David R. Herndon

IRA Account Pershing IRA Account (H)

Clover Leaf Bank n/k/a First Mid-Illinois Bank Checking account — Interest

Bank of Edwardsville Checking account — Interest

IRA) Bristol Myers Squibb Co common — Int/Div — Sold — oss

IRA) Nielson Holdings PLC Shs NLSN — Int/Div — Sold (part) — loss

IRA) Nielson Holdings PLC Shs NLSN — Int/Div — Sold — oss

IRA) PayPal Hidgs Inc Com — None — Sold (part)

IRA Alphabet Inc Cap Stk Cl A — None

IRA) American Express Comp — Int/Div

IRA) Avery Demison Corp Com — Int/Div — Buy

IRA) Becton Dickinson & Co — Int/Div — Buy

IRA) Becton Dickinson & Co — Buy (add'l)

IRA) DXC Technology Co Com — Int/Div — Buy

IRA) Intel Corp Com — Int/Div — Buy

IRA) Pepsico Inc Com — Int/Div

IRA) Schlumberger Ltd Com — Int/Div — Buy — below tor sale mn same

IRA) Schlumberger Ltd Com — Sold — at a loss

IRA) Vanguard Whitehall Fds High Div Yield ETF — Int/Div — Buy

IRA) West Pharmaceutical Sves Inc Com — None — Sold

IRA) Drevfus Treasury Prime MM — Interest

IRA Account #2 Cambridge IRA (H)

IRA2) Liquid Insured Deposits Cash Money Fund (X) — Interest

IRA2) AQR Managed FuturesStrategy HV OQMHIX (X) — Int/Div — Sold — oss

IRA2) AQR Diversified Arbitrage fund ADAIX(X) — Int/Div — Sold — oss

IRA2) Arbitrage Event Driven Fund AEDNX (X) — Int/Div — Sold — oss

IRA2) Guggenheim Macro Opportunities Fund GIOIX (X) — Int/Div — Sold

IRA2) ASG Managed Futures Strategy Fund ASFYX (X) — Int/Div — Sold — oss

IRA2) Pimco Trend Managed Futures Strategy PQTIX (X) — Int/Div — Sold — oss

IRA2) Osterweis Strategic Income Fund ORFRX (X) — Int/Div — Sold — oss

IRA2) T Rowe Price Floating Rate PRFRX (X) — Int/Div — Sold

IRA2) IShares Tr Core S&P S00 ETF Vv ix) — Int/Div — Sold

IRA2) IShares Tr Russell 2000 ETF IWM (xX) — Int/Div — Sold

IRA2) SSGA Active ETF Tr SPDR Dobleline Total Return TOTL (X) — Int/Div — Sold — oss

IRA2) Vanguard FTSE Developed Markets ETF VEA (X) — Int/Div — Sold

IRA2) Vanguard Intl Equity Index FDS FTSE Emerg Mkts VWO (X) — Int/Div — Sold

IRA2) Vanguard Intl Equity Index FDS FTSE Europe VGK (X) — Int/Div — Sold — loss

Cambridge Investment Acct (H) (X)

