Lewis A. Kaplan

Citibank accounts — Interest

NYCSerJ462518 — Interest — Sold

MTA47526 — Interest — Redeemed

Long Island Pwr 4.75 24 — Interest — Redeemed

Port Auth NY&NJ 4.2 19(E) — Interest — Redeemed

JP Morgan Chase accts gl — Interest

NY Life whole life policies — Int/Div

UlsterCo4.2521 — Interest — Redeemed

NYSDom40I19(E) — Interest

New York NY SerN4.017 m — Interest

Minisink CSD 4.0 19m — Interest

Wayne CSD 4020 m — Interest — Sold

Brookhaven CSD — Interest

GECCsO 16m — Interest

NYSDom4019m — Interest

National Umon Bank of Kinderhook — Int/Div

New York NY IDA 40 17m — Interest

Clarkstown 4.25 20(E) — Interest

NYCS5021(E) — Interest

Port Auth 4.75 32 — Interest

NYS Twy 3518 — Interest

NYSTwy4.528 — Interest

JP Morgan Chase (IRA) — Interest

JP Morgan Tax Free Money Mkt (E) — Int/Div

Islip NY 5.0 14(E) — Interest — Sold

Nassau Co. NY 4.0 14(E) — Interest — Redeemed

Ithaca NY 4.0 16 (E) — Interest

JP Morgan Treas Agy Fr gl — istmbution

JP Morgan Strategic Inc Fd — istmbution

JP Morgan US Equity Fd — Int/Div

JP Morgan Short Duration Bd Fd — Distribution

JP Morgan brokerage accts — Interest

JP Morgan Tax Free Money Mkt — Int/Div

Islip NY 5.0 14 — Interest — Redeemed

Nassau Co. NY 4014 — Interest — Redeemed

Perinton NY 3.2515 — Interest

Niskayuna NY 3.375 16 — Interest

Dutchess Co. NY 5.018 — Interest

Orange Co. NY 4.2519 — Interest

JP Morgan Chase checking accounts — Interest

JP Morgan Treas & Agency Fd mg — Int/Div

JP Morgan Strategic Inco. § — Distribution

JP Morgan International Value Fund pg — Distribution

JP Morgan US Equity Fund 1g — Distribution

JP Morgan Short Duration Bond Fd jg — istmbution — Sold (part)

