Jose Alberto Cabranes

Fidelity Asset Manager (FASMX) — Int/Div

CT Higher Education Trust (Principal Plus Interest Option) — None — Sold

CT Higher Education Trust (Principal Plus Interest Option) — None — Sold (part)

CT Higher Education Trust (Principal Plus Interest Option) — Sold (part)

CT Higher Education Trust (Principal Plus Interest Option) — Sold (part)

CT Higher Education Trust (Principal Plus Interest Option) — Sold

Citizens Bank Accounts — Interest

Vanguard Money Market Account (VMSXX) — Interest

Vanguard Life Strategy Con Growth Account (VSCGX) — Int/Div — Sold (part)

Vanguard Life Strategy Con Growth Account (VSCGX) — Sold (part)

Vanguard Life Strategy Con Growth Account (VSCGX) — Buy

Wells Fargo Adv. Funds /k/a Evergreen Serv. Co. (FACFX) — Int/Div

TIAA-CREF Annuity (vested) — Int/Div

TIAA-CREF Pension — None

Morgan Stanley Roth IRA — Int/Div

AFIFX

MCGFX — Sold (part)

BPRAX — Buy

BMCSX

LCCVIX

DTRIX

EHSTX

EACSX

HLEMX

IGLAX

JDIAX

JDPAX

PTTAX

RPFFX

TPINX

TGVAX

MHI911PBIX — Sold

BG3I9E IPPXX — Sold (part)

BGIYE 1IPPXX — Sold (part)

BG3I9E 1IPPXX — Sold

Hartford Life & Annuity Ins. Co. (variable life ins. policy) — Int/Div

MS Active Assets Tax-Free Trust — Int/Div

Nuveen Premium INC MUN FD (NPI) — Int/Div

Nuveen Conn DV ADV Muni Preferential Rate (NTC) — Int/Div

Puerto Rico Comwlth Hwy Transnauth — Interest

BlackRock Muniyied Investment Preferential Rate Fund (MYF) — Int/Div

Western Asset MNGD Municipals Fund IMML) — Int/Div

People’s United Financial Inc. (PBCT) — Int/Div

Columbia Tax Exempt C (COLCX) — Int/Div

Conn. St. General Obig. Ref. Ser-B (CUSIP — Interest

Trustee, Columbia University, New York, NY

Trustee, William Nelson Cromwell Foundation, New York, NY

Member, Academic Advisory Committee of the Institute for Constitutional Studies, The George Washington Univeristy, Washington, DC

4,, Note: No come of any kind was derived from any of the positions or services or activities noted above,

Gift — Jay Vieck & Gail Brekke: Michael Viock — Tickets to N.Y. Yankees game — $600.00

Reimbursement — Association of Amencan Law Schools — January 5-7, 2012 — Washington, DC — Speech at AALS Annual Meetmg Luncheon — Meals, lodging and cost of trunsportation to and from Washington, D.C.

Reimbursement — Columbia University — March 9-10, 2012 — New York, NY — Board of Trustees Committee Meeting — Meals and cost of transportation to and from New York

Reimbursement — Hudson Guild Neighborhood House — April 3, 2012 — New York, NY — Attend dinner honoring former law clerk — Meal and cost of transportation to and from New York

Reimbursement — Columb University — June 8-9, 2012 — New York, NY — Board of Trustees Committee Meeting — Meals and cost of transportation to and from New York

Reimbursement — Columb University — October 12, 2012 — New York, NY — Board of Trustees Dinner — Meal and cost of transportation to and from New York

Reimbursement — William Nelson Cromwell Foundation — November 5, 2012 — New York, NY — Annual Meeting of the Trustees — Meal and cost of transportation to and from New York

Reimbursement — as uncompensated co-leader (with spouse) on U.S. Government-approved

Reimbursement — educational trip.

Reimbursement — Wid hibialia abi a — throughout the year — varied University academic and social functions — tenured faculty member or as a former University trustee

Spouse's income — 2012 — University of Chicago Press (Royalties)

Spouse's income — 2012 — Thomson-West (Rovalties)

V. Gifts:

The amount listed is an approximate value, The precise value of the hospitality (tickets) was not disclosed to us by our hosts. A similar gift of tickets to a N.Y,

Yankees game, of the same approximate value, was inadvertently not disclosed in the Financial Disclosure Report for 2011.

VIL Investments and Trusts:

VII, 6 (the last entry for Connecticut Higher Education Trust): Substantially all of this account was sold or redeemed to pay college expenses

the remaining de minimis amount (approx. $50) was sold, and the account closed, on 4/29/13.

VIL, 14:

university pension plan since 1984,

VII, 33, VII 34, and VII 35 in the Financial Disclosure Form for 2011 inadvertently used incorrect security codes. These particular items, which form part of

Morgan Stanley IRA, are as follows: (1) VII, 33 (in 2011 Report)-MH 191, should have been denoted by code IPBIX. This was sold (all) on 8/12/11,

# transaction recorded in this Amended Report at VI1, 32. (2) VIL, 34 (in 2011 Report)--MLX57 should have been denoted by code BPRAX; this was bought on

8/12/11, a transaction recorded in this Amended Report at VIL, 18. (3) VIL, 35 (in 2011 Report )--BG3YE should have been denoted by code IPPXX. It is reported

again in this Amended Report at VIL, 33, VIL, 34, and VIL, 35, with its correct code (namely, IPPXX). Part of it was sold on 2/15/12 (#33); part of it was sold on

5/15/12 (#34); the remainder (i.e., all) was sold on 8/15/12 (#35),

VII 34:

cash value life insurance policy, which is part insurance and part investment, wus obtained in 1998 and has been in effect since then. Initially it

had no reportable “investment value." Value indicated refers to investment value of the policy as of December 31, 2012.

VII, 35: Please note the correct name of this account is MS Active Assets Tax-Free Trust--not Nuveen MS Active Tax-Free Trust as incorrectly reported in the

Financial Discloure Report for 2011 at VII, 37.

VIL, 37: Please note the correct security code for Nuveen Conn DV ADV Muni Preferential Rate is NTC, not NFC as incorrectly reported in the Financial

Disclosure Report for 2011 at VII, 39.