Paul G. Gardephe

Dreyfus Basic Money Market Mutual Fund — Int/Div

Apple Bank cert of deposit — Interest

Neuberger Berman Int'l Equity Fund — Int/Div

Janus Growth and Income Fund — Int/Div

Fidelity Magellan Fund — Int/Div

Neuberger Berman Large Cap Value Fund {f/k/a NB Parmers Fund) — Int/Div

Time Wamer Savings Plan

Aggressive Growth Equity Fund — Int/Div — Sold

Large Cap Value Fund — Int/Div — Sold

Time Warmer Stock Fund — Int/Div

New York College Savings Plan (no control other than risk)

Moderate Age-Based Option: Income Portfolio — Int/Div

Aggressive Growth Portfolio — Int/Div

Patterson Belknap Money Purchase Plan

Vanguard Institutional Index Fund — Int/Div

Vanguard Growth and Income Fund — Int/Div

Vanguard Windsor Fund — Int/Div

Patterson Belknap Webb & Tyler 401k

Vanguard Institutional Index Fund — Int/Div

Vanguard Growth & Income Fund — Int/Div

Vanguard Windsor Fund — Int/Div

Vanguard Tax Managed Capital Appreciation Fund — Int/Div

Vanguard 500 Index Fund — Int/Div

Vanguard Tax Managed Small Cap Fund — Int/Div

Vanguard Prime Money Market Fund — Int/Div

Northwestern Mutual Life ins. policy (cash value.no control) — Int/Div

Northwestern Mutual Life ins. policy (cash vitlue.no control) — Int/Div

Northwestern Mutual Life ins. policy (cash value.no control) — Int/Div

Savings Bank Life ins. (cash value, no control) — Int/Div

Savings Bank Life ins. (cash value, no control) — Int/Div

Mutual of America Money Market Fund — None

Estate #1

Accounts ut Barre Savings Bank — Interest

CD at Spencer Savings Bank — Interest

Fidelity Small Cap Growth Fund — Int/Div — Buy

Fidelity Total Market Index Fund — Int/Div — Buy

Fidelity 500 Index Fund — Int/Div — Buy (add'l)

Advisory Board Member, Sunsglow

Adpmnct Professor of Law, New York Law School

Adpunct Professor of Law, Fordham Law School

Agreement — 2003 — with Time Warner Inc., regarding deferred compensation plan, Time Warner Savings Plan

Agreement — 2008 — with Patterson Belknap Webb & Tyler, LLP, regarding capital account and fees eamed while a firm partner, and 401K, money purchase, and cash balance plans

Income — 27 — New York Law School, wages — S4.500.00

Income — 2007 — Fordham Law School, wages — S2.500.02

Spouse's income — 2017 — City of New Rochelle, wages

Spouse's income — 2007 — United Way of Westchester & Putnam, wages