JP Morgan brokerage accts gg — Interest

JP Morgan Tax Free Money Market Fd mm — Int/Div

Unadilla NY 4.0 14 ma — Interest — Redeemed

Nassau Co. NY 4.0 "mm — Interest — Redeemed

JP Morgan Intl Value — Int/Div

JP Morgan High Yield Bond — istmbution

JP Morgan Core Bond — istnibution

Falcomer CSD 4015 — Interest

Falconer CSD 4.7520 — Interest

Marietta Ga 4.0 16 — Interest

Nassau Co. 50 14 — Interest — Redeemed

Pembroke CSD 4.020 — Interest

Starpoint CSD 4.0 15 — Interest

JP Morgan High Yield Bond m ) — Distribution

Am Century Eq Inc Fd — Int/Div

JP Morgan Core Bond J — Distribution

Ellenville CSD 4.016 mm — Interest

Falconer CSD 4.75 2mm — Interest

Hawaii 4.015 m9 — Interest

Ozark Mo4.01S mm — Interest

Port Jefferson 3.5 15 mm — Interest

Rocky Point CSD 40 16m) — Interest

New Mexico 4.0 18(E) — Interest

Hewlett Woodmere 4.0 20(E) — Interest

Riverhead 4.0 IR (E) — Interest

Rocky Point CSD 4.0 16(E) — Interest

Alpine Ut4.0 13 (E) — Interest

Dallas Tx Comm Coll 4.0 17 — Interest

Wallkill 3.517 — Interest

NYSDom4s5 1S — Interest

NYS Env Fac 50 15(E) — Interest

Greece NY 4.125 17(E) — Interest

Am Century Eq Inc Fd — Iistnbution

NYS Twy 4.0 14 — Interest — Redeemed

Plainview Old Beth 4.0 21 — Interest

Putnam Co NY 4.0 16 — Interest

Island Trees UFSD 4.0 22 — Interest

Triboro BTA 4.020 — Interest

Bethlehem CSD 4.017 — Interest

Westchester Co 3.018 — Interest

Edgemont UFSD 4.0 20 — Interest

Edgemont 3.0 16 — Interest

Omtario Co 3.0 16 — Interest

Sachem CSD 3.018 — Interest

JP Morgan Equity Inc Fd — istmbution

JP Morgan Unconstrained Bd Fd f/k/a Tr Mit SC Ine. — Distribution

Rockville Centre 40 22 (E) — Interest

Edgemont NY UFSD 4.0 22 (E) — Interest

New Hyde Pk UFSD4022 mm — Interest

Eastlshp UFSD 4.021 mm — Interest

Roslyn NY UFSD 3.0 I: gm — Interest

NYS Env Facs 4.0 1S mm — Interest

JP Morgan Equity Inc J — Distribution — Buy (add'l)

JP Morgan Unconstrained Bd Fd fik/a Tr Mit SC Inc — Int/Div

Federated Tax Free Oblig Fd Inst Sh(T) — Interest

Columbia Value and Restr. Fund CL. Z(T) — Int/Div — Sold

102 — Distribution

Janus Enterprise FA C11(T) — Int/Div — Sold (part)

104, — Distribution

Lazard Emerg. Mkts Eq Portfolio Inst C1(T) — None — Redeemed

Oppenheimer Intl Growth Fd C1 Y — Int/Div — Buy (add'l)

Oppenheimer Intl Growth Fd C1 Y — Sold (part)

Weingarten Rlty Invs Sh Ben Int (T) — Int/Div

JP Morgan Floating Rate Inc. Fund — Distribution

JP Morgan Large Cap Growth Fd — Distribution — Buy (add'l)

JP Morgan Floating Rate Inc Fd jg — Int/Div

JP Morgan Large Cap Growth Fd gg — Distribution

Erie Co. 5.023 (E) — Interest

NYS Bridge Auth 4.0 23 (E) — Interest

Cold Spring Hrbr 2.1 20 — Interest

North Shore CSD 4.0 19 — Interest

North Shore CSD 4.021 — Interest

Nassau Co. 4.021 — Interest — Buy

Saratoga Springs 5.0 23 — None — Buy

Port Wash UFSC 5.0 19 — Interest — Buy

Arlington UFSD 5.0 19 — Interest — Buy

NYC Mun Wir 3.25 18 — Interest — Buy

NYC Mun Wir 5.022 — Interest — Buy

NYC Trans Fin 5.023 — None — Buy

NYS Dorm Gt Neck 5.024 — None — Buy

NYS Dorm 5.021 — None — Buy

NYS Env Fac 5.024 — Interest — Buy

NYSS019 — Interest — Buy

Piusford UFSD 4.0 22 — Interest — Buy

Westchester Co. 4.0 21 — Interest — Buy

Halfmoon NY 4.019 — Interest — Buy

JP Morgan Value Adv Fd pm — Distribution — Buy

NYC Trfor Cult. 4021 mm — None — Buy

NYSDorm 5.022 mm — None — Buy

Pine BushCSD S023 mm — Interest — Buy

Pittsford CSD 4.022 mm — Interest — Buy

Nassau Co. 5.024 (E) — None — Buy

NYS Dorm 5.0 24 (E) — Interest — Buy

Brookhaven 5.0 23 (E) — Interest — Buy

Columbia Contrarian Core Fd (T) — Int/Div — Buy

141 — istnbution

Legg Mason Clearbridge Sm Cap Growth Fd(T) — Distribution — Buy

Legg Mason Clearbridge Sm Cap Growth Fd(T) — Int/Div — Sold (part)

Columbia Emg Mkts Fd (T) — Int/Div — Buy

Prudential Global Real Est Fd (T) — Int/Div — Buy

Prudential Global Real Est Fd (T) — Sold (part)

Trustee, Trust for EE (commencing 10/15/2012)

Trustee, rust w'wio

Spouse's income — Pension and retirement plan pmts pension plans for benefit of retirees of Random House, Inc

1

(E) designates assets held as trustee w/'w/o!

Land (T) assets held as trustee f/b/o JEN. These

designations are very helpful to me in reporting properly. They may be redacted for any public release.

2

2

The listings at Part VII, pages 6 and 7, lines 32 and 46, for "JP Morgan brokerage accounts” reflect only cash balances and interest thereon, The individual

non-cash assets are mutual funds listed elsewhere in the report.