Keith L. Phillips

IRA #1 — Int/Div

RENTAL PROPERTY #1/RICHMOND, VA 2002 - $36,750 (50%) — Rent

EKP ASSOCIATES LC - RENTAL PROPERTIES/RICHMOND. VA (50%) — Rent

BLVD. LLC (50% OWNERSHIP) — istnibution

WELLS FARGO - CHECKING ACCOUNT — Int/Div

BB&T 2] - CHECKING ACCOUNT — None

BB&T 22 - CHECKING ACCOUNT — None

FIDELITY INVESTMENTS - CASH ACCOUNT — Interest

HW FIDELITY INVESTMENTS

CITBK SALT LAKECITY UT — Interest — Redeemed

GE CAP BK INC RETAILCD — Interest — Redeemed

SALLIE MAE BK SLTLAKECITY UT — Interest — Redeemed

STATE BK INDIA CHICAGO ILL 2.00% 08/1216 — Interest

GOLDMAN SACHS BK USA NY 2.00% 1wi1216 — Interest

SALLIE MAE BK SLT LAKE CITY UT 1.05% 10/31/16 — None

STATE BK INDIA NEW YORK NY 1.500% wim — None

AMERICAN EXP FED SVGS BK. INSTL 220M 10/23/19 — Interest

GLE CAP BK RETAIL CD 2.85% 09/16/21 — None

BANK INTERNET USA SAN DIEGO CA 3.8500 03/3120 — Interest

GLECAPBK INCCD 290% 11/16/21 — Interest

GE CAP BK INC RETAIL CD 1.50% wi? — Interest

GE CAP BK INC RETAIL CD 3.80% 12/11/19 — Interest — Buy

GOLDMAN SACHS BK USA NY 5.00% 12/12/17 — Interest — Buy

CATHAY BK LOS ANGEL CALIF 20% 058/181 — Interest — Buy

CATHAY BK LOS ANGEL CALIF 20% 05/18/15 — None — Redeemed

BANK INDIA NEW YORK 55% 021716 — None — Buy

MERCHANTS BK IND LYNN 35% 12/11/15 — Interest — Buy

GECAPBK INCCD 1.35% 09/14/16 — None — Buy

BEAL BK USA LAS VEGAS NEV CD 45% (4727/16 — None — Buy

MERCHANTS BK IND LYNN 035% 12/1115 — None — Redeemed

FIRST PRIORITY BK MALVERN PA CD 40% 02/29/16 — None — Buy

FIDELITY INVESTMENTS CASH ACCOUNT — Interest

H)YJANNEY MONTGOMERY SCOT] LLC #)

CLEARBRIDGE VALUE — None — Sold (part)

COLUMBIA MARS - STOCK — None — Sold

GLOBAL X CHINA FINANCIALS ETF iY)

IVY ASSET STRAT — None — Sold

MB FINANCIAL INC NEW (X) — Int/Div — Sold

MFSTTL RETA — Int/Div — Sold

ROYCE PA MUTL CONSULT - STOCK — Int/Div — Sold (part)

JANNEY INSURED Swp — Int/Div

VASTRES AUTH - TAX EXEMPT OID — Int/Div

H) JANNEY MONTGOMERY SCOT] LLC #2

ISHS CORE S&P MDCP — Int/Div

ISHARES RUSSELL 2000 ETF (X) — Int/Div

MKT VECT INTRM MUN — Int/Div — Sold (part)

PWRSH VRDO TAX FR WK — Int/Div

SECTOR ENERGY SELECT — Int/Div — Sold

SECTOR FINANCIAL SELECT — Int/Div

SECTOR TECHNOLOGY — Int/Div — Sold (part)

SPDR BARCLAYS CAPITAL (X) — Int/Div

SPDR S&P 500 — Int/Div — Sold (part)