Liquid Insured Deposits Cash Money Fund 1X) — Interest

Russell Tax-Managed International Equity FARTIUX (X) — Int/Div — Sold

Russell Tax-Managed US Mid & Small Cap RTOUX (X) — Int/Div — Sold

Russell Tax-Managed US Large Cap Fd RTMTX(X) — Int/Div — Sold

Russell Global Real Estate Secs Fd RETTX (X) — Int/Div — Sold

Russell Global Infrastructure Fd RGFTX (xX) — Int/Div — Sold — loss

Russell Tax-Exempt Bond Fd RBCUX (X) — Int/Div — Sold — oss

Russell Tax-Exempt High Y1d Bd Fd RHYTX (XO — Int/Div — Sold

Russell Strategic Bond Fd RSYTX (X) — Int/Div — Sold — oss

The Bond Fund of America Fd #8 American Funds (X) — Int/Div

Capital World Growth & Income Fd #33 American Fd (X) — Int/Div

Growth Fund of America Fd #5 American Funds (X) — Int/Div

1. TRUST #1 Pershing Brokerage Account (Hy

Dreyfus Treasury Prime Inv MM — Interest

Comnecticut St Ser C 5% 11/121 B'E — Interest

Indiana Univ Revs Student Fee Ser S 5% 221008 — Interest

Metropolitan Govt Nashville Davidson 5% S523 820k — Interest — Sold

Metropolitan Govt Nashville Davidson 5% 15/23 $80k — Interest — Redeemed

Metropolitan Govt Nashville Davidson 5% 1701725 $50k — Interest

Conroe Tex Indpt Sch Dist pre-refunded £04 2/15/24 $35k — Interest

Conroe Tex Indpt Sch Dist unrefunded 5% 215724 $115k — Interest

Tennessee St Rfdg-Ser A 4% 08/1/25 — Interest

Abilene Tex CTFS Oblig 5% 2/15/26 — Interest

Waste Management Inc Del Com — Int/Div — Buy

Victoria Tex Indpt Sch Dist Sch Bldg 5% «1507 — Interest — Redeemed

Washington St RFDG Var purp Ser R-2015F 5% 7/126 — Interest

Washington St Var Purp did $% 8/1/26 — Interest

Keller Tex Indpt Sch Dist Sch Bldg 5% 81526 — Interest — Redeemed

Gainesville Fla Utils Sys Rev Ser A 5% 10/01/26 — Interest

Arlington Tex Indpt Sch Sch Dist 5% R1527 — Interest

North Carolina St Pub Impt Ser A 5% 414/10 — Interest

Jackson Tenn Energy Auth Elec Sys Ridg £86 5/1127 — Interest — Buy

Germantown Tenn RFDG & Impt-Ser A £0, 06/0127 — Interest

Metropolitan Govt Nashville & Davidson 00 T1127 — Interest

Houston Tex Util Sys Rev Rfdg Comb first lien Ser D5% — Interest — Buy

Indiana St Fin Auth Rev RFDG-St Revolving Green 5% — Interest

Clear Creek Tex Indpt Sch Dist 5% 02/1528 — Interest

Washington St RFDG-Various purp ser R 201 8F 5907/01/28 dud 2/4/15 — Interest

Denton Tex Indpt Sch Dist RFDG 5% RIIS282/15128 — Interest

HCA Inc Sr Note 8.0% 10/01/18 — Interest — Redeemed

Knox Caty Tenn 5% 6/01/20 did 5/01/17 — Interest — Buy

MGM Resorts Intl Sr Nt 6.75% 10/01/20 — Interest

Nielsen Fin LLC 4.5% 10/01/20 — Interest

HCA Inc HCA Inc Gtd Sr Nt 7.5% 02/1822 — Interest — Buy

PVH Corp Sr Nt 4.5% 12/15/22 dud 1220012 — Interest — Buy

Wells Fargo & Co new Medium Term Sr Nis 4.125% — Interest — Buy

AONPLCshsClA — Int/Div

Accenture PLC Ireland Shs C1 A ACN — Int/Div — Sold (part)

Alibaba Group Hidg Lid Spons ADS — None — Buy

American Tower REIT com — Int/Div

Altna Group Inc Com — Int/Div

Amazon Com INC — None

Apple Inc — Int/Div

Boemg Co Com — Int/Div

Booz Allen Hamilton Hidg Corp C1 A — Int/Div — Sold (part)

Booz Allen Hamilton Hidg Corp C1 A — Sold

CBS Corp CL B Com — Int/Div — Sold

Colgate Palmolive Co — None — Sold

Disney Walt Co Disney Com — Int/Div — Buy

Dow Chem Co Com n/k/a DowDuPont Inc Com — Int/Div — Buy

Energy Transfer Equity L.P — Distribution

Emterprise Products Partners L.P — istnbution

Equifax Inc — Int/Div — Sold

Exxon Mobil Comp — Int/Div

Flir Systems Inc — Int/Div — Buy

Flir Systems Inc — Buy (add'l)

General Electric Co Com — Int/Div — Sold — oss

Goldman Sachs Group Inc Com — Int/Div — Sold

Honeywell Intl Inc — Int/Div

Intel Corp Com — Int/Div — Buy

Intercontinental Exchange Inc — Int/Div — Buy

Johnson & Johnson Corp — Int/Div — Buy — below tor sale mn same

Johnson & Johnson Corp — Sold — period

JP Morgan Chase & Co Com — Int/Div — Buy

Kinder Morgan Inc Del Com — Int/Div — Buy — below tor sake mn same

Kinder Morgan Inc Del Com — Sold — at a loss

Las Vegas Sands Corp Com — Int/Div

Las Vegas Sands Corp Com — Buy (add'l)

Microsoft Corp Com — Int/Div

Newell Brands Inc Com — Int/Div

Paychex Inc Common — Int/Div

Plains All American Pipeline L.P — Distribution — Sold

Raytheon Co Common New — Int/Div

Thermo Fisher Scientific Inc Com TMO — Int/Div

Verizon Communications Com — Int/Div — Sold (part)

