Emmett Ripley Cox

PNC BANK - ACCOUNTS — Interest

TRUSTMARK BANK - ACCOUNTS — Interest

TD AMERITRADE CASH (X) — Interest

BRISTOL-MYERS SOUIBB (STOCK) — Int/Div

CALIFORNIA RES CORP COM — Int/Div

OCCIDENTAL PETROLEUM CORP (STOCK) — Int/Div

SOLTHERN CO (STOCK) — Int/Div — Buy (add'l)

D AMERITRADE FDIC INSURED DEPOSIT ACCOUNT (X) — Interest

AMERICAN FUNDS EURO PACIFIC GROWTH A (MUTUAL FUND) — Int/Div

AMERICAN FUNDS EURO PACIFIC GROWTH F (MUTUAL FUND) — Int/Div

AMERICAN FUNDS NEW WORLD F (MUTUAL FUND) — Int/Div

FPA NEW INCOME FUND — Int/Div — Buy

FRANKLIN FEDERAL ALA T/F INCOME CL A(MUTUAL FUND) — Int/Div

HARBOR FD CAP APPRECIATION (MUTUAL FUND) — None

LOOMIS SAYLES BD FD INSTL (MUTUAL FUND) — Int/Div — Sold (part)

MAINSTAY FUNDS: ICAP SELECT EQUITY FD CL I (MUTUAL FUND) — Int/Div

METROPOLITAN WEST HIGH YIELD FDCM — Int/Div — Buy (add'l)

TROWE PRICE TAX FREE SHORT INTERMEDIATE (MUTUAL FUND) — Int/Div — Sold (part)

TEMPLETON GLOBAL BOND FUND A (MUTUAL FUND) — Int/Div

THIRD AVENUE TR INTL VALUE FD (MUTUAL FUND) — None

VANGUARD EMERGING MARKETS ETF — Int/Div — Buy

VANGUARD REIT ETF INDEX — Int/Div

FDIC INSURED DEPOSIT ACCOUNT — Interest

ISHARES RUSSELL 1000 VALUE ETF (MUTUAL FUND) — Int/Div

AMERICAN FUNDS NEW WORLD (MUTUAL FUND) — None

DFA INTERNATIONAL CORE EQUITY — Int/Div — Buy

DFA INTERNATIONAL CORE EQUITY — Buy (add'l)

DFA COMMODITY STRATEGY — Int/Div — Buy

JANUS INV FUND PERKINS MID CP VL INV(IMUTUAL FUND) — None — Sold

OPPENHEIMER DEVELOPING MKTS CL A(MUTUAL FUND) — None

THIRD AVENUE TR REAL ESTATE VALUE FD (MUTUAL FUND) — None

WASATCH SMALL CAP GROWTH FD (MUTUAL FUND) — None — Sold (part)

VANGUARD CAPITAL OPPORTUNITY INV (MUTUAL FUND) — None

RAYMOND JAMES FDIC INSURED (X) — Interest

IVY ASSET STRATEGY FUND CLASS Y — Int/Div — Buy (add'l)

IVY ASSET STRATEGY FUND CLASS Y — Buy (add'l)

IVY ASSET STRATEGY FUND CLASS Y — Buy (add'l)

IVY ASSET STRATEGY FUND CLASS Y — Buy (add'l)

JOHN HANCOCK DISCIPLINED VALUEMID CAP FUND — None — Sold (part)

JOHN HANCOCK DISCIPLINED VALUEMID CAP FUND — Buy (add'l)

JOHN HANCOCK DISCIPLINED VALUEMID CAP FUND — Buy (add'l)

JOHN HANCOCK DISCIPLINED VALUEMID CAP FUND — Sold (part)

JP MORGAN VALUE ADVANTAGE FUND — Int/Div — Buy (add'l)

JP MORGAN VALUE ADVANTAGE FUND — Buy (add'l)

JP MORGAN VALUE ADVANTAGE FUND — Sold (part)

CLEARBRIDGE AGGRESSIVE GROWTH FUND — Int/Div — Buy (add'l)

CLEARBRIDGE AGGRESSIVE GROWTH FUND — Buy (add'l)

CLEARBRIDGE AGGRESSIVE GROWTH FUND — Buy (add'l)

CLEARBRIDGE AGGRESSIVE GROWTH FUND — Buy (add'l)

MFS INTERNATIONAL NEW DISCOVERY FUND — None — Buy (add'l)

MFS INTERNATIONAL NEW DISCOVERY FUND — Buy (add'l)

MFS INTERNATIONAL NEW DISCOVERY FUND — Buy (add'l)

MFS INTERNATIONAL NEW DISCOVERY FUND — Sold (part)

MAINSTAY EPOCH GLOBAL EQUITY YIELD FUND — Int/Div — Buy (add'l)

MAINSTAY EPOCH GLOBAL EQUITY YIELD FUND — Buy (add'l)

MAINSTAY EPOCH GLOBAL EQUITY YIELD FUND — Buy (add'l)

MAINSTAY EPOCH GLOBAL EQUITY YIELD FUND — Sold (part)

MANNING & NAPIER WORLD OPPORTUNITIES SERIES CL A — None — Buy (add'l)

MANNING & NAPIER WORLD OPPORTUNITIES SERIES CL A — Buy (add'l)

MANNING & NAPIER WORLD OPPORTUNITIES SERIES CL A — Buy (add'l)

MANNING & NAPIER WORLD OPPORTUNITIES SERIES CL A — Buy (add'l)

NEUBERGER BERMAN GUARDIAN FUND CLASS A — None — Buy (add'l)

NEUBERGER BERMAN GUARDIAN FUND CLASS A — Buy (add'l)

NEUBERGER BERMAN GUARDIAN FUND CLASS A — Buy (add'l)

PRUDENTIAL JENNISON EQUITY INCOME FUND CLASS 7 — Int/Div — Buy (add'l)

PRUDENTIAL JENNISON EQUITY INCOME FUND CLASS 7 — Buy (add'l)

PRUDENTIAL JENNISON EQUITY INCOME FUND CLASS 7 — Buy (add'l)

ROBECO BP LONG/SHORT RESEARCH FUND INSTITUTIONAL CLASS — None — Buy (add'l)

ROBECO BP LONG/SHORT RESEARCH FUND INSTITUTIONAL CLASS — Buy (add'l)

ROBECO BP LONG/SHORT RESEARCH FUND INSTITUTIONAL CLASS — Buy (add'l)

ROBECO BP LONG/SHORT RESEARCH FUND INSTITUTIONAL CLASS — Sold (part)

WF ADVANTAGE ABSOLUTE RETURN FUND ADMIN CLASS — None — Buy (add'l)

WF ADVANTAGE ABSOLUTE RETURN FUND ADMIN CLASS — Buy (add'l)

WF ADVANTAGE ABSOLUTE RETURN FUND ADMIN CLASS — Buy (add'l)

VANGUARD HEALTH CARE FUND INV — Int/Div — Buy (add'l)

VANGUARD HEALTH CARE FUND INV — Buy (add'l)

VANGUARD HEALTH CARE FUND INV — Buy (add'l)

VANGUARD HEALTH CARE FUND INV — Buy (add'l)

VANGUARD HEALTH CARE FUND INV — Buy (add'l)

VANGUARD HEALTH CARE FUND INV — Buy (add'l)

SECTION I. POSITIONS

COMMON AREA

IS A NOT-FOR-PROFIT ASSOCIATION THAT Spy TITLE TO AND MANAGES THE