Christopher M. Alston

BlackRock Muni Inc Qty Trust (BYM) Closed-End Fund — Distribution — Buy

BlackRock Municipal 2020 (BKK) Closed: End Fund — Distribution — Buy

BlackRock Municipal 2020 (BKK) Closed: End Fund — None — Sold

iShares Currency Hedged MSC EAFE (HEFA) Exchange-Traded Fund — Int/Div — Buy

PIMCO 1-5 Year US TIPS ETF (STPZ) Exchange-Traded Fund — Int/Div

PIMCO Low Duration Active ETF (LDUR) Exchange-Traded Fund — Int/Div — Buy

PIMCO Low Duration Active ETF (LDUR) Exchange-Traded Fund — None — Sold (part)

PIMCO Total Return Active ETF (BOND) Exchange-Traded Fund — Int/Div — Sold

Fidelity Municipal Money Market (FTEXX) Money Market Fund — Int/Div

Fidelity® Government Cash Reserves (FDRXX) Money Market Fund — Int/Div

American Beacon Bridgeway Lg Cp Val Inst (BRLVX) Open-End Fund — Distribution — Buy

American Beacon Bridgeway Lg Cp Val Inst (BRLVX) Open-End Fund — None — Buy

American Beacon Bridgeway Lg Cp Val Inv (BWLIX) Open-End Fund — Distribution — Buy

American Funds Capital World Bond FI (WBFFX) Open-End Fund — Distribution

American Funds Capital World Bond F2 (BFWFX) Open-End Fund — Distribution

American Funds Europacific Growth Fl (AEGFX) Open-End Fund — Distribution — Sold (part)

American Funds Europacific Growth FI (AEGFX) Open-Eud Fund — None — Sold (part)

American Funds Europacific Growth F2 (AEPFX) Open-End Fund — Distribution — Buy

American Funds Europacific Growth F2 (AEPFX) Open-End Fund — None — Sold (part)

Dodge & Cox Income (DODIX) Open-End Fund — Distribution — Sold (part)

Dodge & Cox Income (DODIX) Open-End Fund — None — Sold (part)

Eaton Vance Multisector Income A (EVBAX) Open-End Fund — Distribution — Sold

Fidelity® Contrafund® (FONTX) Open-End Fund — Distribution — Sold (part)

Fidelity® Contrafund® (FONTX) Open-End Fund — None — Sold (part)

Fidelity® Interm Muni Inc (FLTMX) Open- End Fund — Distribution — Buy

Fidelity® International Index Investor (FSIIX) Open-End Fund — Distribution — Buy

Fidelity® International Index Investor (FSIIX) Open-End Fund — None — Sold

Fidelity® International Index Premium (FSIVX) Open-End Fund — istmbution — Buy

Fidelity® International Index Premium (FSIVX) Open-End Fund — None — Sold (part)

Harbor International Institutional (HAINX) Open-End Fund — Distribution — Sold (part)

Harbor International Investor (HIINX) Open-End Fund — Distribution — Sold (part)

Harbor International Investor (HIINX) Open-End Fund — None — Sold (part)

Harbor International lnvestor (HIINX) Open-End Fund — None — Buy

Lazard Emerging Markets bquity Instl (LZEMX) Open-End Fund — None — Sold (part)

Lazard Emerging Markets Equity Inst] (LZEMX) Open-End Fund — None — Sold

Lazard Emerging Markets Equity Open {(LZOEX) Open-End Fund — None — Sold

Loomis Sayles Bond Inst] (LSBDX) Open End Fund — istnbution — Buy

Loomis Sayles Bond Retail (LSBRX) Open- End Fund — Distribution — Sold (part)

Loomis Sayles Bond Retail (LSBRX) Open- End Fund — None — Sold (part)

Merger Institutional (MERIX) Open-End Fund — Distribution

Merger Investor (MERFX) Open-End Fund — istnbution — Buy

Merger Investor (MERFX) Open-End Fund — None — Sold (part)

Metropolitan West Total Return Bd (MWTIX) Open-End Fund — Distribution — Buy

Metropolitan West Total Return Bd (MWTIX) Open-End Fund — None — Sold (part)

