Ronald H. Sargis

BROKERAGE ACCOUNT #3

Rental Property. Sacramento, California — Rent

Bank of America Demand Accounts — Int/Div

Golden Credit Umon Demand Account — Interest

Bank of the West Demand Account — Interest

State Farm Whole Life Insurance — Interest

Mineral Rights, Livingston, CA — None

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BROKERAGE ACCOUNT #1

Memil Lynch Direct Deposit (Cash) Account) — Int/Div

Adient PLC SHS «= ADNT — Int/Div

Johnson Controls Inter -- JCI — None

Mallinckrodt PLC - MNK (X) — None

Medtronic PLC « MDT (ka Covidien PLC) — Int/Div

Nokia Corp -- NOK — Int./y

Oracle Corp = ORCL — Ine — Sold (part)

Pentair PLC - PNR — Int/Div

Sirus SM -- SIRI — Int/Div

TE Connectivity = TEL — Int/Div

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Investments Completely Disposed of from Acct in2017

Cesca Theraeutics, Inc. - KOOL — Sold

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Insured Bank Deposit U.S. Bank — Int/Div

Dreyfus Technology Growth -- DTGRX — Distribution

Gateway CL C Remvestments GTECX — Int/Div

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Investments Completely Disposed of from Acct 3 in 2017

None

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BROKERAGE ACCOUNT #8 IRA ROLLOVER

General MMKT Class A Cash Fund — Int

First Trust Semor Loan Fund - FTSL — Int/Div — Buy

First Trust Semor Loan Fund - FTSL — Sold (part)

First Trust Utilities Alphadex -- FXL — Int/Div — Sold (part)

Flexshares Trust Qlty Div Index Fund - QDF — Int/Div — Sold (part) — Section VIII Note 1

Flexshares Trust Qlty Div Index Fund - QDF — Sold (part)

Global X MSZCI Norway ETF « NORW — Int/Div — Sold (part)

Goldman Sachs Activebeta US Large Cap Equity ETF -- GSLC — Int/Div — Sold (part)

Goldman Sachs Activebeta US Large Cap Equity ETF -- GSLC — Sold (part)

Ishares MSC Australia ETF «- EWA — Int/Div — Sold (part)

Ishares MSC Australia ETF «- EWA — Sold (part)

shares Core MSC EAFE ETF « IEFA — Int/Div — Buy

shares Core MSC EAFE ETF « IEFA — Buy (add'l)

shares Core MSC EAFE ETF « IEFA — Buy (add'l)

shares Core MSC EAFE ETF « IEFA — Buy (add'l)

shares Core MSC EAFE ETF « IEFA — Sold (part)

Ishares Core MSC Emerging Markets ETF — IEMG — Int/Div — Buy (add'l)

Ishares Core MSC Emerging Markets ETF — IEMG — Buy (add'l)

S10. — Sold (part)

shares Core S&P S00 ETF - IVV — Int/Div — Sold (part)

Ishares MSC EAFE ETF - EFA — Int/Div — Sold (part)

Ishares MSC! EAFE Value ETF -- EFV — Int/Div — Sold (part)

Ishares MSC EAFE Growth ETF -- EFG — Int/Div — Buy (add'l)

Ishares MSC EAFE Growth ETF -- EFG — Sold (part)

Ishares MSCI All Country Asia Ex Japan AAXJ — Int/Div — Buy

Ishares MSCI All Country Asia Ex Japan AAXJ — Sold (part)

Ishares U S Financial Services ETF << 1YG — Int/Div — Buy (add'l)

Ishares U S Financial Services ETF << 1YG — Sold (part)

Ishares Core S&P Small Cap ETF — UR — Int/Div — Sold (part)

Ishares U S Consumer Goods ETF - IYK — Int/Div

Ishares MSC Canada ETF - EW( — Int/Div — Buy

Ishares MSC Canada ETF - EW( — Sold (part)

shares Intl Select Dividend ETF -- IDV — Int/Div — Sold (part)

Powershares Aerospace & Defense ETF PPA — Int/Div — Sold (part)

Powershares QQQ ETF -- QQQ — Int/Div — Sold (part)

Powershares FTSE RAFI Emerering ETF PXH — Int/Div — Buy

Powershares FTSE RAFI Emerering ETF PXH — Sold (part)

SPDR Blackstone GSO SR LN - SRLN — Int/Div — Buy

0. — Iistnbution

Sector Healthcare Select Sector SPDR ETF «- XLV — Int/Div — Buy

Sector Financial Select Sector SPDR ETF - XLF — Int/Div — Sold (part)

Consumer Discretionary Select Sector SPDR ETF - XLY — Int/Div — Sold (part)

7s — Distribution

SPDR S&P Capital Markets ETF -- KCE — Int/Div

Vanguard Large Cap ETF -- VV — Int/Div — Sold (part)

Wisdomtree Trust Europe Hedged Equity Fund ETF « HED) — Int/Div — Sold (part)

