James E. Gates

Franklin Templeton Foreign Fund A — None — Sold

Capital One Bank Accounts (Y)

UBS Bank Account — Interest

Fundamental Investors { American Funds) — Int/Div

Growth Fund of America (American Funds) — Int/Div

Investment Co. of Amenca (Amencan Funds) — Int/Div

New Ecomony Fund {American Funds) — Int/Div

New Perspective Fund (American Funds) — Int/Div

Small Cap World Fund (American Funds) — Int/Div

Washington Mutual Investors Fund (American Funds) — Int/Div

1 Shares S&P Small Cap 600 Value Index Fund — Int/Div

Shares S&P Small Cap 600 Growth Index Fund — Int/Div

1 Shares S&P Mid Cap 400 Value Index Fund — Int/Div

I Shares S&P Mid Cap 400 Growth Index Fund — Int/Div

U.S. Treasury ( bonds, notes) — Interest — Sold (part)

U.S. Treasury ( bonds, notes) — Sold (part)

Vanguard Tax-Managed Growth & Income Fund — Int/Div

Vanguard Prime Money Market Fund — Int/Div — Sold

Vanguard 500 Index Fund — Int/Div

Vanguard Small Cap Index Fund — Int/Div

Vanguard Mid Cap Index Fund — Int/Div

Vanguard Total Internatioan] Stock Index Fund — Interest

Vanguard Short Term Invest. Grade Bond Fund — Int/Div — Sold (part)

Vanguard Balanced Index Fund — Int/Div — Sold (part)

Pimco Total Return Fund — Int/Div — Sold (part)

Pimco Total Return Fund — Sold

Delaware Diversified Income Fund — Int/Div — Sold

Columbia Strategic Income Fund — Int/Div — Sold

Oppenhemner International Bond Fund — Int/Div — Buy (add'l)

Franklin Templeton Global Bond Fund — Int/Div — Buy (add'l)

Goldman Sachs Bank Account — Interest — Sold

Flagstar Bank Account — Interest — Sold

Sallie Mae Bank — Interest — Sold

Delaware Limited Term Bond Fund — Int/Div — Buy

Delaware Limited Term Bond Fund — Buy (add'l)

Delaware Limited Term Bond Fund — Sold (part)

Delaware Limited Term Bond Fund — Sold (part)

RS Low Duration Bond Fund — Int/Div — Buy

RS Low Duration Bond Fund — Buy (add'l)

Euro Pacific Bond Fund ( American Funds) — Int/Div — Buy

Member of Section Council, North Caroling Bar Association, Dispute Resolution Section

Income — 2011 — Campbell University Law School--Teaching (spring semester) — $2,500.00)

Spouse's income — 2011 — North Raleigh United Methodist Church--salary

Part |, page 1. Although it is not entirely clear that membership on the Council of the Dispute Resolution Section of the North Carolina Bar Association is

reportable, it is listed out of an abundance of caution.

Part T11,B. page 2, line 1.

income paid Jan. through May and Sept. through Dec. in reporting period.

Part VII. page 4, line 2. Capital One Bank Accounts no longer listed because that investment was held

who was longer a dependent in 2011.

Part VII. page 5, line 24. Vanguard Balanced Index Fund was inadvertently omitted from the report for 2010, but was identified in the course of preparing the

instant report and is listed in the amended report for 2010, filed immediately before the instant report.