VANGUARD HEALTH CARE — Int/Div

WSDMTR JPN HEDG EQ — Int/Div

WSDMTR TRUST EUROPE HEADGE FUND — Int/Div

VIRGINIA 529 PREPAID PLAN #1 - 8 SEMESTER TIER 1 — None

VIRGINIA 529 PREPAID PLAN #2 - 8 SEMESTER TIER 1 — None

VIRGINIA 529 PREPAID PLAN #3 - 8 SEMESTER TIER — None

CASH ACCOUNT - JANNEY MONTGOMERY SCOTT LLC

INVESCO EQUALLY WEIGHTED S&P FUND

ALLIANCE BERNSTEIN GLOBAL THEMATIC GROWTH FUND

COHEN AND STEERS INTERNATIONAL REALTY FUND — Sold

COLUMBIA MARSICO FOCUSD EQUITY FUND LG CAP

FIRST TRUST FINANCIAL ALPHADEX FTF

FIRST TRUST INDUSTRIAL PRODUCER DURABLE ALPHADEX ETF

GOLDMAN SACHS MLP INCOME OPPORTUNITIES FUND — Sold

HENDERSON EUROPEAN FOCUS FUND — Sold

HENDERSON EUROPEAN FOCUS FUND — Sold

CLEARBRIDGE VALUE FUND

CLEARBRIDGE SPECIAL SM CAP INVESTMENT FUND

MILLER INCOME OPPORTUNITY FUND

LEGG MASON OPPORTUNITY FUND

MFS GROWTH FLND

MFS INVESTORS GROWTH FUND

MFS TOTAL RETURN (X)

PIMCO REAL RETURN FUND

PIMCO INCOME FUND

WESTERN ASSET CORE BOND FUND

IRA #2 — Int/Div

CASH DEPOSIT ACCOUNTS CHARLES SCHWAB

SCHWAB VALUE ADVANTAGE

SCHWAB DIVIDEND EQUITY FUND

SCHWAB FUNDAMENTAL US LARGE CO INDEX

SCHWAB MARKETTRACK GROWTH

SCHWAB S&P 500 INDEX FUND

SCHWAB TOTAL STOCK MKT INDEX

SCHWAB 1000 INDEX FUND

T ROWE PRICE RETIREMENT 2030 FUND

VANGUARD WELLESLEY INCOME FD INVESTOR SHARE

Agreement — 2013 — ORAL AGREEMENT WITH FORMER LAW FIRM TO RECEIVE COMPENSATION FOR LEGAL SERVICES RENDERED PRIOR TO BECOMING A JUDGE. NO CONTROL IN FORMER LAW FIRM.

Agreement — 2013 — ORAL AGREEMENT WITH SUCCESSOR CHAPTER 7 TRUSTEES TO RECEIVE COMMISSIONS EARNED FOR SERVICES PERFORMED PRIOR TO BECOMING A JUDGE. NO CONTROL OVER TRUSTEE CASES.

Liability — CITIMORTGAGE — MORTGAGE - EKP ASSOCIATES - RENTAL PROPERTY #1, RICHMOND, VA (PT VII, LINE 2)

Liability — CITIMORTGAGE — MORTGAGE - EKP ASSOCIATES - RENTAL PROPERTY #2/ RICHMOND, VA (PT VIL, LINE 2)

Liability — CITIMORTGAGE — MORTGAGE - EKP ASSOCIATES - RENTAL PROPERTY #3 RICHMOND, VA (PT VII, LINE 2)

Income — 20158 — TRUSTEE INCOME (GROSS) — S20.000 00

PART II - AGREEMENTS - 2015 SUCCESSOR CHAPTER 7 TRUSTEE COMMISSIONS EARNED FOR SERVICES PERFORMED PRIOR TO BECOMING

A JUDGE RELATED TO LESS THAN FIVE PENDING CASES, THE COURT DETERMINES THE AMOUNT AND PROCEDURE FOR PAYMENT

OF COMMISSIONS IN CONNECTION WITH SERVING AS A FORMER TRUSTEE UPON RECOMMENDATION OF OFFICE OF UNTIED STATES

TRUSTEE. COMMISSIONS RECEIVED ARE SHARED WITH FORMER LAW PARTNER ACCORDING TO PRIOR UNDERSTANDING,

PART VIL LINE 40 - VALUE IS BASED ON REFUNDABLE VALUE PROVIDED BY THE VIRGINIAS29 COLLEGE SAVINGS PLAN

PART VII, LINE 41 - VALUE IS BASED ON REFUNDABLE VALUE PROVIDED BY THE VIRGINIAS29 COLLEGE SAVINGS PLAN

PART VIL LINE 42 - VALUE IS BASED ON REFUNDABLE VALUE PROVIDED BY THE VIRGINIAS29 COLLEGE SAVINGS PLAN