Katherine A. Constantine

Brokerage #1 (H)

Alps (ETF) — Int/Div

AT&T (common) — Int/Div

Proctor & Gamble (common ) — Int/Div

Southern Co. (common) — Int/Div

Target (common) — Int/Div

Teco Energy (common ) — Int/Div

Xcel Energy (common ) — Int/Div

Powershares Finl pfd (ETF) — Int/Div

GE Cap Finl (C.D.) — Interest

Goldman Sachs BK (C.D.) — Interest

Freeborn Cnty MN GO (Bond) — Interest

Deer River MN GO (Bond) — Interest

MN Hsg Pub Sve Rev (Bond) — Interest

Mpls MN Library GO (Bond) — Interest

MN Streets/Hwys GO (Bond) — Interest

Mpls MN Spl Sch Dist GO (Bond) — Interest

MN Hsg Res Rev (Bond) — Interest

US Gov't mm NKA RBC Br Sweep Program (money mkt) — Interest — Section VIII change

Brokerage #2 (H)

US Gov't mm NKA RBC Br Sweep Program (m mkt) — Interest — Section VIII: change

Metropolitan West Ttl Retrn (Mutual Fd) — Int/Div — Buy (add'l)

MFS Div Income (Mutual Fund) — Int/Div

Anoka Cnty MN GO (Bond) — Interest

Brokerage #3 (H)

RBC Prime mm NKA RBC Br Sweep Program (m mkt) — Interest — Section VIII change

Activision Blizzard (common) — None — Buy

Actavis PLC NKA Allergan — None — with line 37)

Acuity Brands (common) — Int/Div — Buy

Acuity Brands (common) — Buy (add'l)

Adobe Systems (common) — None — Buy

Advanced Auto Parts — Int/Div

Alexion Pharma (common) — None — Buy

Allergan PLC FKA Actavis (common) — None — Open — 31 merger

Alphabet FKA Google (common) — None — Open — 62 merger

Amazon (common) — None — Buy

Ametek (common) — None — Sold

Andarko Pete (common) — Int/Div

Apple (common) — Int/Div — Sold (part)

Apple (common) — Sold (part)

Archer Daniels Midland (common) — Int/Div

Avago Tech (common) — Int/Div

Biogen Idec (common) — None

Boeing (common) — Int/Div

Bristol Meyers Squibb (common) — Int/Div — Buy

Celgene Corp (common) — None

Comcast Corp (class A) — Int/Div

Costco Wholesale (common) — Int/Div

Delphi Automotive PLC — Int/Div

Dela Airlines (common) — Int/Div

Edwards Lifesciences Corp (common) — None

Eli Lilly (common) — Int/Div

EOG Res (common) — Int/Div

Exelon Corp — Int/Div — Buy

FS Networks (common) — None

Facebook (common) — None — Buy

FedEx Corp — Int/Div

FMC Technologies (common) — None — Sold

Google Class A NKA Alpahabet (common) — None — Buy (add'l)

Google Class A NKA Alpahabet (common) — with line 38)

Henry Schein (common) — None

Hewlett Packard (common) — Int/Div — Sold

Home Depot (common) — Int/Div — Section VII

Hospira Inc — None — Sold

Intel Corp (common) — Int/Div — Sold

Johnson & Johnson (common) — Int/Div — Sold (part)

Johnson & Johnson (common) — Sold (part)

Johnson & Johnson (common) — Sold

Lear Corp (common) — Int/Div — Buy

Marathon Oil (common) — Int/Div — Buy

Marathon Oil (common) — Sold

Merck & Co (common) — Int/Div

Michael kors Hidgs (ordinary) — None — Sold

Michron Technology (common) — None — Buy (add'l)

Michron Technology (common) — Sold

NXP Semiconductors (common) — None

Newell Rubbermaid (common) — Int/Div

Nextera Energy (common) — Int/Div

Norfolk Southern Corp (common) — Int/Div — Sold

Occidental Pete (common) — Int/Div

Parker Hannifin (common) — Int/Div — Sold (part)

