Funds Investment Company of America CL F2 — Int/Div

American Funds New Perspective Fund CL 2 — Int/Div

Amencan Funds New World Fund CL F2 — Int/Div

American Funds SmallCap World Fund CL vd — Int/Div

American Funds Cash Mgmt Trust of Amenca — Int/Div

Trust #6

Invesco Dividend Growth — Int/Div

Amencan Funds New World Fund — Int/Div

MSDW Active Money Trust — Int/Div

Winebow Ine common stock — None — Sold

NEW. Companies common stock — Int/Div

HH Gregg Inc common stock — None

Bright Now Inc common stock — None

Mattress Giant Corp common stock — None — Buy

Savers Inc common stock — None — Buy

PETCO Ammal Supply common stock — None

El Pollo Loco common stock — None — Buy

American Funds Capital California Core Municipal Fund — Int/Div — Buy

American Funds Capital Core Municipal Fund — Int/Div — Buy

American Funds Capital Income Builder Inc CLF? — Int/Div — Buy

American Funds Capital Income Builder Inc CLF? — Buy

American Funds Capital World Growth & Income Fund CL F2 — Int/Div — Buy

American Funds EuroPacific Growth Fund CLF? — Int/Div — Buy

American Funds Fundamental Investors Inc CLF2 — Int/Div

American Funds Growth Fund of America Ine CL RS — Int/Div

American Funds Investment Company of America CL F2 — Int/Div

American Funds New Perspective Fund CL 0d — Int/Div

American Funds New World Fund CL F2 — Int/Div — Buy

Amencan Funds New World Fund CL F2 — Sold (part)

American Funds New World Fund CL F2 — Sold (part)

American Funds New World Fund CL F2 — Sold (part)

American Funds SmallCap World Fund CL F2 — Int/Div

American Funds Cash Mgmt Trust of Amenca — Int/Div

Trust #7

Invesco Dividend Growth — Int/Div

Amencan Funds New World Fund — Int/Div

MSDW Active Money Trust — Int/Div

Winebow Inc common stock — None — Sold

NEW. Companies common stock — Int/Div

HH Gregg Inc common stock — None

Bright Now Inc common stock — None

Mattress Giant Corp common stock — None — Buy

Savers Inc common stock — None — Buy

PETCO Ammal Supply common stock — None

El Pollo Loco common stock — None — Buy

American Funds Capital California Core Muni Fund — Int/Div — Buy

American Funds Capital Core Municipal Fund — Int/Div — Buy

American Funds Capital Income Builder Inc CLF? — Int/Div — Buy

American Funds Capital Income Builder Inc CLF? — Buy

American Funds Capital World Growth & Income Fund CL F2 — Int/Div — Buy

American Funds EuroPacific Growth Fund CLF2 — Int/Div — Buy

American Funds Fundamental Investors Inc CLF? — Int/Div

American Funds Growth Fund of America Inc CL RS — Int/Div

American Funds Investment Company of America CL F2 — Int/Div

American Funds New Perspective Fund CL ? — Int/Div

American Funds New World Fund CL F2 — Int/Div — Buy

Amencan Funds New World Fund CL F2 — Sold (part)

Amencan Funds New World Fund CL F2 — Sold (part)

American Funds New World Fund CL F2 — Sold (part)

American Funds SmallCap World Fund CL vd — Int/Div

American Funds Cash Mgmt Trust of America — Int/Div

Real Estate Partnership - Lau — None

Real Estate Partnership - W.0 — None — Buy

Real Estate Partnership - Lau W — None — Buy

Dorset Capital Partnership Invest — Interest

Citibank Money Market Fund — Interest

Citibank Checking — Interest

Citibunk Checking — Interest

Fargo Investment Partnership (Y) — None — Sold (part)

Fargo Investment Partmership — Sold (part)

Bulldog Partners — None

Bulldog Partners 11 — None

Regents Banshares — Interest

JRK Multifamily LP — None — Buy

Clean Diesel Tech, Inc. Common Stock — None

Urban Housing Investment Fund — None — Buy

Advisory member

Reimbursement — Stanford Law School — February 2, 2011 — Stanford, CA — Moot Court Competition — Transportation

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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