Wisdomtree Trust Europe Hedged Equity Fund ETF « HED) — Sold (part)

Wisdomtree Trust Europe Hedged Equity Fund ETF « HED) — Buy (add'l)

Wisdomtree Trust Intl Hedged Quality Dividend Growth Fund ETF -- IHDG — Int/Div — Sold (part)

Wisdomtree Japan Small Cap Dividend ETF «= DF) — Int/Div — Sold (part)

ALPS Riverfront Strategic Income Fund RIGS — Int/Div — Sold (part)

Pimco Investment Grade Corporate Bond Index ETF - COPR — Distribution — Buy

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Investments Completely Disposed of From Tove Acct 8 in 2017

Ishares MSC Switzerland Capped ETF FWL — None — Sold

Ishares US Health Care Providers ETF « IHF — Int/Div — Sold (part)

Ishares US Health Care Providers ETF « IHF — Sold

Ishares NASDAQ Biotechnoloby EFT - IBB — None — Sold

Ishares Currency Hedged MSCI Japan ETF -HEWJ — Int/Div — Buy (add'l)

Ishares Currency Hedged MSCI Japan ETF -HEWJ — Sold

Powershares DBW Regional Banking ETF KBWR — Int/Div — Sold

Powershares S&P 500 Ex Rate Sensitivity Low Vity ETF - XKRV — Int/Div — Sold

Select Sector TR Real Estate SPDR EFT XLRE — Int/Div — Sold

SPDR S&P Transportation E11 « XTN — None — Sold

Wisdomtree Large Cap Value ETF - EZY — None — Sold

UBS AG Jersey Branch E Tracks LKD Alerian MLP Infrast Index « MLP1 — Int/Div — Sold (part)

UBS AG Jersey Branch E Tracks LKD Alerian MLP Infrast Index « MLP1 — Sold (part)

UBS AG Jersey Branch E Tracks LKD Alerian MLP Infrast Index « MLP1 — Sold

Pimco 0-5 YR High Yield Corp Bond Index ETF - HYS — Int/Div — Sold (part)

Pimco 0-5 YR High Yield Corp Bond Index ETF - HYS — Sold

SPDR Bloomberg Barclays Short Term High Yield Bond ETF - SINK — Int/Div — Sold (part)

SPDR Bloomberg Barclays Short Term High Yield Bond ETF - SINK — Sold

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Brokerage Account 9 IRA Rollover

CASH/MMONEY MARKET - RW Baird Genal MMK1t Class A — Int./y

Gateway CL A Reinvestments GATEX — Int/Div

Oakmark Intl OAKIX (Hareris Oakmark on Prior Statements) — Int/Div

110. — Distribution

shares Russell 1000 Growth EFT IWF — Int/Div

shares Russell Mid Cap IWR — Int/Div

Advisory Research MLP & Energy Income INFIX — Int/Div — Sold (part)

Advisory Research MLP & Energy Income INFIX — Sold (part)

Principal Mid Cap — Distribution — Sold (part)

116. — Int/Div

SPDR Series Trust S&P Dividend SDY — Int/Div

Sterling Capital Stratton Small Cap STSCX — Distribution — Sold (part)

120 — Int/Div

LOCORR Market Trend LOTIX — Int/Div

ASG (NATIXIS) Global Alternatives GAFYX — Int/Div — Sold (part)

ASG (NATIXIS) Global Alternatives GAFYX — Sold (part)

Principal Global Divversifed Income PGPDX — Int/Div

Blackrock Strategic Income Opptys BSIXX — Int/Div

Eaton Vance Global Macro Absolute Return EFIGMX — Int/Div

Looms Sayles Bond Inst] LSBDX — Int/Div — Sold (part)

128. — istnbution

Templeton Global Bond Advisor TGBAX — Int/Div

Investments Completely Disposed of in 2017 From Account 9

None

XOX XXXX

Trust #1

California Bank and Trust -- Deposit Accounts — Interest — Closed

Bank of America - Deposit Accounts — Interest

US Goverment Bonds — Interest — Sold (part)

Trurstee - Trust #1], Trust #1 Fmaily Member

Reimbursement — Bankruptcy Judges — Informational Meeting With Members of Congress — Airport Parking, Mileage

Reimbursement — Journalist Law School Program

Income — 1207 — University of Pacific, McGeorge School of Law -- Co-Teaching Bankruptcy Course — S3.087.00

Spouse's income — 2017 — State of California, California Department of Public Health --- Salary

Spouse's income — 2007 — CalPERS - State of Califorma Retirement

Part VII

Note | -

Line 36 the Stock Market abreviation for Flexshares Trust Qlty Div Index Fund is "QDF." In the 2016 it was listed as "QSF," a typographical error (the "s" key

being next to the "d" key). There has been no change in the investment, just correction of the typo in making the 2017 Annual Report.

Note 2 -

Line 75: Name Change from SPDR Series Trust SPDR Morgan Stanley Technology ETF to the the one listed on Line 75 of Section VII.