Thomas Charles Rogers
2015Annual
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What was filed
170
investments
0
positions
0
gifts
0
agreements
0
debts
0
reimbursements
0
income
0
spouse income
As filed
1.25a Florence C (1/2011. $10,000) — None
Brokerage account # (Marked as # )
First Clearing, LLC - Cash balance — None
1-AT&T Inc — Int/Div
1 - Softbank Corp ADR — Int/Div — Sold
1 «Verizon Communications Com — Int/Div
1-8C Jobs Econ DV Ath Stdnt 4.25% R124 "Y" — Int/Div
Brokerage account # 2 {Marked as # 2)
2 Cash balance - First Clearing, LLC — Int/Div
2. Exxon Mobil Corp — Int/Div — Sold (part)
Brokerage account # 3 (Marked as # 3)
3. Ameritrade MMDA Account - Cash balance — Int/Div
3-AT&T Inc Com (T) — None — Buy
3-AT&T Inc Com (T) — Sold
3-AT&T Inc Com (T) — None — Buy
3-AT&T Inc Com (T) — Sold
3 Aimmune Therapeutics Inc com (AIM) — None — Buy
3 Aimmune Therapeutics Inc com (AIM) — None — Buy (add'l)
3 Aimmune Therapeutics Inc com (AIM) — None — Buy (add'l)
3 Aimmune Therapeutics Inc com (AIM) — None — Buy (add'l)
3 Aimmune Therapeutics Inc com (AIM) — Sold (part)
3 Aimmune Therapeutics Inc com (AIM) — Sold (part)
3 Aimmune Therapeutics Inc com (AIM) — Sold (part)
3 Aimmune Therapeutics Inc com (AIM) — Sold
3 Aimmune Therapeutics Inc com (AIM) — None — Buy
3 Aimmune Therapeutics Inc com (AIM) — None — Buy (add'l)
3 Aimmune Therapeutics Inc com (AIM) — None — Buy (add'l)
3 Aimmune Therapeutics Inc com (AIM) — Sold (part)
3 Aimmune Therapeutics Inc com (AIM) — Sold (part)
3 Aimmune Therapeutics Inc com (AIM) — Sold
3. Aquinox Pharmaceuticals, Inc, Com (AQXP) — None — Buy
3. Aquinox Pharmaceuticals, Inc, Com (AQXP) — Sold
3. Aquinox Pharmaceuticals, Inc, Com (AQXP) — None — Buy
3. Aquinox Pharmaceuticals, Inc, Com (AQXP) — Sold
3. Sarepta Therapeutics Inc. Com — None — Sold
3. Dragonwave Inc Com — None — Sold (part)
3. Dragonwave Inc Com — Sold (part)
3. Dragonwave Inc Com — Sold (part)
3. Dragonwave Inc Com — Sold
3. Eleven Biotherapeutics Inc. Com ({EBIOY — None — Buy
3. Eleven Biotherapeutics Inc. Com ({EBIOY — None — Buy (add'l)
3. Eleven Biotherapeutics Inc. Com ({EBIOY — Sold (part)
3. Eleven Biotherapeutics Inc. Com ({EBIOY — Sold
3. One Horizon Group Ine Com (OHG) — None — Buy
3. One Horizon Group Ine Com (OHG) — None — Buy (add'l)
3. One Horizon Group Ine Com (OHG) — None — Buy (add'l)
3. One Horizon Group Ine Com (OHG) — Sold (part)
3. One Horizon Group Ine Com (OHG) — Sold (part)
3. One Horizon Group Ine Com (OHG) — Sold
3 - Second Sight Med Prods Inc Com (EYES) — None — Buy
3 - Second Sight Med Prods Inc Com (EYES) — Sold
3 - Second Sight Med Prods Inc Com (EYES) — None — Buy
3 - Second Sight Med Prods Inc Com (EYES) — Sold
3 - Second Sight Med Prods Inc Com (EYES) — None — Buy
3 - Second Sight Med Prods Inc Com (EYES) — Sold
3 - Second Sight Med Prods Inc Com (EYES) — None — Buy
3 - Second Sight Med Prods Inc Com (EYES) — Sold
3 - Second Sight Med Prods Inc Com (EYES) — None — Buy
3 - Second Sight Med Prods Inc Com (EYES) — Sold
3 - Second Sight Med Prods Inc Com (EYES) — None — Buy
3 - Second Sight Med Prods Inc Com (EYES) — Sold
3 - Second Sight Med Prods Inc Com (EYES) — None — Buy
3 - Second Sight Med Prods Inc Com (EYES) — Sold
3 - Second Sight Med Prods Inc Com (EYES) — None — Buy
3 - Second Sight Med Prods Inc Com (EYES) — Sold
3 - Second Sight Med Prods Inc Com (EYES) — None — Buy
3 - Second Sight Med Prods Inc Com (EYES) — Sold
3 - Second Sight Med Prods Inc Com (EYES) — None — Buy
3 - Second Sight Med Prods Inc Com (EYES) — Sold (part)
3 - Second Sight Med Prods Inc Com (EYES) — None — Buy (add'l)
3 - Second Sight Med Prods Inc Com (EYES) — Sold (part)
