John Joseph Tharp jr

AT&T (common stock) — Int/Div — Sold (part)

Chemours (X) — Int/Div

DuPont (common stock) — Int/Div — Sold (part)

General Electric (common stock) — Int/Div

1BM (common stock) — Int/Div — Sold (part)

JP Morgan Chase Bank Accounts — Interest

Krispy Kreme Donuts (common stock) (X) — None — Sold

Memill Lynch Bank Deposit Program — Interest

Northwestern Mutual Insurance Policies (Whole Life) — Int/Div

Pfizer (common stock) — Int/Div — Sold (part)

United Pacific Life Ins. (Universal Life: no control) (nka Genworth) — Int/Div

US. Savings Bonds — None

Vanguard Dividend Growth Fund — Int/Div

Vanguard Energy Fund — Int/Div

Vanguard Federal Money Market Fund (X) — Ine

Vanguard Information Tech ETF — Int/Div

Vanguard International Value Fund (Y)

Vanguard Mid-Cap ETF — Int/Div — Buy

Vanguard Tax Exempt Money Market Fund xX) — Int/Div

Vanguard Long-Term Tax Exempt Bond Fund — Int/Div

Vanguard S&P 500 Index Fund — Int/Div

IRA #1 (H)

Vanguard Total International Stock Index Fund — Int/Div

Vanguard Total Stock Market Index Fund — Int/Div

Vanguard Total Bond Market Index Fund — Int/Div

IRA #2 (H)

Vanguard Total International Stock Index Fund — Int/Div

Vanguard Total Stock Market Index Fund — Int/Div

Vanguard Total Bond Market Index Fund — Int/Div

IRA #3 (H)

Fidelity Magellan Fund — Int/Div

IRA HAH)

Vanguard 500 Index Fund — Int/Div

IRAES(H)

CIVIX - MFO Causeway Cap Mgmt Tr Intl Value FD Inst! C1 — Int/Div

DFCEX - MFO DFA Invt. Dimensions Group Inc Emerging Mkts — Int/Div

DFEVX - MFO DFA Emerging Markets Value — Int/Div

DFITX - MFO DFA Invt Dimensions Group Tne Intl Real Estate — Int/Div

DFREX - MFO DFA Invt Dimensions Group Inc. Real Estate — Int/Div

DVY - MFC IShares TR Dow Jones Select Divid Index Fund — Int/Div — Sold

GUNR - MFC Flexshares TR Momingstar Global Upstream NRIF — Int/Div

HLMIX - MFO Harding Loevner FDS Inc. Intl Equity Portfolio — Int/Div

NMFIX MFB Northern Multimanager — Int/Div

NOMIX - MFB Northern Mid Cap Index Fund — Int/Div

NORXX - MFB Northern Funds Money Market Fund — Interest

NOSIX - MFB Northern Funds Stock Index Fund — Int/Div

NSIDX - MFB Northern Funds Small Cap Index Fund — Int/Div

PHIYX - MFO Pimco Funds Pac Invt Mgmt Ser HY Inst] CL — Int/Div

TDTF « MFC Flexshares Tr IBOXX 5 Yr Tgt Duration TIPS Indx — Int/Div

QDF MFC Flexshares Trust Quality — Int/Div — Buy

IRA #6 (H)

Fidelity Blue Chip Growth — Int/Div

Fidelity Independence — Int/Div

IRAZT(H)

Fidelity Independence — Int/Div

Trust #2 (H)

Allstate (common) — Int/Div

Amencan Electric Power (common) — Int/Div

Anadarko Petroleum (common) — Int/Div

AT&T (common) — Int/Div

Blackrock Global Allocation ( — Int/Div

BP Amoco (ADR) — Int/Div

Chemours(Y)