Parker Hannifin (common) — Sold

Pepsico (common) — Int/Div

Phillips 66 (common) — Int/Div — Sold

Range Resources (common) — Int/Div — Buy

Range Resources (common) — Buy (add'l)

Range Resources (common) — Sold

Rock Tenn Co NKA Westrock (common) — Int/Div — Buy

Rock Tenn Co NKA Westrock (common) — with line 108)

RPM International (common) — Int/Div — Sold

Salesforce com (common) — None — Buy

Sandisk Corp (common) — None — Sold (part)

Sandisk Corp (common) — Sold

Sector Spdr (E11) — Int/Div — Sold (part)

Snap-On Inc (common) — Int/Div

Stryker Corp (common) — Int/Div — Buy

Texas Instruments (common) — Int/Div — Buy

Texas Instruments (common) — Sold

TIX Companies (common) — Int/Div

Valero Energy (common) — None — Buy

Valero Energy (common) — Sold

Vulcan Materials (common) — Int/Div

Wabtec Corp (common) — Int/Div

Walt Disney (common) — Int/Div

Westrock Co FKA Rock Tenn (common) — Int/Div — Open — 92 Merger

Whirlpool Corp (common) — Int/Div

Whitewave Foods Co (common) — None — Buy

Whitewave Foods Co (common) — Buy (add'l)

Zimmer Holdings (common) — Int/Div

Brokerage #4 (H)

RBC Prime mm NKA RBC Br Sweep Program (mmkt) — Interest — section VII change

Amer Fds Euro Pacific Gr (mutual fund) — Int/Div

Amer Fds Capital Income Bldr (mutual fund) Class C — Int/Div

Amer Fds Capital Income Bldr (mutual fund) Class F — Int/Div

Thomburg Int'l Value (mutual fund) — Int/Div

AXA Variable Amuity-See VIII — None — Part VII

Brokerage #5 (H)

RBC Prime mm NKA RBC Br Sweep Program (mmk1) — Interest — Section VII change

Blackrock Eq Div Tr (ETF) — Int/Div — Buy

Blackrock Eq Div Tr (ETF) — Buy (add'l)

Delaware MN Muni (ETF) — Int/Div — Buy

Delaware MN Muni (ETF) — Sold

Kayne Anderson (common) — Int/Div

MN Higher Ed St. Ben (Bond) — Interest — Redeemed

MN Hsg Pub Human Sve (Bond) — Interest — Buy

Nuveen AMT Value Fd (ETF) — Interest — Buy

Xcel Energy (common) — Int/Div

Brokerage Account £6 Dorsey 401k (H) Closed

Brokerage Acct #7 (H)

Federated Money Market (money mkt mutual fund) — Int/Div

Amer Fds Euro Pac Gr (mutual fund) — Int/Div

Buffalo Fds Mid Cap (mutual Fund) — Int/Div

Dodge & Cox Fund Int'l Stock (mutual fund) Class F — Int/Div

Dodge & Cox Income (mutual fund) Class — Int/Div

Fidelity New Insights (cl i mutual fund) — Int/Div

IShares Russell 1000 Gr (ETF) — Int/Div

Shares Russell 1000 Value (ETF) — Int/Div

IShares S&P Sm Cap 600 (ETF) — Int/Div

Metropolitan West Total Return Bond{mutual fund) — Int/Div — Buy (add'l)

Metropolitan West Total Return Bond{mutual fund) — Buy (add'l)

MFS Div Inc (mutual fund) — Int/Div

Parnassus Core Equity Fd (mutual fund) — Int/Div

T Rowe Price Gr Stk (mutual fund) — Int/Div

Vanguard Total Bond Market ETF — Int/Div

American Express Centurion BK — Interest

Sallie Mae Bk Sk Lake City (C.D) — Interest

GE Cap Retrail Bk Utah (C.D.) — Interest

GE Cap Retail Bk Draper Utah(C.D.) — Interest

Goldman Sachs BK USA NY (C.D) — Interest

AT & T unsecured OID — Interest

Brokerage #8 (H)

