Richard Joseph Sullivan

JPMorganChase Bank Accounts — Interest

New York Community Bancorp Common Stock — Int/Div

JP Morgan 529 College Savings Acct #1 (H)

JP Morgan Moderate Age Based Portfolio C (Age 15-17 Years) — Interest

JP Morgan 529 College Savings Acct #2 (H)

JP Morgan Moderate Age Based Portfolio C (Age 15-17 Years) — Interest

JP Morgan 529 College Savings Acct #3 (H)

IP Morgan Moderate Age Based Portfolio C (Age 10-12) — Interest

Merrill Lynch Cash Management Account — Interest

American Express Cash Account — Interest

Memill Lynch IRA - Matthews Asian Funds Pacific Tigers — Int/Div — Sold

Memill Lynch IRA - Loomis Sayles Bond Fund — Int/Div — Sold (part)

Memill Lynch IRA - BlackRock Global Allocation Fund (A) — Int/Div

Merrill Lynch IRA - Western Asset Management Core Bond Fund — Int./y — Sold (part)

Memill Lynch IRA - AllianzGl International Value Fund — Int/Div — Sold (part)

Mermill Lynch IRA - Oakmark Intemational Fund — Int/Div — Sold (part)

Memill Lynch IRA (Cash) — Interest

Mermill Lynch IRA -- Cohen & Steers Real Estate Securities Fund — Int/Div — Buy (add'l)

Merrill Lynch IRA -- Shares Russell 1000 Growth Fund — Int/Div — Sold (part)

Merrill Lynch IRA -- Shares MSCI Emerging Markets Fund — Int/Div — Sold

Memill Lynch IRA -- Shares Select Dividend Fund — Int/Div — Buy (add'l)

Merrill Lynch IRA -- 1 Shares High Dividend Fund — Int/Div — Buy (add'l)

Merrill Lynch IRA -- JP Morgan Undiscovered Mgrs Behavioral Fund — Int/Div — Sold (part)

Merrill Lynch IRA -- Entrustpermal Alternative Core Fund CLI (LPTIX) — Int/Div — Buy

Memill Lynch IRA -- Clearbridge Aggressive Growth Fund 1 (SAGYX) — Int/Div — Buy

Memill Lynch IRA -- AQR Managed Futures Strategy Fund CLT (AQMIX) — Int/Div — Buy

Adpmunct Professor of Law, Columba Law School

Agreement — 2005 — Federal Employees Pension Plan: pension upon age 65

Reimbursement — ABA Insurance Litigation Section — 0301-032017 — Tucson, AZ — Bar Association Panel — Transportation, Meals, Lodging

Reimbursement — ABA Antitrust Section — 03/29-30/2017 — Washington, DX — Bar Association Panel — Transportation, Meals, Lodging

Reimbursement — University of Chicago Law School — 04/23.252017 — Chicago, IL — Law School Moot Court Competition — Transportation, Meals, Lodging

Reimbursement — Umversity of Padua — 07/18-212017 — Treviso, Italy — Law School Lecture and Class. — Transportation, Meals, Lodging

Income — 2017 — Columbia Law School — $27,765.00

Income — 2017 — Matthew Bender & Co, Inc. (Book Rovalues) — S1.638.39

Spouse's income — 2017 — Weight Watchers North America, Inc. -- Wife's Salary