LConoco Phillips (common) — Int/Div

Dow Chemical (common) — Int/Div

Duke Energy (common) — Int/Div

DuPont (common) — Int/Div

Exelon (common) — Int/Div — Sold

Exxon (common) — Int/Div

Fortune Brands Home & Security (common) — Int/Div

Hershey (common) — Int/Div

ISHARES Russell Mid Cap ETF — Int/Div

ISHARES S&P Growth ETF (IVW) — Int/Div

lvy Asset Strategy — Int/Div

JP Morgan Chase Cash Accounts — Int/Div

JP Morgan Tr US Small Co. C1 C — Int/Div

JP Morgan Tr Dynamic Growth — Int/Div

Lincoln National Group (common) — Int/Div

Merck (common) — Int/Div

Monsanto (common ) — Int/Div

Pfizer (common) — Int/Div

Phillips 66 (common) — Int/Div

Spectra Energy (common) — Int/Div

Sterling Cap FDS Mid Value FD (OVECX) — Int/Div

Walgreen's Boots Alliance (common) — Int/Div

Trust #3 (H)

3M (common) — Int/Div

Allstate (common) — Int/Div

Bank of America (common) — Int/Div

Dow Chemical (common) — Int/Div

Exelon (common) — Int/Div

Exxon (common) — Int/Div

IBM (common) — Int/Div

JP Morgan Chase (common) — Int/Div

JP Morgan Chase Cash Account — Int/Div

Lincoln National Corp. (common) — Int/Div

Pfizer (common) — Int/Div

Sherwin Williams (common) — Int/Div

Trust 24 (H)

3-M (common) — Int/Div

Exxon Mobil (common) — Int/Div

McDonald's (common) — Int/Div

JP Morgan Chase Cash Account — Int/Div

Trust 25 (H)

JP Morgan Chase Cash Account — Interest

25% of Moles Family Partmership (H)

NOTEX-Northern Funds Tax Exept Fund — Int/Div

NSIDX-Northern Funds Sall Cap Index Fund — Int/Div

NOSIX-Northern Funds Stock Index Fund — Int/Div

NOMIX-Northern Mid Cap Index Fund — Int/Div

TDTF-Flexshares TR IBOXX 5 yr Tet TIPS Index Fd — Int/Div

DVY-IShares Tr Dow Jones Select Divid Index Fd — Int/Div — Sold (part)

GUNR-Flexshares TR Momingstar Global Upstream Nat Resldx — Int/Div — Buy

GUNR-Flexshares TR Momingstar Global Upstream Nat Resldx — Buy (add'l)

DFCEX-Invt Dimensions Group Emerging Mkts Core Eq Prt — Int/Div

DFITX-Invt Dimensions Group Int'l Real Estate Secs Ptf — Int/Div — Buy (add'l)

HLMIX-Harding Loevner Funds Inc Intl Equity Prt — Int/Div

CIVIX-Causeway Cap Mgmt Tr Int'l Value Fd — Int/Div

DFREX-Invt Dimensions Group Real Estate Secs Prt — Int/Div — Buy (add'l)

DFEVX-Emergmg Markets Value Fd — Int/Div

NMFIX MFB Northern Multi-Manager — Int/Div

MFR Northern Fds Cash Accounts — Int/Div

XLE MFC Select SPDR Tr Energy — None — Sold

BHYIX Blackrock Fed High Yield Bond Portfolio — Int/Div

QDF MFC Flexshares Trust Quality Diy — Int/Div — Buy

MFB Northern US Govt Money Mkt Fund (Cash Account) — Int/Div

Trust #6 (H)

Farm land, Christian County, Illinois — Distribution

JP Morgan Chase Cash Account — istnbution

Trust 27 (H)

IShares Russell MidCap Index Fund (IWR) — Int/Div — Sold (part)

IShares Russell MidCap Index Fund (IWR) — Buy (add'l)

IShares MSC EAFE Index Fund (EFA) — Int/Div — Buy (add'l)

IShares MSC EAFE Index Fund (EFA) — Sold (part)

IShares MSC EAFE Index Fund (EFA) — Buy (add'l)

IShares MSC EAFE Index Fund (EFA) — Buy (add'l)

JP Morgan Inter. Tax Free Bond Fund Sel (Fund 1374) — Int/Div — Buy (add'l)

JP Morgan Market Expansion Index Fund (PGMIX) — None — Sold

Condominium Unit {real estate), Sarasota County, Florida — None

Hartford Capital Appreciation Fd (ITHIX) — Int/Div — Sold (part)