RBC Prime mm NKA RBC Br Sweep Program (mmk1) — Interest — Section VIII change

Amer Fds Capital Inc Bldr (mutual fund) — Int/Div

Amer Fds Euro Pac Gr (¢] ¢ mutual fund) — Int/Div

Amer Fds Euro Pac Gr (¢] f mutual fund) — Int/Div

Brocade Commun Syst (common) — Int/Div

Columbia Acorn Tr (mutual fund) — Int/Div — Sold

Fidelity New Insights (mutual fund) — Int/Div

Fundamental Invs (mutual fund) — Int/Div — Buy (add'l)

Ishares Russell Mid Cap Gr (ETF) — Int/Div — Buy

Keeley Sm Cap Value (mutual fund) — Int/Div

Lord Abbett Sec Tr Value Opp (mutual fund) — Int/Div

Metropolitan West Total Return Bond (mutual fund) — Int/Div

MFS Ser Tr XI (mutual fund) — Int/Div

MFS Growth (mutual fund) — Int/Div

MFS Utilities Fd (mutual fund) — Int/Div

Tr for Prof Mgrs Snow Cap Small Cap Value (mutual 1d) — Int/Div

Brokerage #10 (H)

RBC Branch Sweep (Money Market Program) — Interest

Ally Bk Midvale Utah (C.D.) — Interest

GE Cap Bk Retail (C.D) — Interest

American Express Cent Bk (C.D.) — Interest

Trust #1 (H)

RBC Prime mm NKA RBC Br Sweep (money mkt fund) — None — Section VII change

MFS Ser Tr X11 (mutual fund) — Int/Div

American Enterprise Inv. Sves, (mutual fund) — Int/Div

Discover Financial Svcs. (common) — Int/Div

Honeywell Int'l, (common) — Int/Div

Morgan Stanley (common) — Int/Div

Allstate Corp. (common) — Int/Div

Sears Holding Corporation (common) — Interest

Sears Canada (common) — Int/Div

US. Bank N.A. Accounts (cash & CDs) — Interest

Twin City Federal Account (cash) — None — Part VII

Brokerage #9 (H)

E Trade cash reserve account — None — Part VII

Brocade (common) — None — Sold (part)

Brocade (common) — Sold (part)

Brocade (common) — Sold (part)

Twin City Federal Account #1 (Conservator/ Guardian) — None — Part VII

Franklin Templeton Investments Account #1 (Custodian iY)

Franklin Founding Funds Allocation Fund- Class A(Y)

Conservator/Guardian Payee, Twin City Federal Account #1

Agreement — 2013/2014 — Dorsey & Whitney LLP (former law firm) Retirement Payment Agreement, fixed payments/no control

Income — 2015 — Dorsey & Whitney LLP-retirement and pension — $111.024.00

Spouse's income — 2015 — Brocade Communication Systems, Inc. - salary & bonus

The following references to Lines are all Lines contamed m Part VII

Lines 19, 23,29, 115, 123, 162, 186: Internal exchange between money markets,

Lines 31 and 37: 6/15/15 Merger/Name change - Actavis PLC to Allergan PLC,

Line 65

Hewlett Packard Sule - No Gain

Line 66.

Home Depot madvertently reported that" All" shares were sold in 2014 when it was actually just "Sold Part".

Line 74

Marathon Oil Sale - No Gain

Line 78

Micron Tech Sale - No Gain

Line 82

Norfolk Southern Sale - No Gain

Line 90:

Range Resources - No Gain

Lime 94

Salesforce - No income rec'd during this reporting period

Line 95

: Sandisk - No income rec'd during this reporting period

Line 101: Texas Instruments Sale - No Gain

Line 104: Valero Sale - No Gain and no interest rec'd during this reporting period

Line 115: (continued) Prime Money Market - No income rec'd during this reporting period

Lime 120: This annuity is invested in a model portfolio 50% moderate allocation/S0%% conservative allocation. | am only able to select the asset allocation and the

annuity makes all investment decisions without consulting me.

Line 127: Delaware MN Muni Fd Sale - No Gain

Line 167: Columbiz Acom Sale- No Gain

Line 186: No income rec'd for this reporting year

Lines 196 and 202: These are checking accounts that do not pay any interest or any other form of income.

Line 198: This is a cash holding account that does not generate income.