William H. Pauley 3

Mutual Funds

ANNUITIES

PRUDENTIAL DISCOVERY PLLS, FIXED RATE ANNUITY — Interest

CASH AND CASH EQUIVALENTS

JP MORGAN CHASE — Interest — Buy (add'l)

JP MORGAN CHASE — Sold (part)

US. SAVINGS BONDS — Interest

AXA FIN'L LIFE INS (CASH SURRENDER VALUE) — Int/Div

AXA FIN'L LIFE INS (CASH SURRENDER VALUE) — Int/Div

NEW YORK 529 COLL SVGS MOD AGE- BASED OPT: CONSERY GROWTH — Interest — Sold (part)

NEW YORK 529 COLL SVGS MOD AGE- BASED OPT: CONSERY GROWTH — Sold (part)

NEW YORK 529 COLL SVGS MOD AGE- BASED OPT: CONSERY GROWTH — Distnbuted

RETIREMENT ACCOUNTS

401K PLAN = FIDELITY FREEDOM K — Interest

IRA SCUDDER - DWS CORE PLUS INCOME FUND — Interest

IRA SCUDDER - DWS GLOBAL THEMATIC FUND — Interest

VMMXX VANGUARD PRIME MONEY MARKET - ROTH IRA — Interest — Buy (add'l)

VMMXX VANGUARD PRIME MONEY MARKET - ROTH IRA — Interest — Buy (add'l)

VMMXX VANGUARD PRIME MONEY MARKET - TRADITIONAL IRA — Interest

VMMXX VANGUARD PRIME MONEY MARKET - TRADITIONAL IRA — Interest

VMMXX VANGUARD PRIME MONEY MARKET - SEP - IRA — Interest

Semor Board Member of Board of Visitors, Duke Umiversity School of Law

Reimbursement — American Umiversity School of Law — January 26-27, 2017 — Washington, D.C — Conterence — Travel, food, and lodging

Reimbursement — Duke University School of Law — October 26-29, 2017 — Durham, NC — Board of Vistiors Meeting — Travel, food, and lodging

Spouse's income — 2017 — Self-Employed Licensed Real Estate Sales Person and Insurance Agent

Spouse's income — 2007 — Self-Employed Floral Designer