Pamela Ki Mai Chen

Morgan Stanley Brokerage Account (H)

Bristol Myers Squibb Common Stock — Int/Div — Buy (add'l)

Cingroup Common Stock — Int/Div

Venzon Commumcations Common Stock — Int/Div

IShares Momingstar Mid CP ETF (JKG) Mutual Fund — Int/Div — Buy (add'l)

IShares MSCI EAFE ETF (EFA) Mutual Fund — Int/Div

IShares Russell 2000 ETF (IWM) Mutual Fund — Int/Div

SPDR S&P Midcap 400 ETF (MDY) Mutual Fund — Int/Div

SPDR Trust Series (SPY) Mutual Fund — Int/Div — Buy (add'l)

Wisdom Tree Eaming 500 (EPS) Mutual Fund — Int/Div — Buy (add'l)

Vanguard Intm TM TX-EX Inv (VWITX) Mutual Fund — Int/Div

Duke Energy Corp Common Stock — Int/Div — Sold

Frontier Communications Corp. Common Stock — Int/Div — Sold

Citibank Savings/Checking Account — Interest

Advisory Board Member, Freedom Forth

Gift — New York County Lawyers’ Association INYCLA) — Annual Dinner hosed by NYCLA — $350.00

Gift — Federal Bar Council — Law Day Dinner and Judges Reception hosted by Federal Bar Council — $650.00

Gift — Korean American Family Services Cemter (KAFSC) — Annual Benefit Gala hosted by KAFSC — $375.00