James E. Gates

IRA Account #1 (H)

UBS Bank Account — Interest

Fundamental Investors (American Funds) — Int/Div — Sold (part)

Growth Fund of America (American Funds) — Int/Div — Sold (part)

Investment Co. of America (American Funds) — Int/Div

New Ecomony Fund (American Funds) — Int/Div — Sold (part)

New Perspective Fund (American Funds) — Int/Div — Sold

Small Cap World Fund (American Funds) — Int/Div — Sold

Washington Mutual Investors Fund (American Funds) — Int/Div — Sold (part)

I Shares S&P Small Cap 600 Value Index Fund — Int/Div — Sold

I Shares S&P Small Cap 600 Growth Index Fund — Int/Div — Sold

I Shares S&P Mid Cap 400 Value Index Fund — Int/Div — Sold

I Shares S&P Mid Cap 400 Growth Index Fund — Int/Div — Sold

U.S. Treasury ( bonds, notes) — Interest

Oppenheimer International Bond Fund — Int/Div — Sold

Franklin Templeton Gloabl Bond Fund — Int/Div — Sold

Delaware Limited Term Bond Fund — Int/Div — Sold

Victory Incore Low Duration Bond Fund — Int/Div — Sold

Euro Pacific Bond Fund (American Funds) — Int/Div — Sold

American Balanced Fund (American Funds) — Int/Div — Buy

Capital Income Builder {American Funds) — Int/Div — Buy

The Bond Fund of America (American Funds) — Int/Div — Buy

The Income Fund of America (American Funds) — Int/Div — Buy

Brokerage Account (H)

Vanguard $00 Index Fund — Int/Div

Vanguard Small Cap Index Fund — Int/Div

Vanguard Mid Cap Index Fund — Int/Div

Vanguard Prime Money Market Fund — Int/Div

Vanguard Tax-Managed Balance Fund — Int/Div

IRA Account 22 (H)

Vanguard Small Cap Index Fund — Int/Div

Vanguard Mid Cap Value Fund — Int/Div

Vanguard 500 Index Fund — Int/Div

Vanguard Short Term Investment Grade Fund — Int/Div

Vanguard Prime Money Market Fund — Int/Div — Sold (part)

Spouse's income — 2017 — North Raleigh United Methodist Church--salary

Part 111.B, line 1. Spouse's income paid Jan. through May and Sept. through Dec. in reporting period.

Part VII, lines 29, 31, 32, 33, The term "Admiral" has been omitted from the names of the investments listed because the names are complete without it.