Metropolitan West Total Return Bd M (MWTRX) Open-End Fund — istmbution — Buy

Metropolitan West Total Return Bd M (MWTRX) Open-End Fund — None — Sold (part)

Northern Small Cap Value (NOSGX) Open- End Fund — Distribution — Buy

Northern Small Cap Value (NOSGX) Open- End Fund — None — Sold (part)

Nuveen Large Cap Growth Opps A (FRGWX) Open-End Fund — Distribution — Sold (part)

Nuveen Large Cap Growth Opps (FIGWX) Open-End Fund — Distribution — Buy

Oak Ridge Small Cap Growth A (ORIGX) Open-End Fund — Distribution

Oak Ridge Small Cap Growth (ORIYX) Open-End Fund — istnibution

Oppenheimer Developing Markets A (ODMAX) Open-End Fund — Distribution — Buy

Oppenheimer Developing Markets A (ODMAX) Open-End Fund — None — Sold (part)

Oppenheimer Developing Markets Y {ODVYX) Open-End Fund — Distribution — Buy

PIMCO CommoditiesPLUS® Strategy D (PCLDX) Open-End Fund — istrnibution — Buy

PIMCO CommoditiesPLUS® Strategy Instl (PCLIX) Open-End Fund — Distribution — Buy

PIMCO CommoditiesPLUS® Strategy Instl (PCLIX) Open-End Fund — None — Sold (part)

PIMCO Commodity Real Ret Strat D {PCRDX) Open-End Fund — Distribution — Sold (part)

PIMCO Commodity Real Ret Strat Inst] (PCRIX) Open-End Fund — Distribution — Buy

PIMCO Low Duration Inst! (PTLDX) Open- End Fund — Distribution — Sold

PIMCO Total Return Instl (PTTRX) Open: End Fund — Distribution — Sold

Prudential High-Yield A (PBHAX) Open End Fund — Distribution — Sold (part)

Royce Total Return lnvmt (RY TRX) Opes. End Fund — Distribution — Sold (part)

Royce Total Return Sve (RYTFX) Open. End Fund — None — Sold

T. Rowe Price Equity Income (PRFDX) Open-End Fund — None — Sold (part)

T. Rowe Price Equity Income (PRFDX) Open-End Fund — None — Sold

T. Rowe Price Equity Income Advisor {PAFDX) Open-End Fund — None — Sold

T. Rowe Price Equity Income Advisor {(PAFDX) Open-End Fund — None — Sold

T. Rowe Price High Yield Adv (PAHIX) Open-End Fund — Iistnbution

T. Rowe Price International Discovery {PRIDX) Open-End Fund — Distribution — Sold

T. Rowe Price International Discovery (PRIDX) Open-End Fund — None — Sold

T. Rowe Price Real Estate (TRREX) Open End Fund — Distribution

T. Rowe Price Real Estate Advisor (PAREX) Open-End Fund — Distribution — Sold

T. Rowe Price Real Estate Advisor (PAREX) Open-End Fund — None — Sold

T. Rowe Price Small-Cap Value (PRSVX) Open-End Fund — Distribution — Sold

T. Rowe Price Small-Cap Value Adv {(PASVX) Open-End Fund — Distribution — Sold

Templeton Global Bond A (TPINX) Open End Fund — Iistnbution — Sold (part)

Templeton Global Bond A (TPINX) Open: End Fund — None — Sold (part)

Templeton Global Bond Adv (TGBAX) Open-End Fund — istnbution — Buy

Vanguard Inflation-Protected Secs Inv (VIPSX) Open-End Fund — Distribution

Berkshire Hathaway lnc B (BRK. B) Stock — None — Sold

Berkshire Hathaway Inc B (BRK_B) Stock — None — Buy

CA Scholarshare 529 Plan Passive Age. Based Portfolio 11-12 — None

CA Scholarshare 529 Plan Passive Diversified Equity Portfolio — None

Northwestern Mutual: Whole Life Policy — Int/Div

Director, Center for Children & Youth Justice

Reimbursement — Bankruptcy Committe Fall Meeting

Section 1: In 2015, resigned from three of the four positions previously reported.

Section 111: No longer required to report income from prior years, Ceased being a member of Foster Pepper PLLC in 2015

Section VI: Refinanced mortgage and paid down revolving accounts.