Verizon Communications Com — Sold

Wells Fargo & Co New Com — Int/Div — Buy

West Pharmaceutical Sves lnc Com — Int/Div — Sold

Williams Cos Inc Com — Int/Div — Buy

KKR Finl Hldgs LLC PFD Ser A LLC — istnbution

Starwood Ppty Tr Inc Com — Int/Div

Alps ETF Tr Alerian MLP Etf — Int/Div

2. TRUST #2 Pershing Brokerage Account (Hy

Drefus Treasury Prime MM — Interest — Distributed

Accenture PLC Ireland Sh Cl A — Int/Div — Distnbuted

Alphabet Inc Cap Stk C1 A — None — Distnbuted

American Express Company — Int/Div — Distributed

Apple Inc — Int/Div — Distnbuted

Colgate Palmolive Co Com — None — Sold

Exxon Mobil Corp Com — Int/Div — Distnibuted

Honeywell Intl Inc — Int/Div — Distnbuted

Newell Brands Inc Com — Int/Div — Distnbuted

PayPal Hldgs Inc Com — None — Distributed

Verizon Communications Com — Int/Div — Sold (part)

Venzon Commumcations Com — Sold

Starwood Ppty Tr Inc com — Int/Div — Distnbuted

3. TRUST #3 Pershing Brokerage Account (Hy

Drevfus Treasury Prime Money Market — Interest

Accenture PLC Ireland Shs Cl A — Int/Div

American Tower REIT — Int/Div

AON PLC Com Shs — Int/Div

Alibaba Group Hldg Ltd Spons ADS — None — Buy

Alphabet Inc Cap Stk C1 A — None

Altna Group Inc Com — Int/Div

Amazon Com Inc — None

American Express Company — Int/Div

Apple Inc — Int/Div

Avery Dennison Corp Com — Int/Div — Buy

Becton Dickinson & Co — Int/Div — Buy

Becton Dickinson & Co — Buy (add'l)

Boeing Co com — Int/Div

Booz Allen Hamilton Hldg Corp C1 A — Int/Div — Sold (part)

Booz Allen Hamilton Hldg Corp Cl A — Sold

Bristol Myers Squibb Co Com — Int/Div — Sold — oss

CBS Corp CL B Com — Int/Div — Sold

Colgate Palmolive Co — None — Sold

DXC Technology Co Com — Int/Div — Buy

Disney Walt Co Disney Com — Int/Div — Buy

Dow Chem Co Com w/k/a DowDuPont Inc Com — Int/Div — Buy

Equifax Inc — Int/Div — Sold

Exxon Mobil Corp Com — Int/Div

Flir Systems Inc — Int/Div — Buy

Flir Systems Inc — Buy (add'l)

Goldman Sachs Group Inc Com — Int/Div — Sold

Honeywell Intl Inc — Int/Div

Intel Corp Com — Int/Div — Buy

Intel Corp Com — Buy (add'l)

Intercontinental Exchange Inc Com — Int/Div — Buy

Johnson & Johnson Com — Int/Div — Buy — below tor sale in same

Johnson & Johnson Com — Sold — period

JP Morgan Chase & Co Com — Int/Div — Buy

Kimberly Clark Corp Com — Int/Div — Sold — loss

Kinder Morgan Inc Del Com — Int/Div — Buy

Las Vegas Sands Corp Com — Int/Div

Las Vegas Sands Corp Com — Buy (add'l)

Nielson Holdings PLC Shs — Int/Div — Sold (part) — oss

Nielson Holdings PLC Shs — Sold — oss

Newell Brands Inc Com — Int/Div

PayPal Hldgs Inc Com — None

Pepsico Inc Com — Int/Div

Philip Morris Intl Inc Com — Int/Div

Proctor & Gamble Co Com — Int/Div — Buy

Raytheon Co Com New — Int/Div

Raytheon Co Com New — Buy (add'l)

Schlumberger Ltd Com — Int/Div — Buy — below tor sale mn sume

Schlumberger Ltd Com — None — Sold — at a loss

Thermo Fisher Scientific Inc com — Int/Div

Venzon Commumcations Com — Int/Div — Sold (part)

Verizon Commumcations Com — Sold

Waste Mgmt Inc Del Com — Int/Div — Buy

Wells Fargo & Co New Com — Int/Div — Buy

West Pharmaceutical Sves Inc Com — Int/Div — Sold

Starwood Ppty Tr Inc Com — Int/Div

IShares Tr Core S&P Mid-Cap ETF — Int/Div

IShares Tr S&P Midcap 400 Value Index Fd — Int/Div

JPMorgan Chase & Co Alerian MLP Index — Int/Div — Sold — oss

Pinco ETF Tr Enhanced Short Mat — Int/Div — Sold

WisdomTreeTr Emerging Mkts Small Cap AVG — Int/Div

4. TRUST #4 Pershing Brokerage Account tH

Drevfus Treasury Prime Inv Sh MM — Interest

IShares Tr S&P Midcap 400 Value Index — Int/Div

IShares Inc MSC Japan ETF New — Int/Div — Buy

JPMorgan Chase & Co Alerian MLP Index — Int/Div

JPMorgan Chase & Co Alerian MLP Index — Buy (add'l)