3 - Second Sight Med Prods Inc Com (EYES) — None — Buy
3 - Second Sight Med Prods Inc Com (EYES) — Sold
3 - Second Sight Med Prods Inc Com (EYES) — None — Buy
3 - Second Sight Med Prods Inc Com (EYES) — Sold
3 - Second Sight Med Prods Inc Com (EYES) — None — Buy
3 - Second Sight Med Prods Inc Com (EYES) — Sold
3 - Second Sight Med Prods Inc Com (EYES) — None — Buy
3 - Second Sight Med Prods Inc Com (EYES) — Sold (part)
3 - Second Sight Med Prods Inc Com (EYES) — None — Buy (add'l)
3 - Second Sight Med Prods Inc Com (EYES) — Sold
3 - Second Sight Med Prods Inc Com (EYES) — None — Buy
3 - Second Sight Med Prods Inc Com (EYES) — Sold
23. Weight Watchers Intl Inc Com (WTW) — None — Buy
23. Weight Watchers Intl Inc Com (WTW) — Sold
3 - Second Sight Med Prods Inc Eyes Oct 162015100 Call (EYES) — None — Buy
3 - Second Sight Med Prods Inc Eyes Oct 162015100 Call (EYES) — Sold
23 - Second Sight Med Prods Inc Eyes Oct 16 2015 (EYES) — None — Buy
23 - Second Sight Med Prods Inc Eyes Oct 16 2015 (EYES) — Sold
23 - Second Sight Med Prods Inc Eyes Oct 16 2015 (EYES) — None — Buy
23 - Second Sight Med Prods Inc Eyes Oct 16 2015 (EYES) — Sold
3. Second Sight Med Prods Inc Eyes Nov 202015 5.0 Put (EYES) — None — Buy
3. Second Sight Med Prods Inc Eyes Nov 202015 5.0 Put (EYES) — Sold
3 Second Sight Med Prods Inc Eyes Jan 15 2006 15.0 Call (EYES) — None — Buy
3 Second Sight Med Prods Inc Eyes Jan 15 2006 15.0 Call (EYES) — Sold
3. Second Sight Med Prods Inc Eyes Jan 152016 5.0 Call (EYES) — None — Buy
3. Second Sight Med Prods Inc Eyes Jan 152016 5.0 Call (EYES) — Sold
3. Second Sight Med Prods Inc Eyes Jan 152016 7.5 Call (EYES) — None — Buy
3. Second Sight Med Prods Inc Eyes Jan 152016 7.5 Call (EYES) — Sold
SCB&T (also called South Carolina Bank & Trust) First Federal checking — None
NBSC (also called National Bank of South Caroling) — Interest
Wells Fargo, NA — Interest
Equitable Variable: EQ Aggressive (whole life policy) — None
Jefferson-Pilot Adjustable Life policy — None
UGMA # A (Marked as £ A)
A - Capital World Growth & Income Fund Ine C1 C(ICWGCX) — Int/Div
A - Capital World Growth & Income Fund «Class F-1 (CWGFX) — Int/Div — from line 106)
2 A - First Clearing , LLC - Cash balance — Interest
A American Fds Washington Mut (Edu Svs Acetino control) — Int/Div
UGMA 2 A, Trust (Marked as £ ATI)
ATI - First Clearing, LLC - Cash balance — Int/Div
2ATI - AT&T Ine. (T) — Int/Div
ATI - Russell Invt Co Multi-stragegy Alternative Fd C1 S (RM (RMSSX) — None — Sold (part)
ATI - Russell Invt Co Global Infrastructure Fd Class S (RGISX) — Int/Div — Sold (part)
ATI - Russell Invt Co Commodity Strategies Fd C1S (RCCSX) — Int/Div
ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — None — Sold (part)
ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — Sold (part)
ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — Sold (part)
ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — None — Buy (add'l)
ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — Sold (part)
ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — Sold (part)
ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — Sold (part)
ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — Sold (part)
ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — Sold (part)
ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — Sold (part)
ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — Sold (part)
ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — Sold (part)
ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — Sold (part)
ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — Sold (part)
ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — Sold (part)
ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — Sold (part)
ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — Sold (part)
ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — Sold (part)
ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — Sold (part)
ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — Sold (part)
ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — Sold (part)
ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — Sold (part)
ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — Sold (part)
ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — Sold (part)
ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — Sold (part)
ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — Sold (part)
ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — Sold (part)
ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — Sold (part)
ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — Sold (part)
ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — Sold (part)
ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — Sold (part)
ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — Sold (part)
ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — Sold (part)
ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — Sold (part)
ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — Sold (part)
ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — Sold (part)
ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — Sold (part)
ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — Sold (part)
ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — Sold (part)
ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — Sold (part)
ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — Sold (part)
ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — Sold (part)
ATI - Russell Invt Co Global Opportunistic Cr Fd C1 S (RGCSX) — Sold
ATI - Russell Emerging Mkis C1 S (REMSX) — Int/Div
ATI Russell Invt Co Global Real Estate Secs FA CIS (RRESX) — Int/Div
2 ATI - Russell GIbl Eqty Class S (RGESX) — Int/Div — Sold (part)
ATI - Russell US Small Cap Equity Class S(RLESX) — Int/Div
ATI - Russell Intl Develpd Mkts Fd Class S(RINTX) — Int/Div
ATI - Russell Invt Co US Strategic Equity Fd Class S (RSESX) — Int/Div — Sold (part)
UGMA # B (Marked ad # B)
B - Capital Worl-Growth & Income Fund Ing, C1 C(CWGCX) — Int/Div
B - Capital World Growth & Income Fund «Fl (CWGFX) — Int/Div — from line 166)
B First Clearing , LLC - Cash balance — Interest
B Columbia Mgmt Futre Schol 529 Collge Svng Pl (no control) — Int/Div
2B - BP PLC stock — Int/Div
In Part VIL, page 4, line 1, Column B(1) for 1.25 acres Florence County received no rental mcome for the year therefore, column B(2) is "None".
Part VII Investmenst and Trust, line 100 SCB&T (also known as South Carolina Bank & Trust) acquired First Federal in 2015. The surviving bank name is
SCB&T or South Carolina Bank and Trust Company,
Part VII Investments and Trust, line 107 and 167 Capital World Growth & Income Fd Inc C1 C (CWGCX) converts to Class F-1 shares after 10 years. Since the
original purcahse was on 2/10/2005, this conversion took place on 2/11/2015. The converted shares are called Capital World Growth & Income Fund-Class F-1
(CWCFX).
Part VIL, lines 3, 12, 108, 111 and 168 are the money market account portions of the brokerage accounts which act as sweep accounts for uninvested cash in that
specific brokerage account. We believe these to be a widely held accounts because they are a part of the brokerage accounts.
Part VII, lines 2, 8, 11, 105, 110, and 165 are header lines for the investments listed below the specific line.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.