Kenneth P. Neiman

Rental Property #1, Northampton, MA — Rent

Banknorth, N.A. Savings — Interest

Wells Fargo Brok. Acct. trans to 1st Global (par. 410 8)

CMA Money Acct. now 1st Global Cap. Reserves — Int/Div

Mass. Mun. Bond Funds — Int/Div

Eaton Vance Tax Free — Int/Div

Basic Value Fund (Black Rock) — Int/Div

Fundamental Growth Funds (Black Rock) — None

Bank of America: Savings/Checking — None — Closed

Wells Fargo Ret. Acct. trans. 1st Global (pr 11-14, 16-17)

Berkshire Hathaway Class B — None

Cash Management Account now Fidelity Cush Reserve — Interest

Loomis Sayles Investment Grade Bond Fd Class C — Int/Div

Loomis Sayles Strategic Income Fund Class [ 5d — Interest

Wells Fargo Cash/ Options — None — Expired

IShares Barclay Bond Fund — Interest — Buy

SPDR Gold Trust — None — Buy

Wells Fargo IRA trans to 1st Global IRA (pars. 19-24, 26)

Berkshire Hathaway Fund A — None

Retirement Res (Cash Management Acct) now Capital Reserves — Interest

Black Rock Strategic Dividend Achievers Trust — Int/Div

Looms Sayles Strategic Income Fund Class [ 8d — Int/Div — Sold

Mainstay High Yield Corp. Bond Fd. Class Cc — Int/Div — Sold

Loomis Sayles Investment Grade Fund Class Cc — Int/Div — Sold

Wells Fargo Cash/ Options — None — Expired

SPDR Gold Trust — None — Buy

American Beacon Small Caps Value Fund — Int/Div — Buy

Artio Global High Income Fund — Int/Div — Buy

Fidelity Advisor Global Common Stock Fund A — Int/Div — Buy

Fidelity Advisor Material Fund Class A — Int/Div — Buy

Harding Louvnes International Equity Portfolio Fund — Int/Div — Buy

Hartford Float Rate Fund Class — Int/Div — Buy

LM Clearbridge Eq. Income Builder Fund A — Int/Div — Buy

Looms Sayles Investement Grade Bond Fund Class Y — Int/Div — Buy

Morgan Stanley Inst International Real Estate Fund — Int/Div — Buy

Oppenhemmer Dev. Markets Fund - Class A — Distribution — Buy

Rovce 100 Fund Service Class — None — Buy

Galaxy Retirement Fund — None

Retir. Acct, Pershing LLC Custodian (pars 40-106)

Berkshire Hathaway Fund B — None — Buy (add'l)

Berkshire Hathaway Fund B — Buy (add'l)

American Express Common Stock — Int/Div — Sold (part)

Johnson & Johnson Common Stock — Int/Div — Sold (part)

Pershing Gov't Account Cash Reserves — Interest

Phizer Inc. Common Stock — Int/Div — Sold (part)

Phizer Inc. Common Stock — Sold (part)

Phizer Inc. Common Stock — Sold

Walt Disney Co, Common Stock — Int/Div — Sold

Kraft Foods, Inc. Common Stock — Int/Div — Sold (part)

S10. — Buy (add'l)

S10. — Sold (part)

S10. — Sold (part)

Coca Cola Corp. Common Stock — Int/Div

Pepsico Inc. Common Stock — Int/Div — Buy (add'l)

Pepsico Inc. Common Stock — Sold (part)

Pepsico Inc. Common Stock — Buy (add'l)

Aflac Inc. Common Stock — hy — Sold (part)

Aflac Inc. Common Stock — Sold

Bristol Myers Squibb Co. Common Stock — Int/Div

Canadian National Resources, Ltd Common Stock — Int/Div — Sold

Genume Parts Co. Common Stock — Int/Div — Sold

Nestle SA Sponsored ADRS Registered Common Stock — Int/Div

Procter & Gamble Co. Common Stock — Int/Div — Sold (part)

Procter & Gamble Co. Common Stock — Buy (add'l)

Suncor Energy Inc. Common Stock — Int/Div — Sold (part)

Suncor Energy Inc. Common Stock — Sold

United Health Group, Inc. Common Stock — Int/Div — Sold

Wells Fargo & Co. Common Stock — Int/Div — Buy (add'l)

Exxon Mobil Corp. Common Stock — Int/Div — Sold (part)

Exxon Mobil Corp. Common Stock — Sold

Becton Dickson Common Stock — Int/Div — Sold

BP PLC SPONS ADR Common Stock — Int/Div — Sold (part)

BP PLC SPONS ADR Common Stock — Buy

BP PLC SPONS ADR Common Stock — Buy (add'l)

Abbott Labs Common Stock — Int/Div — Buy

Abbott Labs Common Stock — Buy (add'l)

Merck & Co. Common Stock — Int/Div — Buy

Merck & Co. Common Stock — Sold

Merck & Co. Common Stock — Buy

Merck & Co. Common Stock — Buy (add'l)

Merck & Co. Common Stock — Buy (add'l)

Dell Inc. Common Stock — None — Buy

Dell Inc. Common Stock — Sold

Microsoft Corp. Common Stock — Int/Div — Buy

Microsoft Corp. Common Stock — Sold

Microsoft Corp. Common Stock — Buy

Microsoft Corp. Common Stock — Buy (add'l)

Microsoft Corp. Common Stock — Sold (part)

Goldman Sachs Group Common Stock — None — Buy

Goldman Sachs Group Common Stock — Sold

WalMart Stores. Inc. Common Stock — Int/Div — Buy

WalMart Stores. Inc. Common Stock — Buy (add'l)

Chevron Corp. New Common Stock — Int/Div — Buy

Chevron Corp. New Common Stock — Sold

Waste Management Inc. Common Stock — Int/Div — Buy

Intel Corp. Common Stock — Int/Div — Buy

Intel Corp. Common Stock — Buy (add'l)

Intel Corp. Common Stock — Sold

Amencan International Group com. stock — None — Buy

Amencan International Group com. stock — Buy (add'l)

Amencan International Group com. stock — Sold (part)

Amencan International Group com. stock — Buy (add'l)

Amencan International Group com. stock — Buy (add'l)

Sanofi Spons ADR — None — Buy

Bank of New York Mellon Corp. Common Stock — None — Buy

Bank of New York Mellon Corp. Common Stock — Buy (add'l)

ING savings account — Interest

Partner, Neiman & Fierst: 50% Ownership of Rental Property #1

Income — 2011 — Adjunct faculty (Western New England University School of Law) — SK.550.00

Spouse's income — 2011 — Self-employed climcal social worker

Part VIL (1): value method: total tax assessment by the City as of 12/31/11: $563,700

Part VII (3): Wells Fargo Brokerage Account (including paragraphs 4 through 8) transferred to | st Global Capital Corp. Brokerage Account on 09/09/11,

Part VII (10): Wells Fargo Retirement Account (including paragraphs 11 through 14 and 16 through 17) transferred to 1st Global Capital Corp. IRA Account on

08/2211.

Part VII (18): Wells Fargo Retirement Account (including paragraphs 19 through 24 and 26) transferred to Ist Global Capital Corp. IRA Account on 09/09/11.

Further activity in Ist Global Retirement Account reflected in paragraphs 22 through 37.