JPMorgan Chase & Co Alerian MLP Index — Sold — ss

Powershares QQQ Tr Lnit Ser — Int/Div

SPDR S&P Midcap 400 ETF Tr Unit Ser 1 — Int/Div — Sold

Vanguard Whitehall Fds High Div — Int/Div

Vanguard Index Fds S&P 500 ETF VOO — Int/Div

Vanguard Index Fds S&P 500 ETF VOO — Buy (add'l)

WisdomTree Emergmg Mkts Small Cap Avg — Int/Div

5. TRUST #5 Pershing Brokerage Account (Hy

Drevius Treasury Prime Inv MM — Interest

IShares Tr S&P Midcap 400 Value — Int/Div

I1Shares Inc MSC Japan ETF New EW) — Int/Div — Buy

JPMorgan Chase & Co Alerian MLP Index — Int/Div

JPMorgan Chase & Co Alerian MLP Index — Buy (add'l)

JPMorgan Chase & Co Alerian MLP Index — Sold — loss

Powershares QQQ Tr Unit Ser — Int/Div

SPDR S&P Midcap 400 ETF Tr Unit Ser 1 — Int/Div — Sold (part)

Vanguard Whithall Fds High Div — Int/Div

Vanguard Index Fds S&P 500 ETF — Int/Div

Vanguard Index Fds S&P S00 ETF — Buy (add'l)

WisdomTree Tr Emerging Mkts Small Cap Avg DGS — Int/Div

6. Trust #6 Pershing Brokerage Account (H)

Dreyfus Treasury Prime Inv MM — Interest

IShares Tr S&P MidCap 400 Value — Int/Div

IShares Inc MSCI Japan ETF New — Int/Div — Buy

JPMorgan Chase & Co Alerian MLP Index — Int/Div

JPMorgan Chase & Co Alerian MLP Index — Buy (add'l)

JPMorgan Chase & Co Alerian MLP Index — Sold — oss

PowerShares QQOQ Tr Unit Ser — Int/Div

SPDR S&P MidCap 400 ETF Tr Unit Ser — Int/Div — Sold (part)

Vanguard Whitehall Fds High Diy — Int/Div

Vanguard Index Fds S&P 500 ETF — Int/Div

Vanguard Index Fds S&P S00 ETF — Buy (add'l)

WisdomTree Emerging Mkts Small Cap Avg DGS — Int/Div

Trustee through 5/12/2017 when Trust terminated, Trust #2. Assets No 133-145

Trustee, Trust #3, Assets No 147.207

Dwrector, Federal Judges Association

Reimbursement — ProvidioMedical — Jan 17-Jan 20, 2017 — Cancun, Mexico — Speaker at CLE — Transportation, Hotel

Reimbursement — Emory Umiv Law School — May 16-May 17 2017 — Atlanta, GA — Speaker at MDL Conference — Transportation, Hotel

Reimbursement — Emory Umv Law School — Sept 13-Sept 15,2017 — Atlanta, GA — Speaker at MDL Conference — Transportation, Hotel

Reimbursement — American Conference ) Institute — December 6- December 8, 2017 — New York, NY — Speaker at CLE — Transportation, Hotel

Spouse's income — 2017 — Seeger Weiss; Independent contracting paralegal earnings

Dreyfus Treasury Prime Inv Money Market Account

IRA Dreyfus MM reported on line 20

Trust #1 on line 53

Trust #2 on line 133

Trust #3 on line 147

Trust #4 on line 209

Trust #5 on line 222

Trust #6 on line 235

Lines 20, 53, 133, 147, 209, 222 and 235 Dreyfus Treasury Prime Inv Money Market Account was used as a vehicle to hold cash equivalent assets for purchase of

other investments and to place sale proceeds pending other investments, Consequently, money moved in and out of these accounts with great frequency and no

attempt was made to distinguish each transaction unless specifically requested,

Lines 22-50 were inherited in 2017.

Lines 23 & 39 Liquid Insured Deposits Cash Money Fund was used as a vehicle to hold cash equivalent assets for purchase of other investments and to place sale

proceeds pending other investments. Consequently, money moved in and out of these accounts with great frequency and no attempt was made to distinguish each

transaction unless specifically requested

Lines 98 and 168 Dow Chemical Co changed its name to DowDuPont Inc on 09/0122017