Catherine Caldwell Eagles

2012Annual

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Pull out the substance of this filing.

What was filed

  • 46

    investments

  • 0

    positions

  • 0

    gifts

  • 0

    agreements

  • 0

    debts

  • 1

    reimbursements

  • 1

    income

  • 4

    spouse income

Named parties

  • The: Ne wl
  • Consohdated Judicial Retirement System of NC « Pension
  • Higgs, Benjamin, Eagles & Adams, PLLC - Share of PLLC income
  • Elon University Law School - Eamings for teaching
  • Umversity of NC at Greensboro - Earmungs for teaching
  • William A. Eagles, PLLC - Earnings from law practice

As filed

Brokerage Account #1 (H)

Dommion Resources Inc. VA New Stock — Int/Div

Duke Energy — Int/Div

Piedmont Natural Gas — Int/Div

Progress Energy — Int/Div — with line 3)

Public Service Enterprise Group — Int/Div — Sold

Southern Bancshares NC Ing — Int/Div

Spectra Energy — Int/Div

The Southern Company — Int/Div

Brokerage Account #1 (H)

Invesco Charter Fund Cl A — Int/Div

Growth Fund America Cl A Mutual Fund — Int/Div

Investment Co. America Cl A AIVSX — Int/Div — Buy (add'l)

Wash Mut! Invs Fd Inc. C1 A AWSHX — Int/Div

Income Fund America Inc A — Int/Div — Buy

Income Fund America Inc A — Buy (add'l)

Brokerage Account #1 (H)

Bank of India Cert of Deposit — Interest — Matured

Wells Fargo Advisors Money Market Account — Interest

IRA #1 (H)

Amer. Balanced Fd Cl A Mutual Fund — Int/Div

Inv. Co. of America CL A — Int/Div

Cash - Wells Fargo Advisors — Interest — Sold

Cash - Wells Fargo Advisors — None — Buy

Income Fund America Inc A — Int/Div — Buy

IRA #2 (H)

Wells Fargo Equity Value Fd CL A — Int/Div

IRA 43 (H)

Growth Fund Am. CL A — Int/Div

IRA #3 (H)

Cash - Wells Fargo Advisors — Interest

Inv. Co. Am CL A AIVSX — Int/Div

Amer Balanced FA CL A — Int/Div

Capital Income Bldr CL A — Int/Div

IRA ES (H)

Growth Fund Am CL A AGTHX — Int/Div

Cash - Wells Fargo Advisors (X) — Interest

401k £2 (H)

Growth Fund America R2 Mutual Fund — None — Sold

Capital Income Builder R2 Mutual Fund — None — Sold

Inv. Co. of Am. Class A — None — Distnibuted

Other Assets (H)

Lincoln National Life Insurance Co Policies Surrrender Value — Interest

Wachovia Bank Account — Interest

Eagles Farms LLC — istmbution

Bank of America Account — Int/Div

Reimbursement — The: Ne wl — DUET iia ie meeting — meals for judge and spouse; mileage stipend

Income — 2012 — Consohdated Judicial Retirement System of NC « Pension — $71,662.68

Spouse's income — 2012 — Higgs, Benjamin, Eagles & Adams, PLLC - Share of PLLC income

Spouse's income — 2012 — Elon University Law School - Eamings for teaching

Spouse's income — 2012 — Umversity of NC at Greensboro - Earmungs for teaching

Spouse's income — 2012 — William A. Eagles, PLLC - Earnings from law practice

Part VII.

Line 5 - Progress Energy merged with Duke Energy (Line 3) on July 3, 2012. Progress Energy shares held were converted to shares of Duke Energy common

stock.

Line 13 - Funds reported on Line 41 of 2011 report (and on Line 41 of 2012 report) were moved in February, 2012 from a different broker and combined

with Inv. Co. of Am. Class A Fund held in Brokerage Account #1. Additional shares were not bought, only moved, but “moved” is not an option among the

acquistion choices in the drop-down menu.

Line 23 - Funds held in qualified retirement plan (listed on Lines 39 and 40 of 2011 report) were sold and cash proceeds were rolled over into an IRA in January,

2012. (See corresponding note regarding Lines 39 and 40 below.)

Line 24 - Cash proceeds reported on Line 23, above, were used to purchase funds listed on Line 25 of this report.

Line 37 - Cash reported on this line was erroneously omitted from 2011 report.

Lines 39, 40 - Funds held in qualified retirement plan were sold in January, 2012 and cash proceeds were deposited into Wells Fargo Advisors IRA account #1

(listed on Line 23 of this report; see note above). As reported on Line 24, cash was then used on May 22, 2012, to purchase funds listed on Line 25.

Line 41 - Funds were moved from one brokerage firm in February, 2012, and combined with funds in Brokerage Account #1 listed on Line 13. (See corresponding

note regarding Line 13 above.)

Line 43 - Please note oversight on 2011 report. Interest related to these policies should have been reported with Amount Code of "C" on Line 42, Col. B(1).

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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Catherine Caldwell Eagles | Frix