Michael B. Kaplan

IRA#%I — Int/Div

Pershing Government Account money market

Pfizer Inc common

Cibgroup ne common — Buy (add'l)

Frontier Commumcations Corp

Venzon Commumcations Com

Invesco Gold & Precious Metals Fund CL B mutual fund — Sold (part)

Invesco Gold & Precious Metals Fund CL B mutual fund — Sold (part)

Invesco Gold & Precious Metals Fund CL B mutual fund — Sold

Invesco Gold & Precious Metal Fund CL A mutual fund — Sold

Invesco Gold & Precious Metal Fund CL A mutual fund — Buy

Invesco Gold & Precious Metal Fund CL A mutual fund — Buy

Invesco Gold & Precious Metal Fund CL A mutual fund — Sold

Blackstone Natural Resources Trust Fund CL C mutual fund

Sunamerica Senior Floating Rate Fund CL C mutual fund

Franklin High Income Fund CL C mutual fund

Franklin Income Fund CL C mutual fund — Buy

Templeton Global Balanced Fund Class mutual fund

Wells Fargo Advantage Health Care Fund CL C mutual fund

Ishares Silver Trust mutual fund — Sold

lcon Energy Fund Class ¢ mutual fund — Buy

Rydex Banking Fund CL C mutual fund — Buy

Metlife Fixed Annuity 7498

IRAZ%2 — Int/Div

Pershing Government Account money market

Frontier Communications Corp

Verizon Commumcations Com

Franklin Income fund CL C mutual fund — Buy (add'l)

Franklin High Income fund CL C

Franklin Dynatech CL C mutual fund

Ishares Silver Trust — Sold

Icon Energy Fund Cl C mutual fund — Buy

IRA #3 — Int./hv

Pereshing Government money market

Froter Communications Corp common

Venzon Commumcations Com

IRA #4 — None

Pershing Prime Reserves Money Market — Buy

Federated Capital Reserves Money Market — Int/Div

NJ Economic Dev Auth St Pension Zero Coupon Bond — Interest

NJ Economic Dev Auth St Pension Zero Coupon Bond — Interest

Citigroup Inc common — Int/Div

Flaherty & Crumrine Claymore Pid Sec mutual fund — Int/Div

Blackrock Real Asset Equity Tr Com mutual fund — Int/Div

Pioneer Floating Rate Tr Com mutual fund — Int/Div

Western Asset Managed High Income Fd mutual fund — Int/Div

Allstate T-Link Plus fixed rate annuity — Interest — Redeemed

Best of Amenca IV Vanable Rate Annuity — None

NVIT Mult-MGR Intl GR 3 mutual fund

NVIT Mult-MGR Midcap GR mutual fund

VK NIT Realestate mutual fund

CRSUISSETR US Eq Flex money market — Redeemed

NW NVIT money market — Int/Div — Buy

TD Bank USA Money market checking — Int/Div

ING money market fund — Int/Div

Citigroup Inc common — Int/Div

Met Life Whole Life Insurance Policy — None — Redeemed

TIAA CREF money market — Int/Div

Rental Property #1(X). Norwood, NJ Rental Property — Rent

Lincoln Financial Group annuity — Interest — Buy

Adpmunct Professor, Rutgers University School of Law

Agreement — 0 — Thomson Reuters Publishing Agreement, 5% royalty on sales of Consumer Bankruptcy Manual

Liability — University of Pennsylvama — Tuition

Liability — Bank of America — Mortgage on rental property

Reimbursement — American Conference Institute — 01/28/2011 — NY. NY — Educational — hotel, meals, travel

Reimbursement — AFN Leadership Conference — 07/19/2011 10 70222011 — onita Springs, FL — Educational — hotel, meals, travel

Reimbursement — Judicul Education Program: Northwestern Univ — 03/28/2011 to 3/192011 — Chicago, IL — Educational — hotel, meals, travel

Reimbursement — American Conference Inst — R201 — Washington, DC — Educational — hotel, meals, travel

Reimbursement — Judicial Education Program — 6/1/2011 10 6/3/2011 — Fairfax, VA — Educational — hotel, meals, travel

Reimbursement — NABT Amnual Conference — 82112011 to 8/22/2011 — Amelia Island, FL — Educational — hotel, meals, travel

Income — 2011 — , Norwood, NJ Rental Income — S27.600 00

Income — 2001 — West Services Royalty — SS. 188.00

Spouse's income — 2011 — Oveh Shalom of Bucks County-salary

Part VILL Investments and Trusts:

Line 18 « In July 2011, the Templeton Income Fund Class C changed to the Templeton Global Balanced Fund Class C.

-Line 40- ING Classic Money Market moved to Federated Capital Reserves

-Line 52 - CRSUISSETR US EQ FLEX | formerly known as Cr Suisse TR Small Cap Cor | mutual fund