Sarah Evans Barker

Indianapolis Post Office Credit Union, Account — Interest

JP Morgan Chase Bank, Account — Interest

BlackRock Global Allocation Fund (Mutual Fund, IRA #1) — Int/Div — Part VII Note

Bank of America, NA RASP (IRA #1, cash equivalent) — Interest — Sold (part)

JP Morgan Chase Bank, Account — Interest

Prudential Financial dba Hartford Life & Amnuity Ins. Co. (Whole Life) — None — Part VII Note 2

Ivy Natural Resources A (Mutual Fund, IRA #2) — None

Ivy International Core Equity A (Mutual Fund, IRA #2) — Int/Div — Sold (part)

Ivy Core Equity A (Mutual Fund, IRA #2) — Int/Div

Ivy Science & Technology A (Mutual Fund, IRA #2) — Int/Div — Part VII Note 3

Ivy High Income A (Mutual Fund, IRA #2) — Int/Div — Part VII Note 4

Ivy Securian Real Estate Securities A (Mutual Fund, TRA #2) — Int/Div — Part VII Note 5

Ivy Small Cap Growth A (Mutual Fund, IRA #2) — Int/Div — Part VII Note 6

Ivy Wilshire Global Allocation A (Mutual Fund, IRA #2) — Int/Div — Part VII Note 7

Ivy Mid Cap Growth A (Mutual Fund, IRA #2) — Int/Div — Part VII Note 8

Ivy Limited-Term Bond A {Mutual Fund, IRA #2) — Int/Div

American Balanced Fund CL A (Mutual Fund. IRA #1) (ABALX) — Int/Div

BlackRock Low Duration Bond Fund CL A (Mutual Fund, IRA #1) (BLDAX) — Int/Div

BlackRock Advantage Large Cap Core Fund CL A (Mut, Fund. IRA #1) MDLRX — Int/Div

Franklin Investors Securities Trust Balanced Fund (Mutual Fund) — Int/Div

Ivy Accumulative A (Mutual Fund) — Int/Div — Part VII Note 9

Ivy Cash Management A (Mutual Fund) — Int/Div — Part VII Note 10

BlackRock Global Allocation Fund (MDLOX) (Mutual Fund) — Int/Div

Ivy Small Cap Growth A (Mutual Fund) — Int/Div — Part VII Note 11

Ivy Large Cap Growth A (Mutual Fund) — Int/Div — Part VII Note 12

Ivy LaSalle Global Real Estate A (Mutual Fund) — Int/Div

Ivy Managed International Opportunities A (Mutual Fund) — Int/Div

Ivy Limited-Term Bond A (Mutual Fund) — Int/Div

Waddell & Reed Advisors Vanguard A (Mutual Fund) (Y) — Part VII Note 13

Ivy Core Equity A (Mutual Fund) — Int/Div — Buy

Ivy Balanced A (Mutual Fund) — Int/Div — Buy

Ivy Global Equity Income A (Mutual Fund, IRA #3) — Int/Div — Part VII Note 14

Ivy Science & Technology A (Mutual Fund, IRA #3) — Int/Div

Ivy LaSalle Global Real Estate A (Mutual Fund, IRA #3) — Int/Div

Ivy International Core Equity A (Mutual Fund, IRA #3) — Int/Div

Ivy Emergmg Markets Equity A (Mutual Fund, IRA #3) — Int/Div

Ivy Balanced A (Mutual Fund, IRA #3) — Int/Div — Sold (part)

American Balanced Fund CL A (Mutual Fund) — Int/Div

BlackRock Large Cap Focus Growth Fund A (MDLHX) (Mutual Fund, IRA #1) — Int/Div

BlackRock Strategic Income Opps PTF A (BASIX) (Mutual Fund, IRA #1) — Int/Div

BlackRock Capital Appreciation Fund A (MDFGX) (Mutual Fund, IRA#1) — Int/Div

BlackRock Advantage Global Fund Inc. A IMDGCX) (Mutual Fund. IRA#) — Int/Div

BlackRock Basic Value Fund A (MDBAX) (Mutual Fund, IRA #1) — Int/Div

BlackRock Total Return Fund CL A (MDHOQX) (Mutual Fund, IRA #1) — Int/Div

BlackRock Emerging Markets Fund A (MDDCX) (Mutual Fund. TRA #1) — Int/Div

BlackRock Equity Dividend Fund A (MDDVX) (Mutual Fund, IRA #1) — Int/Div

BlackRock International Fund A (MDILX) (Mutual Fund, IRA #1) — Int/Div

BlackRock High Yld BD Portfolio CL A (BHY AX) (Mutual Fund, IRA #1) — Int/Div

BlackRock Large Cap Focus Growth Fund A (MDLHX) (Mutual Fund) — Int/Div

American Bond Fund of America CL ( (BFACX) — Int/Div — Buy

Vanguard S&P 500 Growth Index Fund Err (VOOG) — Int/Div — Buy

Vanguard S&P 500 Value Index Fund EFT (VOOV) — Int/Div — Buy

Member, Executive Board, 986-present, The Gathering

Member, 1987 -present, Kiwanis Club of Indianapolis

Director, 1996-present, Indiana University Health (nonprofit). Formerly Methodist Health Group: formerly Clarian Health Partners.

Member, 1996-present, Indiana University Distinguished Alumni Service Assocation

Officio Director/Officer, 2001 -present, Federal Judges Association

Reimbursement — Federal Judges Assocition — May 5-6, 2018 — Washington, DC — Board of Directors Meeting — Transportation, accommodations

Reimbursement — Duke Law School — May 24-25, 2018 — Durham, NC — Teach Class for Judicial Masters Program — Transportation, accommodations, meals

Spouse's income — 2018 — Indiana University Health, Inc

Note #12--Name Change/Merger:

This asset was formerly designated on line 25 as "Ivy Tax-Managed Equity A." but on 02 Nov 2018 it was merged into the Ivy Large Cap Growth A fund now

reported on that line.

Note #13--Name Change/Merger into Asset Reported Elsewhere:

This asset was formerly designated on line 29 as "Waddell & Reed Advisors Vanguard A," but it was merged on 23 Feb 2018 into Ivy Large Cap Growth A, a fund

which is reported at line 25. Accordingly, line 29 has been absorbed into line 25.

Note #14--Name Change/Merger:

This asset was formerly designated on line 32 as "Ivy Dividend Opportunitites A." but on 23 Feb 2018 it was merged into the Ivy Global Equity Income A fund

now reported on that line.