Michael B. Kaplan

IRA#I1 — Int/Div

Pershing Government Account money market — Buy (add'l)

Pershing Government Account money market — Sold (part)

Pershing Government Account money market — Buy

JPfizer Inc common

Cibgroup Inge common

Frontier Commumcations Corp

Venzon Commumcations Com

Blackstone Natural Resources Trust Fund CL C mutual fund — Redeemed

Sunamerica Senior Floating Rate Fund CL C mutual fund

Franklin High Income Fund CL C mutual fund

Franklin Income Fund CL C mutual fund

Templeton Global Balanced Fund Class € mutual fund

Wells Fargo Advantage Health Care Fund CL C mutual fund — Sold (part)

leon Energy Fund Class ¢ mutual fund — Redeemed

Rydex Banking Fund CL C mutual fund — Redeemed

Mainstay Epoch Global Equity Yield Fund Cle — Buy

Metlife Fixed Annuity (Y)

IRA%2 — Int/Div

Pershing Government Account money market

Frontier Commumcations Corp

Verizon Commumcations Com

Franklin Income fund CL C mutual fund

Franklin High Income fund CL €

Franklin Dynatech CL C mutual fund

lcon Energy Fund Cl C mutual fund

Mainstay Epoch Gloal equity Yield Fund Class ¢ — Buy

IRA #3 — Int/Div

Pereshing Government money market

Frotier Communications Corp common

Verizon Communications Com

IRA #4 — Int

Pershing Prime Reserves Money Market — Sold (part)

Mainstay High Yield Opportunities Fund Class ¢ — Buy

Mainstay Epoch Global Equity Fund Class ¢ — Buy

Federated Capital Reserves Money Market — Int/Div — Sold (part)

NJ Economic Dev Auth St Pension 2/15/14 Zero Coupon Bond — Interest — Sold

NJ Economic Dev Auth St Pension 2/15/21 Zero Coupon Bond — Interest

Citigroup Inc common — Int/Div

Flaherty & Crumrine Claymore Pfd Sec mutual fund — Int/Div — Redeemed

Blackrock Real Asset Equity Tr Com mutual fund — Int/Div — Redeemed

Pioneer Floating Rate Tr Com mutual fund — Int/Div — Redeemed

Western Asset Managed High Income Fd mutual fund — Int/Div — Redeemed

Best of Amenca IV Variable Rate Annuity — Int/Div

NVIT Mult-MGR Intl GR 3 mutual fund

NVIT Mult-MGR Midcap GR mutual fund

VK NIT Realestate mutual fund

NW NVIT money market

TD Bank USA Money market checking — Int/Div — Redeemed

ING Classic money market — Int/Div — Redeemed

Citigroup Inc common — Int/Div

TIAA CREF money market — Int/Div

Rental Property #1, Norwood, NJ Rental Property — Rent

Lincoln Financial Group annuity — Interest — Distnbuted

Mass Mutual Whole Life Insurance Policy 1X) — Int/Div

Adpmunct Professor, Rutgers University School of Law

Agreement — 0 — Thomson Reuters Publishing Agreement, 5% royalty on sales of Consumer Bankruptcy Manual

Liability — University of Pennsylvania — Tuition

Liability — Bank of America — Mortgage on rental property

Reimbursement — American Conference Inst — 09/28,2012 — Dallas, TX — Educational — hotel, meals, travel

Reimbursement — NCBJ Annual Conference — 10024712 10 10429112 — San Diego, CA — Educational — hotel

Reimbursement — Amencan Conference Inst — 713002012 — Chicago, IL — Educational — hotel, meals, travel

Reimbursement — NACTT Annual Conference — 71112012 to 71312012 — New Orleans, LA — Educational — hotel, meals, travel

Income — 2012 — , Norwood, NJ Rental Income — S27.600 00

Income — 2012 — West Services Royalty — $4,708.00

Spouse's income — 2012 — Oveh Shalom of Bucks County-salary