JPMorgan Large Cap Core Plus Fd-Select JLPSX) — Int/Div

Neuberger Berman Multi Cap Opportunities Fd (NMULX) — Int/Div

Spdr S&P 500 ETF Trust (SPY) — Int/Div — Buy (add'l)

MFS Intl Value Fd-1 (MINIX) — Int/Div

Capital Private Client SVCS Cap Non-US Equities (CNUSX) — Int/Div — Buy (add'l)

Gateway Fund (GTEYX) — Int/Div — Sold

Goldman Sachs TR Strg Income Inst (GSZIX) — Int/Div — Sold

JP Morgan Global Res Enh Index Fund Select Fund JEITX) — Int/Div

JP Morgan Tax Free Inst] Sweep Fund (4840) — Interest

Metropolitan West Funds Total Return CL FHIMWTIX) — Int/Div

Equinox Funds Trust Strategy (EBSIX) — None — Sold (part)

Equinox Funds Trust Strategy (EBSIX) — Sold

Brown Adv Japan Alpha (BAFJX) — Int/Div — Buy (add'l)

Brown Adv Japan Alpha (BAFJX) — Sold (part)

Gotham Absolute Return (GARIX) — None — Sold (part)

Gotham Absolute Return (GARIX) — Sold

is EAFE REN MAT 2/18/16 — None — Sold

Deutsche X-Trackers MSCI EUR (DBEL) — None — Sold

Vanguard FTSE Europe ETF (VGK) — Int/Div — Sold

Deutsche X-Trackers MSCI Jap (DBJP) — None — Sold

John Hancock Il Str Inc (JIPIX) — Int/Div — Sold (part)

John Hancock Il Str Inc (JIPIX) — Buy (add'l)

AMG Managers Pictet Intl (APCTX) — Int/Div — Buy

Ishares Inc MSCI Japan New (EW) — Int/Div — Buy

Vanguard Intm Trm Inc G Adm (VFIDX) — Int/Div — Buy

Vanguard Intm Trm Inc G Adm (VFIDX) — Buy (add'l)

Nueberger Berman Hi In B INS (NHLIX) — Int/Div — Buy

Nueberger Berman Hi In B INS (NHLIX) — Buy (add'l)

iShares JP Morgan EM Bond Fund (EMB) — Int/Div — Buy

iShares Curr Hedged MSCI EAFE (HEFA) — Int/Div — Buy

iShares Curr Hedged MSCI EAFE (HEFA) — Sold

GS Note of Notes EAFE — None — Buy

GS Note of Notes EAFE — Sold

Equinox Funds Tr IPM (EQIPX) — None — Buy

Equinox Funds Tr IPM (EQIPX) — Sold

CRM Long/short Opportunities FD (CRHIX) — None — Buy

CRM Long/short Opportunities FD (CRHIX) — Sold

AQR Long-Short Equity (QLERX) — None — Buy

AQR Long-Short Equity (QLERX) — Sold

JP Morgan Cash Account (X) — Interest

Trust #8 (H)

JPMORGAN CASH ACCOUNT — Interest

SPDR 500 ETF TR (SPY) — Int/Div — Buy (add'l)

SPDR 500 ETF TR (SPY) — Buy (add'l)

SPDR 500 ETF TR (SPY) — Buy (add'l)

ISHARES TR RUSSEL MIDCAP INDEX FUND (IWR) — Int/Div — Sold (part)

ISHARES TR RUSSEL MIDCAP INDEX FUND (IWR) — Buy (add'l)

JPMORGAN TR INTERM TX FREE BDFD INST(FUND 1374) — Int/Div — Buy (add'l)

JP MORGAN TR INTL VALUE FUND INUSX) — None — Sold

MFS INTL VALUE I FUND (MINIX) — Int/Div

PRIMECAP ODYSSEY FUNDS ODYSSEY STK FD (POSKX) — Int/Div — Sold (part)

HARTFORD CAP APPRE CL MUTUAL FUND (ITHIX) — Int/Div — Sold (part)

GATEWAY FD-Y (GTEYX) — Int/Div — Sold

NEUBERGER BERMAN EQUITY FDS MULCAP OPP INS FUND INMLLXY — Int/Div — Sold (part)

