Kathleen Thompson

PRDGX — Buy

MCFDX — Buy

MCFDX — Buy

CRSOX — Buy

MWTIX — Buy

PRCIX — Buy

Sun Life Financial (whole life common shares) — Int/Div

Wells Fargo Bank — Int/Div

IRA#I Edward Jones — Int/Div

AAPL

IRA #2 Edward Jones — Int/Div

IRA #2 Edward Jones — Sold

IRA #2 Edward Jones — Sold

IRA #2 Edward Jones — Sold

aNV¥X — Sold

aNV¥X — Sold

FMCSX — Sold

OBIOX — Sold

RYVPX — Sold

FDRXX — Sold

FDRXX — Sold

DODIX — Buy

DODIX — Sold

DODFX — Buy

DODFX — Sold

NAMAX — Buy

NAMAX — Buy

BAGIX — Buy

BAGIX — Sold

EIBIX — Buy

EIBIX — Sold

HDGIX — Buy

HDGIX — Buy

LTRFX — Buy

LTRFX — Sold

LSHX — Buy

LSHX — Sold

MENX — Buy

MENX — Buy

WOBDX — Buy

WOBDX — Sold

IGLIX — Buy

AAGLIX — Buy

JFMXX — Buy

JJFMXX — Sold

JFMXX — Sold

JFMXX — Sold

JFMXX — Sold

JJFMXX — Sold

JFMXX — Sold

JFMXX — Buy

JFMXX — Buy

JFMXX — Sold

JFMXX — Sold

JFMXX — Sold

JFMXX — Sold

0IBYX — Buy

0IBYX — Sold

QRAAX — Buy

QRAAX — Sold

QRAAX — Sold

TGVIX — Buy

TGVIX — Buy

PRDGX — Buy

Part 1. | am no longer reporting a position as a director of the Los Angeles Bankruptcy Forum because | have not participated in this organization since at least

sometime in

2010, 1 have not formally tendered a resignation but any position | may hold is now honorary.

The only asset in Trust #1

Part VII 1 changed investment management companies in January 2011 from Fidelity to Edward Jones. Previously, the IRA holdings were in a single account.

Now, the

IRA holdings are managed in two accounts. IRA #1 holds AAPL. TRA #2 held or holds the assets listed under than heading. Except for AAPL, all assets managed

in the

Fidelity account were sold in January 2011 when Edward Jones took over. This portfolio (IRA #2) had an overall loss in value by the end of 2011.

The Met Life Money Market account (proceeds from a life insurance term policy) was drawn down to zero during 2011 and closed