ISHARES MSC EAFE INDX FD (EFA) — Int/Div — Sold (part)

ISHARES MSC EAFE INDX FD (EFA) — Sold (part)

ISHARES MSC EAFE INDX FD (EFA) — Buy (add'l)

JPM GLOBAL RES ENH INDEX FD- SELECT UEITX) — Int/Div

EQUINOX FDS TR CB STGY H(EBSIX) — None — Sold (part)

EQUINOX FDS TR CB STGY H(EBSIX) — Sold

GOLDMAN SACHS TR STRG INCM INSTHGSZIX) — Int/Div — Sold

Brown Adv Japan Alpha (BARIX) — None — Sold

Gothan Absolute Return (GARIX) — Sold (part)

Gothan Absolute Return (GARIX) — Sold

Vanguard FTSE Europe EFT (VGX) — Int/Div — Sold

GS EAFE Ren Mat 2/18/16 — None — Sold

ISHA Curr Hedged MSC EAFE (HEFA) — Int/Div — Sold

Doubleline total Ret Bond! (DBLTX) — Int/Div

John Hancock 11 Str Inc-1 JIPIX) — Int/Div — Sold (part)

John Hancock 11 Str Inc-1 JIPIX) — Buy (add'l)

AMG Managers Pictet Intl (ACPTX) — Int/Div — Buy

AMG Managers Pictet Intl (ACPTX) — Buy (add'l)

Dodge & Cox Intl Stock Fd (DODFX) — Int/Div — Buy

Dodge & Cox Intl Stock Fd (DODFX) — Buy (add'l)

iShares Inc MSC Japan New (EWJ) — None — Buy

Vanguard Intm Trm lov G Adm (VFIDX) — Int/Div — Buy

Vanguard Intm Trm lov G Adm (VFIDX) — Buy (add'l)

Nueberger Berman Hi In B-Ins (NHILX) — Int/Div — Buy

Nueberger Berman Hi In B-Ins (NHILX) — Buy (add'l)

iShares JP Morgan EM Bond Fund (EMB) — Int/Div — Buy

iShares JP Morgan EM Bond Fund (EMB) — Buy (add'l)

GS Note of Notes EAFE BSKT — None — Buy

GS Note of Notes EAFE BSKT — Sold

AQR Long-Short Equity (QLERX) — None — Buy

AQR Long-Short Equity (QLERX) — Sold

CRM Long/Short Opportunites (CRIHX) — None — Buy

CRM Long/Short Opportunites (CRIHX) — Sold

Equinox Funds Tr (EQIPX) — None — Buy

Equinox Funds Tr (EQIPX) — Sold

Co-Trustee, Trust £1 (family trust; no reportable assets because did not create the trust and have no beneficial interest in the trust)

Agreement — 2017 — Mayer Brown LLP - Final reconciliation of compensation due. No further agreements

Liability — United Pacific Life — Loan #1

Liability — United Pacific Lite — Loan #2

Liability — JP Morgan Chase — Credit Card

Spouse's income — 2016 — Janus & Associates, salary

Additional Information Concerning Part VII, Investments und Trusts:

Trust #1 is not reported. | did not create the Trust and am not a beneficiary,

1 isthe sole beneficiary of Trusts #2-#5 and has u 25% beneficial interest in Trusts #6 through #8. 1 have reported only the value of [I

beneficial interest in these trusts.

Line 17: Vanguard Total Int'l Fund was erroneously reported as my asset in 2015; it should have been included in the assets that became non-reportable in 2015

because, who owns the asset, is no longer a dependent. Accordingly, this asset has been designated with # (Y) and not reported for 2016.

Line 146: Capital Private Client SVCS (CNUSX) was erroneously reported as a partial sale on my 2015 report; it should have been a complete sale. The value and

gain on the sale were correctly reported.

Line 193: Prime Cap Odyssey Stock Fd (POSKX) was erroncously reported as a complete sale on my 2015 report; it should have been reported us a partial sale.

Income was reported correctly in VILB.; VILC. should have listed Value Code K; Value Method T.